PUBLIC LAW 95-315, 92 STAT. 377, SMALL BUSINESS ENERGY LOAN ACT

95th CONGRESS, H.R. 11713 JULY 4, 1978
An Act To create a solar energy and energy conservation loan program within the Small Business Administration, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Small Business Energy Loan Act". // 15 USC 631 //

Sec. 2. Section 7 of the Small Business Act // 15 USC 636 // is amended by adding at the end thereof the following new subsection:

"(1) (1) The Administration also is empowered to make loans (either directly or in cooperation with banks or other lending institutions through agreements to participate on an immediate or deferred basis) as the Administrator may determine to be necessary or appropriate to assist any small business concern in financing plant construction, conversion, expansion (including acquisition of land for such a plant), or startup, and the acquisition of equipment, facilities, machinery, supplies, or materials to enable such concern to design architecturally or engineer, manufacture, distribute, market, install, or service any of the following energy measures:

"(A) Solar thermal energy equipment which is either of the active type based upon mechanically forced energy transfer or of the passive type based on convective, conductive, or radiant energy transfer or some combination of these types.

"(B) Photovoltaic cells and related equipment.

"(C) A product or service the primary purpose of which is conservation of energy through devices or techniques which increase the energy efficiency of existing equipment, methods of operation, or systems which use fossil fuels, and which is on the Energy Conservation Measures List of the Secretary of Energy or which the Administrator determines to be consistent with the intent of this subsection.

"(D) Equipment the primary purpose of which is production of energy from wood, biological waste, grain, or other biomass source of energy.

"(E) Equipment the primary purpose of which is industrial cogeneration of energy, district heating, or production of energy from industrial waste.

"(F) Hydroelectric power equipment.

"(G) Wind energy conversion equipment.

"(H) Engineering, architectural, consulting, or other professional services which are necessary or appropriate to aid citizens in using any of the measures described in subparagraphs (A) through (G).

Proceeds of loans under this subsection shall not be used primarily for research and development.

"(2) No loan shall be made under this subsection if the total amount outstanding and committed (by participation or otherwise) to the borrower from the business loan and investment fund established by this Act would exceed $500,000. No loan made or effected under this subsection directly or in cooperation with banks or other lending institutions through agreements to participate on an immediated basis shall exceed $350, 000.

"(3) No financial assistance shall be extended pursuant to this subsection unless the financial assistance applied for is not otherwise available on reasonable terms from non-Federal sources.

"(4) No immediate participation may be purchased unless it is shown that a deferred participation is not available; and no loan may be made unless it is shown that a participation is not available.

"(5) In agreements to participate in loans on a deferred basis under this subsection, the Administration's participation shall not be in excess of 90 per centum of the balance of the loan outstanding at the time of disbursement.

"(6) The Administration's share of any loan made under this subsection shall bear interest at the same rate as loans made under subsection (a) of this section. The maximum terms of any such loan, including extensions and renewals, may not exceed fifteen years.

"(7) All loans made under this subsection shall be of such sound value as reasonably to assure repayment, recognizing that greater risk may be associated with loans made to business concerns in this field: Provided, That factors in determining 'sound value' shall incude, but not be limited to, quality of the product or service; technical qualifications of the applicant of the applicant or his employees; sales projections; and the financial status of the business concern: Provided further, That such status need not be as sound as that required for loans under subsection (a) of this section.

"(8) (A) The Administration, after consultation with the Department of Energy and other Federal departments and agencies as the Administrator deems appropriate, shall publish in the Federal Register for public comment not later than sixty days after the date of enactment of this subsection proposed regulations to carry out the provisions to this subsection. The Administration shall make all reasonable efforts to solicit comments from small businesses and shall take into consideration comments submitted regarding such proposed regulations.

"(B) The administration shall publish final regulations under this subsection not later than one hundred and eighty days after the date of enactment of this subsection.

"(9) It is the intent of Congress that the paperwork burden and regulatory impact on applicants under this subsection shall be minimized. and that to the maximum extent practicable, the Administrator may rely upon consultation with the Department of Energy and other agencies, upon paid consultants, and upon voluntary public submissions of information to obtain market data, industry sales projections, energy savings, and other economic information needed to carry out the provisions of section 7(1) (1) (D) and (E). Nothing in this subsection shall be construed as precluding the Administrator from using any of his lawful powers to obtain information from applicants.".

Sec. 3. Section 7 (d) of the Small Business Act // 15 USC 636 // is amended by inserting "(1)" after "(d) and by adding at the end of such subsection the following paragraph:

"(2) The Administration is authorized to hold seminars throughout the Nation to make potential applicants aware of the opportunities available under this subsection and related government energy programs, and to make grants to qualified organizations to provide training seminars for small business concerns regarding practical and easily implemented methods for design, manufacture, installation, and servicing of equipment and for providing service listed in paragraph (1) of this subsection, except that recipients of loans made pursuant to this subsection shall not subsequently be eligible for such grants.".

Sec. 4. Section 4 (c) of the Small Business Act // 15 USC 633. // is amended--,

(1) is subparagraph (B) of paragraph (1), by inserting "7 (1)," after "7 (2),"; and

(2) is subparagraph (B) of paragraph (2), by inserting "7 (1)," after 7(i),".

Sec. 5. Section 20 (e) of the Small Business Act ( 15 U.S.C. 649 (e)) // 15 USC 631 // is amended by adding at the end thereof a new paragraph as follows:

"(10) For the programs authorized by section 7(1) of this Act, // 15 USC 636. // the Administration is authorized to make $30,000,000 in direct and immediate participation loans and $45,000,000 is guaranteed loans. ".

Sec. 6. Section 10 (b) of the Small Business Act (15 U.S.C. 639 (b)) is amended by adding the following: " Such report shall contain the number and amount of loans, the number of applications, the total amount applied for, and the number and amount of defaults for each type of equipment or service for which loans are authorized by this subsection, and on the projected and actual energy savings and numbers of jobs created by firms through loans made under section 7 (1) of the Small Business Act. // 15 USC 636. // The Department of Energy shall assist the Administration in obtaining information and compiling this report.".

Sec 7. Section 20 (f) of the Small Business Act (15 U.S.C. 649 (f)) // 15 USC 631 // is amended by striking the first sentence and inserting in lieu thereof: " There are authorized to be appropriated to the Administration for fiscal year 1979 $1,750,000 to carry out the programs referred to in subsection (e), paragraphs (1) through (10).".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1071 (Comm. on Small Business).

SENATE REPORT No. 95 - 828 (Select Comm. on Small Business).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 2, considered and passed House.

May 24, considered and passed Senate, amended.

June 16, House concurred in Senate amendment with amendments.

June 19, Senate concurred in House amendments.

PUBLIC LAW 95-314, 92 STAT. 376

95th CONGRESS, H.R. 12571 JULY 1, 1978
An Act To amend the Fishery Conservation Zone Transition Act in order to give effect to the Reciprocal Fisheries Agreement for 1978 between the United States and Canada.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That section 5 (a) of the Fishery Conservation Zone Transition Act. (Public Law 95 - 73; 91 Stat. 283) // 16 USC 1823 // is amended to read as follows:

"(a) Congressional Approval.--The Congress hereby approves the Reciprocal Fisheries Agreement for 1978 between the Government of the United States and the Government of Canada (hereinafter in this section referred to as the ' Agreement') as contained in the message to Congress from the President of the United States dated May 1, 1978. The Agreement shall be in force and effect with respect to the United States from January 1, 1978, until such later date in 1978 as may be determined pursuant to the terms of the Agreement.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1215 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No. 65 - 955 (Comm. on Commerce, Science, and Transportation and Comm. on Foreign Relations).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 25, considered and passed House.

June 29, considered and passed Senate.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, no. 27:

July 1, Presidential statement.

PUBLIC LAW 95-313, 92 STAT. 365, COOPERATIVE FORESTRY ASSISTANCE ACT OF 1978

95th CONGRESS, H.R. 11777 JULY 1, 1978
An Act To authorize the Secretary of Agriculture to provide cooperative forestry assistance to States and others, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Cooperative Forestry Assistance Act of 1978". // 16 USC 2101 //

POLICY AND PURPOSE

Sec. 2. (a) Congress finds and declares that--,

(1) most of the Nation's productive forest land is in private, State, and local governmental ownership, and the Nation's capacity to produce renewable forest resources is significantly dependent on these non-Federal forest lands;

(2) adequate supplies of timber and other forest resources are essential to the Nation, and adequate supplies are dependent upon efficient methods for establishing, managing, and harvesting trees and processing, marketing, and using wood and wood products;

(3) managed forest lands provide habitats for fish and wildlife, as well as esthetics, outdoor recreation opportunities, and other forest resources;

(4) insects and diseases affecting trees occur and sometimes create emergency conditions on all land, whether Federal or non-Federal, and efforts to prevent and control such insects and diseases often require coordinated action by both Federal and non-Federal land managers;

(5) fires in rual areas threaten human lives, property, and forests and other resources, and Federal-State cooperation in forest fire protection has proven effective and valuable;

(6) trees and forests are of great environmental and economic value to urban areas; and

(7) managed forests contribute to improving the quality, quantity, and timing of water yields, which are of broad benefit to society.

(b) The purpose of this Act is to authorize the Secretary of Agriculture (hereinafter in this Act referred to as the " Secretary") with respect to non-Federal forest lands, to assist in--,

(1) the advancement of forest resources management;

(2) the encouragement of the production of timber;

(3) the prevention and control of insects and diseases affecting trees and forests;

(4) the prevention and control of rural fires;

(5) the efficient utilization of wood and wood residues, including the recycling of wood fiber;

(6) the improvement and maintenance of fish and wildlife habitat; and

(7) the planning and conduct of urban forestry programs.

(c) It is in the national interest for the Secretary to work through and in cooperation with State foresters or equivalent State officials in implementing Federal programs affecting non-Federal forest lands,

(d) This Act shall be deemed to complement the policies and direction set forth in the Forest and Rangeland Renewable Resources Planning Act of 1974. // 16 USC 1600 //

RURAL FORESTRY ASSISTANCE

Sec. 3. (a) Congress finds that--,

(1) production of timber on non-Federal forest lands and the efficient processing and use of wood produced on these lands are important in meeting the Nation's demand for wood and wood products;

(2) the Federal Government can assist in increasing timber inventories, improving and maintaining fish and wildlife habitat, and providing other forest resources on non-Federal forest lands; and

(3) Federal assistance in forest resources management on non-Federal forest lands and the utilization of resources from these lands contribute to the economic strength and environmental quality of the Nation, providing many public benefits.

(b) The Secretary is authorized to provide financial, technical, and related assistance to State foresters or equivalent State officials to--,

(1) develop genetically improved tree seeds;

(2) procure, produce, and distribute tree seeds and trees for the purpose of establishing forests, windbreaks, shelterbelts, woodlots, and other plantings;

(3) plant tree seeds and trees for the reforestation or afforestation of non-Federal forest lands suitable for the production of timber and other benefits associated with the growing of trees;

(4) plan, organize, and implement measures on non-Federal forest lands, including, but not limited to, thinning, prescribed burning, and other silvicultural practices designed to increase the quantity and improve the quality of trees and other vegetation, fish and wildlife habitat, and water yielded therefrom;

(5) protect or improve soil fertility on non-Federal forest lands and the quality, quantity, and timing of water yields; and

(6) provide technical information, advice, and related assistance to private forest landowners and managers, vendors, forest operators, wood processors, public agencies, and individuals regarding--,

(A) the harvesting, processing, and marketing of timber and other forest resources and the marketing and utilization of wood and wood products; (B) conversion of wood to energy for domestic, industrial, municipal, and other uses; (C) management planning and treatment of forest land, including, but not limited to, site preparation, reforestation, thinning, prescribed burning, and other silvicultural practices designed to increase the quantity and improve the quality of timber and other forest resources; (D) protection and improvement of forest soil fertility and the quality, quantity, and timing of water yields; and (E) the effects of forestry practices on fish and wildlife and their habitats.

(c) There are hereby authorized to be appropriated annually such sums as may be needed to implement this section.

FORESTRY INCENTIVES

Sec. 4. (a) The Secretary is authorized to develop and implement a forestry incentives program to encourage the development, management, and protection of nonindustrial private forest lands. The purposes of such program shall be to encourage landowners to apply practices that will provide for afforestation of suitable open lands, reforestation of cutover or other nonstocked or understocked forest lands, timber stand improvement practices, including thinning, prescribed burning, and other silvicultural treatments, and forest resources management and protection, so as to provide for the production of timber and other forest resources associated therewith.

(b) For the purposes of this section, the term "private forest land" means land capable of producing crops of industrial wood and owned by any private individual, group, Indian tribe or other native group, association, corporation, or other legal entity.

(c) Landowners shall be eligible for cost sharing under this program if they own one thousand acres or less of private forest land, except that the Secretary may approve cost sharing with landowners owning more than one thousand acres of such land if significant public benefits will accrue. In no case, however, may the Secretary approve cost sharing with landowners owning more than five thousand acres of private forest land.

(d) The Secretary shall administer this section in accordance with regulations the Secretary shall develop in consultation with the committee described in section 10 (c) of this Act. Regulations issued under title X of the Agricultural Act of 1970, as added by the Agriculture and Consumer Protection Act of 1973, // 16 USC 1501 // to the extent not inconsistent with the provisions of this section, shall remain in effect until revoked or amended by regulations issued under this subsection. The regulations issued under this subsection shall include guidelines for the administration of this section at the Federal and State levels, and shall identify the measures and activities eligible for cost sharing under this section.

(e) Individual forest management plans developed by the landowner in cooperation with and approved by the State forester or equivalent State official shall be the basis for agreements between the landowner and the Secretary under this section. The Secretary shall encourage participating States to use private agencies, consultants, organizations, and firms to the extent feasible for the preparation of individual forest management plans.

(f) In return for the agreement by the landowner, the Secretary shall agree to share the cost of implementing those forestry practices and measures set forth in the agreement for which the Secretary determines that cost sharing is appropriate. The portion of such cost (including labor) to be shared shall be that portion that the Secretary determines is necessary and appropriate to implement the forestry practices and measures under the agreement, but not more than 75 percent of the actural costs incurred by the lanowner. The maximum amount any idividual may receive annually under the program authorized by this section shall be determined by the Secretary in consultation with the committee described in section 10 (c) of this Act.

(g) The Secretary shall, for the puposed of this section, distribute funds available for cost sharing among the States only after assessing the public benefit incident thereto, and after giving appropriate consideration to (1) the acreage of private commerical forest land in each State, (2) the potential productivity of such land, (3) the number of ownerships eligible for cost sharing in each State, (4) the need for reforestation, timber stand improvement, or other forestry investments on such ownerships, and (5) the enhancement of other forest resources.

(h) The Secretary may, if the Secretary determines that doing so will contribute to the effective and equitable administration of the program authorized by this section, use an advertising and bid procedure in determining the lands in any area to be covered by agreements under this section.

(i) In implementing this section, the Secretary may use the authorities provided in sections 1001, 1002, 1003, 1004, and 1008 of the Agricultural Act of 1970, as added by the Agriculture and Comsumer Protection Act of 1973, // 16 USC 1501 - 1504, 1508. //

(j) There are hereby authorized to be appropriated annually such sums as may be needed to implement this sectin, including funds necessary for technical assistance and expenses associated therewith.

INSECT AND DISEASE CONTROL

Sec. 5. (a) The Secretary is authorized to protect from insects and diseases trees and forests and wood products, stored wood, and wood in use directly on the National Forest System and in cooperation with others on other lands in the United States, in order to--,

(1) enhance the growth and maintenance of trees and forests;

(2) promote the stability of forest-related industries and employment associated therewith through potection of forest resources;

(3) aid in forest fire prevention and control;

(4) conserve forest cover on watersheds;

(5) protect outdoor recreation opportunties and other forest resources; and

(6) extend timber supplies by protecting wood poducts, stored wood, and wood in use.

(b) Subject to the provisions of subsections (c), (d), and (e) of this section and subject to whatever other conditions the Secretary may prscribe, the Secretary is authorized, directly on the National Forest System, and in cooperation with other Federal departments on other Federal lands, and in cooperation with State foresters or equivalent State officials, subdivisions of States, agencies, institutions, organizations, or individuals on non-Federal lands, to--,

(1) conduct surveys to detect and appraise insect infestations and disease conditions affecting trees;

(2) determine the biological, chemical, and mechanical measures necessary to prevent, retard, control, or suppress incipient, potential, threatening, or emergency insect infestations and disease conditions affecting trees;

(3) plan, organize, direct, and perform measures the Secretary determines necessary to prevent, retard, control, or suppress incipient, potential, threatening, or emergency insect infestations and disease epidemics affecting trees;

(4) provide technical information, advice, and related assistance in managing and coordinating the use of pesticides and other toxic substances applied to trees and other vegetation, and to wood products, stored wood, and wood in use; and

(5) take any other actions the Secretary deems necessary to accomplish the objectives and purposes of this section.

(c) Operations planned to prevent, retard, control, or suppress insects or diseases affecting forests and trees on land not controlled or administered by the Secretary shall not be conducted without the consent, cooperation, and participation of the entity having ownership of or jurisdiction over the affected land.

(d) No money appropriated to implement this section shall be expended to prevent, retard, control, or suppress insects or diseases affecting trees on non-Federal land until the entity having ownership of or jurisdiction over the affected land contributes, or agrees to contribute, to the work to be done in the amount and in the manner determined by the Secretary.

(e) The Secretary may, in the Secretary's discretition and out of any money appropriated ot implement this section, make allocations to Federal agencies having jurisdiction over lands held or owned by the United States in the amounts the Secretary deems necessary to prevent, retard, control, or suppress insect infestations and disease epidemics affecting trees on those lands.

(f) Any money appropriated to implement this section shall be available for necessary expenses. However, no money appropriated to implement this section shall be used to (1) pay the cost of felling and removing dead or dying trees unless the Secretary determines that such actions are necessary to prevent the spread of a major insect infestation or disease epidemic severely affecting trees, or (2) compensate for the value of any property injured, damaged, or destroyed by any cause. The Secretary may procure materials and equipment necessary to prevent, retard, control, or suppress insects and diseases affecting trees without regard to section 3709 of the Revised Statutes, as amended (41 U.S.C.5), under whatever procedures the Secretary may prescribe, whenever the Secretary deems such action necessary and in the public interest.

(g) There are hereby authorized to be appropriated annually such sums as may be needed to implement this section.

URBAN FORESTRY ASSISTANCE

Sec. 6. (a) Congress finds that--,

(1) trees and forests in urban areas, including cities, their suburbs, and towns, improve esthetic quality, reduce noise, filter impurities from the air and add oxgen to it, save energy by moderating temperature extremes, control wind and water erosion, and provide habitat for wildlife:

(2) trees and forests in urban areas are weakened, damaged, or killed by highway and street widening, sidewalk construction, air pollution, modified drainage patterns, erosion, depletion of soil fertility, insects and diseases, mechanical and structural facilities, and other adverse influences that result from or are aggravated by the concentrated use of land; and

(3) planting, protecting, and maintaining trees and forests and utilizing wood from pruned limbs, danaged trees, and felled trees in urban areas make those areas more pleasant and healthful.

(b) The Secretary is authorized to provide financial, technical, and related assistance to State foresters or equivalent State officials for the purpose of encouraging States to provide information and technical assistance to units of local government and others that will encourage cooperative efforts to plan urban forestry programs and to plant, protect, and maintain, and utilize wood from, trees in open spaces, greenbelts, roadside screens, parks, woodlands, curb areas, and residential developments in urban areas. The Secretary is also authorized to cooperate directly with units of local government and others in implelmenting this section whenever the Secretary and the affected State forester or equivalent State official agree that direct cooperation would better achieve the purposes of this section.

(c) There are hereby authorized to be appropriated annually such sums as may be needed to implement this section.

RURAL FIRE PREVENTION AND CONTROL

Sec. 7. (a) Congress finds that--,

(1) singnificant accomplishments have been made by the Secretary and cooperating States in the prevention and control of fires on forest lands and on nonforested watersheds for more than fifty years;

(2) progress is being made by the Secretary and cooperating States and rural communities in the protection of human lives, agricultural crops and livestock, property and other improvements, and natural resources from fires in rural areas;

(3) notwithstanding the accomplishments and progress that have been made, fire prevention and control on rural lands and in rural communities are of continuing high priority to protect human lives, agricultural crops and livestock, property and other improvements, and natural resources;

(4) the effective cooperative relationships between the Secretary and the States regarding fire prevention and control on rural lands and in rural communities should be retained and improved;

(5) efforts in fire prevention and control in rural areas should be coordinated among Federal, State, and local agencies; and

(6) in addition to providing assistance to State and local rural fire prevention and control programs, the Secretary should provide prompt and adequate assistance whenever a rural fire emergency overwhelms, or threatens to overwhelm, the firefighting capability of the affected State or rural area.

(b) Notwithstanding the Federal Fire Prevention and Control Act of 1974, // 15 USC 2201 // the Secretary is authorized, under whatever conditions the Secretary may prescribe, to--,

(1) cooperate with State foresters or equivalent State officials in developing systems and methods for the prevention, control, suppression, and prescribed use of fires on rural lands and in rural communities that will protect human lives, agricultural crops and livestock, property and other improvements, and natural resources;

(2) provide financial, technical, and related assistance to State foresters or equivalent State officials, and through them to other agencies and individuals, for the prevention, control, suppression, and prescribed use of fires on non-Federal forest lands and other non-Federal lands; and

(3) provide financial, technical, and related assistance to State foresters or equivalent State officials in cooperative efforts to organize, train, and equip local firefighting forces, including those of Indian tribes or other native groups, to prevent, control, and suppress fires threatening human lives, crops, livestock, farmsteads or other improvements, pastures, orchards, wildlife, rangeland, woodland, and other resources in rural areas. As used herein, the term "rural areas" shall have the meaning set out in the first clause of section 306 (a) (7) of the Consolidated Farm and Rural Development Act.

// 7 USC 1926. //

(c) The Secretary, with the cooperation and assistance of the Administrator of General Services, shall encourage the use of excess personal property (within the meaning of the Federal Property and Administrative Services Act of 1949) // 40 USC 471 // by State and local fire forces receiving assistance under this section.

(d) To promote maximum effectiveness and economy, the Secretary shall seek to coordinate the assistance the Secretary provides under this section with the assistance provided by the Secretary of Commerce under the Federal Fire Prevention and Control Act of 1974. // 15 USC 2201 //

(e) There are hereby authorized to be appropriated annually such sums as may be needed to implement subsection (b) of this section.

(f) There shall be established in the Treasury a special rural fire disaster fund that shall be immediately available to and used by the Secretary to supplement any other money available to carry out this section with respect rural fire emergencies, as determined by the Secretary. The Secretary shall determine that State and local resources are fully used or will be fully used before expending money in the disaster fund to assist a State in which one or more rural fire emergencies exist. There are hereby authorized to be appropriated such sums as may be needed to establish and replenish the disaster fund established by this subsection.

MANAGEMENT ASSISTANCE, PLANNING ASSISTANCE, AND TECHNOLOGY IMPLEMENTATION

Sec. 8. (a) To aid in achieving maximum effectiveness in the programs and activities conducted under this Act, the Secretary is authorized to provide financial, technical, and related assistance to State foresters or equivaltent State officials for the Development of stronger and more efficient State organizations that will enable them to fulfill better their responsibilities for the protection and management of non-Federal forest lands. Assistance underthis subsection may include, but will not be limited to, assistance in matters related to organization management, program planning and management, budget and fiscal accounting services, personnel training and management, information services, and recordkeeping. Assistance under this subsection may be extended only upon request by State foresters or equivalent State officials.

b) To ensure that data regarding forest lands are available for and effectively presented in State and Federal natural resources planning, the Secretary is authorized to provide financial, technical, and related assistance to State foresters or equivalent State officials in the assembly, analysis, display, and reporting of State forest resources data, in the training of State forest resources planners, and in participating in natural resources planning at the State and Federal levels. The Secretary shall rstrict assistance under this subsection to the implementation of th forestry aspects of State and Federal natural resources planning conducted under other laws. This subsection shall not be construed, in any way whatsoever, as extending, limiting, amending, repealing, or otherwise affecting any other law or authority.

(c) To ensure that new technology is intoduced, new information is integrated into existing technoloty, and forest resources research findings are promptly made available to State forestry personnel, private forest lanowners and managers, vendors, forest operators, wood processors, public agencies, and individuals, the Secretary is authorized to carry out a program of technology implementation.

(1) In implementing this subsection, the Secretary is authorized to work through State foresters or equivalent State officials, and, if the State forester or equivalent State official is unable to deliver these services, the Secretary is authorized to act through appropriate United States Department of Agriculture agencies, subdivisions of States, agencies, institutions, organizations, or individuals to--,

(A) strengthen technical assistance and service programs of cooperators participating in programs under this Act by applying research results and conducting pilot projects and field tests of management an utilization practices, equipment, and technologies, related to programs and activities authorized under this Act; (B) study the effects of tax laws, methods, and practices on forest management; (C) develop and maintain technical informationn systems in support of programs and activities authorized under this Act; (D) test, evaluate, and seek registration of chemicals for use in implementing the programs and activities authorized under this Act; (E) conduct other activities, including training of State forestry personnel whom the Secretary deems necessary to ensure that the programs and activities authorized under this Act are responsive to special problems, unique situations, and changing conditions.

(2) The Secretary may make funds available to cooperators under this Act without regard to the provisions of section 3648 of the Revised Statutes (31 U.S.C. 529), which prohibits advances of public money.

(3) The Secretary shall use forest resources planning committees at National and State levels in implementing this subsection.

(d) There are hereby authorized to be appropriated annually such sums as may be needed to implement this section.

CONSOLIDATED PAYMENTS

Sec. 9. (a) To provide flexibility in funding activities authorized under this Act, // 16 USC 2108 // the Secretary may, upon the request of any State consolidate the annual financial assistance payments to that State under this Act, in lieu of functional cost sharing mechanisms, formulas, or agreements. However, consolidated payments shall not include money appropriated under section 4 of this Act or money from any special Treasury fund established under this Act.

(b) Consolidation of payments made under this section shall be based upon State forest resources programs developed by State foresters or equivalent State officials, and reviewed by the Secretary.

(c) Consolidated payments to any State during any fiscal year shall not exceed the total amount of non-Federal funds expended within the State during that year to implement its State forest resources program. However, the Secretary may make payments that exceed the non-Federal amount expended for selected activities under the program, if the total Federal expenditure during any fiscal year does not exceed the total non-Federal expenditure during that year under the State forest resources program.

(d) The Secretary may make consolidated payments on the certificate of the State forester or equivalent State official that the conditions for Federal payment have been met.

(e) The Secretary shall administter this section to ensure that the use of consolidated payments does not adversely affect or eliminate any program authorized under this Act.

(f) Subject to applicable appropriation Acts, the total annual amount of financial assistance to any participating State after the enactment of this Act shall not be less than the base amount of financial assistance provided to that State under all provisions of law specified in section 13 of this Act during the fiscal year in which this Act is enacted. However, financial assistance for special projects of two years or less duration shall not be included in determining the base amount for any participating State.

GENERAL PROVISIONS

Sec 10. (a) In implementing this Act, // 16 USC 2109 // the Secretary shall, to the maximum extent practicable--,

(1) work through, cooperate with, and assist State foresters or equivalent State officials;

(2) encourage cooperation and coordination between State foresters or equivalent State officials and other State agencies that manage renewable natural resources;

(3) use and encourage cooperators under this Act to use, private agencies, consultants, organizations, firms, and individuals to furnish necessary materials and services; and

(4) promote effectiveness and economy by coordinating the direct actions and assistance authorized under this Act with related programs the Secretary administers, and with cooperative programs of other agencies.

(b) Money appropriated under this Act shall remain available until expended.

(c) Requirements for the development fo State forest resources programs and State participation in management assistance, planning assistance, and technology implementation, the apportionment of funds among States participating under this Act, the administrative expenses in connection with activities and programs under this Act, and the amounts to be expended by the Secretary to assist non-State cooperators under this Act, shall be determined by the Secretary in consultation with a committee of not less than five State foresters or equivalent State officials selected by a majority of the State foresters or equivalent State officials from States participating in programs under this Act. However, the Secretary need not consult with such committee regarding funds to be expended under emergency conditions that the Secretary may determine.

(d) For the purposes of this Act--,

(1) The terms " United States" shall include each of the serveral States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands of the United States, Commmonwealth of the Northern Mariana Islands, the Trust Territory of the Pacific Islands, and the territories and possessions of the United States;

(2) The terms "forest resources" shall include esthetics, fish and wildlife, forage, outdoor recreation opportunities, timber, and water; and

(3) The term "urban forestry" means the planning, establishment, protection, and management of trees and associated plants, individually, in small groups, or under forest conditions within cities, their suburbs, and towns.

(e) The Secretary may prescribe rules and regulations, as the Secretary deems appropriate, to implement the provisions of this Act.

(f) The Secretary is authorized to make grants, agreements, contracts, and other arrangements the Secretary deems necessary to implement this Act.

(g) This Act shall be construed as supplementing all other laws relating to the Department of Agriculture and shall not be construed as limiting or repealing any existing law or authority of the Secretary, except as specifically cited in section 13 of this Act.

STATEMENT OF LIMITATION

Sec. 11. This Act // 16 USC 2110. // does not authorize the Federal Government to regulate the use of private land or to deprive owners of land of their rights to property or to income from the sale of property, and this Act does not diminish in any way the rights and responsibilities of the States and political subdivisions of States.

REPORTS

Sec. 12. To ensure that Congress has adequate information to implement its oversight responsibilities and to provide accountability for expenditures and activities under this Act, section 8 (c) of the Forest and Rangeland Renewable Resources Planning Act of 1974 // 16 USC 1606 // is amended by--,

(1) inserting immediately before the period at the end of the last sentence "and in cooperative State and private Forest Service programs"; and

(2) adding a new sentence at the end thereof as follows: with regard to the cooperative forestry assistance part of the Program, the report shall include, but not be limited to, a description of the status, accomplishments, needs, and work backlogs for the programs and activities conducted under the Cooperative Forestry Assistance Act of 1978.".

REPEAL OF OTHER LAWS; EXISTING CONTRACTS AND

AGREEMENTS;

APPROPRIATIONS

Sec. 13. (a) The following laws, and portions of laws, are hereby repealed:

(1) sections 1,2,3, and 4 of the Act of June 7, 1924, known as the Clarke-Mc Nary Act (43 Stat. 653 - 654, as amended; 16 U.S. C. 564, 565, 566, 567);

(2) the Act of April 26, 1940, known as the White Pine Blister Rust Protection Act (54 Stat. 168; 16 U.S.C. 594a);

(3) the Forest Pest Control Act

// 16 USC 594--1 //

(4) the Cooperative Forest Management Act;

// 16 USC 568c //

(5) section 401 of the Agricultural Act of 1956; (6) title IV of the Rural Development Act of 1972;

// 16 USC 568e. //

and

(7) section 1009 and the proviso to section 1010 of the Agricultural Act of 1970,

// 7 USC 2651. //

as added by the Agriculture and Consumer Protection Act of 1973. // 16 USC 1509, 1510. //

(b) Contracts and cooperative and other agreements under cooperative forestry programs executed under authority of the Acts, or portions thereof, repealed under subsection (a) of this section shall remain in effect until revoked or amended by their own terms or under other provisions of law.

(c) Funds appropriated under the authority of the Acts, or portions thereof, repealed under subsection (a) of this section shall be available for expenditure for the programs authorized under this Act.

EFFECTIVE DATE

Sec. 14. The provisions of this Act // 16 USC 2101 // shall become effective October 1, 1978.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1183 (Comm. on Agriculture).

SENATE REPORT No. 95 - 879 accompanying S. 3033 (Comm. on Agriculture, Nutrition, and Forestry).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 22, considered and passed House.

June 7, considered and passed Senate, amended, in lieu of S. 3033.

June 16, House concurred in Senate amendments.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, No. 27:

July 1, Presidential statememt,

PUBLIC LAW 95-312, 92 STAT. 364

95th CONGRESS, S.J. RES. 128 JUNE 30, 1978
Joint Resolution Designating July 1, 1978, as " Free Enterprise Day".

Whereas the rapid development of America's economy is a result of the interaction of the free enterprise of our people and the abundant natural resources of our land; and

Whereas the present great prosperity of the United States is based upon free enterprise; and

Whereas the principles of free enterprise are inexorably bound with our principles of individual political freeddom; and

Whereas the belief of Americans in the essential justice of free enterprise is being increasingly challenged throughout the world.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the President is authorized and requested to issue a proclamation designating July 1, 1978, as " Free Enterprise Day" and calling upon the people of the United States and interested groups and organizations to observe such day with appropriate ceremonies and activities.

LEGISLATIVE HISTORY:

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 20, considered and passed Senate.

June 26, considered and passed House.

PUBLIC LAW 95-311, 92 STAT. 363

95th CONGRESS, S. 2351 JUNE 30, 1978
An Act To designate the proposed new Veterans' Administration hospital in Little Rock, Arkansas, as the " John L. Mc Cellan Memorial Veterans' Hospital" and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the proposed new Veteran's Administration hospital in Little Rock, Arkansas, shall hereafter be known and designated as the " John L. Mc Clellan Memorial Veterans' Hospital". Any reference to such hospital in any law. regulation, document, record, or other paper of the United States shall be deemed a reference to it as the John L. Mc Clellan Memorial Hospital.

Sec. 2. The Administrator of Veterans' Affairs is authorized to provide such memorial at the above-named hospital as he may deem suitable to preserve the remembrance of the late John L. Mc Clellan.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1284 accompanying H.R. 10287 (Comm. on Veterans' Affairs).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Dec. 15, considered and passed Senate.

Vol. 124 (1978): June 19, considered and passed House, amended, in lieu of H.R. 10287. June 23, Senate concurred in House amendments.

PUBLIC LAW 95-310, 92 STAT. 362

95th CONGRESS, S.2033 JUNE 30, 1978
An Act To provide for conveyance of certain lands in the Wenatchee National Forest, Washington, by the Secretary of Agriculture.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That, notwithstanding any requirement or limitation therein with respect to the location of lands that may be conveyed, the Secretary of Agriculture is authorized to convey as a townsite lands in the Wenatchee National Forest, Washington, known as the Liberty Townsite, prusuant to and in accordance with the provisions of the Act of July 31, 1958 (72 Stat. 438; 7 U.S.C. 1012a) as amended by section 213 of the Federal Land Policy and Management Act of 1976 (90 Sta. 2743, 3760). // 90 Stat. 2760 //

LEGISLATIVE HISTORY:

HOUSE REPORT No 95 - 1291 (Comm. on Interior and Insular Affairs).

Senate REPORT No 95 - 519 (Comm. on Energy and Natural Resources).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Oct. 28, considered and passed Senate.

Vol. 124 (1978): June 21, considered and passed House.

PUBLIC LAW 95-309, 92 STAT. 361

95th CONGRESS, H.J. RES. 995 JUNE 30, 1978
Joint Resolution To designate Sunday, June 25, 1978, as " National Brotherhood Day".

Whereas this Nation was founded on the principle of freedom of religious thought;

Whereas the practice of this freedom continues today in the expression of many philosophies and beliefs;

Whereas the American people have --or their ancestors have--come to this country for many reasons, among them the freedom from presecution for these beliefs; and

Wheras a deep kinship and true brotherhood exists among the various national, religious, and racial groups making up this great Nation: Now, therefore, be it

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That Sunday, June 25, 1978, is hereby designated as " National Brotherhood Day".

Sec. 2. The President is authorizeds and requested to issue a proclamation calling upon the people of the United States to commemorate National Brotherhood Day with appropriate celebrations and observances.

LEGIISLATIVE HISTORY:

CONGRESSIONAL RECORD, Vol. 124 (1978):

June 23, considered and passed House and Senate.

PUBLIC LAW 95-308, 92 STAT. 358

95th CONGRESS, H.R. 11465 JUNE 30, 1978
An Act To authorize appropriations for the United States Coast Guard for fiscal year 1979, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled. That funds are hereby authorized to be appropriated for necessary expenses of the United States Coast Guard of fiscal year 1979, as follows:

(1) For the operation and maintenance of the Coast Guard, including expenses related to the Capehart housing debt reduction: $969,906,000;

(2) For the acquistiion, construction, rebuilding, and improvement of aids to navigation, shore facilities, vessels, and aircraft, including equipment related therto: $379,954,000 to remain available until expended;

(3) For the alteration or removal of bridges over navigable waters of the United States, constituting obstructions to navigation: $34,603,000, to remain available until expended; and

(4) For research, development, test, and evaluation: $25,000,000, to remain available until expended.

Sec. 2. For fiscal year 1979, the Coast Guard is authorized and end of year strength of ractive duty personnel of 39,331: Provided, That the ceiling shall not include members of the Ready Reserve called to active duty under the authority of section 764 of title 14, United States Code.

Sec. 3. For fiscal year 1979, average military training students loads for the Coast Guard are authorized as follows:

(1) recruit and special training: 3,962 students:

(2) flight training: 95 students;

(3) professional training in military and civilian institutions: 436 students; and

(4) officer acquisitions: 952 students.

Sec 4. Section 30 of the Federal Boat Safety Act of 1971 (46 U.SC. 1479) is amended by striking out "and 1978" and inserting in lieu thereof ", 1978, 1979, and 1980,".

Sec. 5. The Coast Guard is authyorized to enter into a long-term lease in excess of one fiscal year for the purpose of acquiring a site on the Quillayute Indian Reservation in the State of Washington so that the Quillayute River Coast Guard Station may be relocated: Provided, That any such agreement entered into pursuant to this section shall be effective only to such extent or in such amounts as are provided in advance in appropriation Acts. The Coast Guard is also authorized to expend, commencing with fiscal year 1979, appropriated funds for the construction of fixed facitities and improvements on such land leased from the Quillayute Indians.

Sec. 6. Subsection (b) of the first section of the Act of August 27, 1935 (relating to load lines for certain vessels) (46 U.S.C. 88 (b)), is amended by (1) striking out " All" and inserting in lieu thereof " The requirements of this Act shall not apply to (1) all"; (2) striking out "except those constructed after the effective date of this subsection or those converted to either of such services after 5 years from the effective date of this subsection and " and inserting in lieu thereof "which were constructed, or with respect to which construction was begun or contracted for, before January 1, 1980, or which were converted to such use, or with respect to which conversion to such use was begun or contracted for, before January 1, 1980, so long as such conversion was completed before January 1, 1983 (in the case of conversions); or (2)"; and (3) striking out ", are exempt from the requirements of this Act".

Sec. 7. Section 10 of the Act of May 28, 1908 (relating to seagoing barges) (46 U.S.C. 395), is amended by (1) redesignating subsection (c) as subsection (d) ; and (2) inserting immediately after subsection (b) the following:

"(c) During the period beginning January 1, 1977, and ending January 1, 1982, the provisions of subsection (b) shall not apply to vessels of not more than 5,000 gross tons used in the pocessing or assembling of fishery products in the fisheries of the States of Oregon, Washington, and Alaska.".

Sec 8. (a) The Congress finds adn declares the following:

(1) The transportation, production and handling of oil in, on, or near the navigable and ocean waters of the Columbia River Basin system creates substantial environmental risks, and may cause serious damage to the general health, welfare, and economy of this region.

(2) The vitality of the Columbia River estuary and marine environment is crucial to the maintenance and enhancement of major fishery resources for the enjoyment and livelihood of present and future generations.

(3) The protection and betterment of this marine, estuarine and fresh water river system requires a thorough, detailed assessment of the current plans and capabilities to best prevent, contain, clean-up and mitigate the damages resulting from possible oil spills and discharges in the system.

(b) Within 180 days after the date of enactment of this section,

the

Commandant of the Coast Guard, in consultation with the appropriate Federal, State, and local agencies, shall conduct a systematic, detailed evaluation on the --,

(1) current procedures, safeguards, and capabilities to best prevent, contain, clean-up, and mitigate damages resulting from oil spills and discharges in, on, or near the navigable and ocean waters of the Columbia River Basin system;

(2) available and required oceanographic meteorological, and other relevant data necessary to best provide for the management referred to in paragraph(1);

(3) potential risk of existing and projected oil tanker traffic in, on, or near the navigable and ocean waters of the Columbia River Basin system causing harm to the environment of such system due to oil spills, fuel dumping, residual discharges, and other releases of crude oil petroleum product; and

(4) need for legislation or other strategies to insure protection of such system and its environment, including the prompt development of an orderly, step-by-step contingency plan to contain, cleanup, and mitigate the damages resulting from the conditions referred to in paragraph (3).

The Commandant shall submit the results of such evaluation, immediately upon completion, including such recommendations as he deems necessary, to the Committee on Commerce, science, and Transportation of the Senate and the Committee on Merchant Marine and Fisheries of the House of Representatives.

Sec. 9. Paragraph (1) of the first section of the Act of July 1, 1977 // 91 Stat. 259 // (authorizing appropriations for the Coast Guard for fiscal year 1978) is amended by striking out "$887,521,000;" and inserting in lieu thereof "$892,900,000;".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1030 (Comm. on Marine and Fisheries).

SENATE REPORT No. 95 - 817 (Comm. on Commerce, Science, and Transportation).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 17, considered and passed House.

May 19, considered and passed Senate, amended.

June 14, House concurred in Senate amendments

PUBLIC LAW 95-307, 92 STAT. 353, FOREST AND RANGE LAND RENEWABLE RESOURCES RESEARCH ACT OF 1978

95th CONGRESS, H.R. 11778 JUNE 30, 1978
An Act To direct the Secretary of Agriculture to carry out forest and rangeland renewable resources research, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Forest and Rangeland Renewable Resources Research Act of 1978". // 16 USC 1600 //

PURPOSE

Sec. 2. (a) Congress finds that scientific discoveries and technological advances must be made and applied to support the protection, management, and utilization of the Nation's renewable resources. It is the purpose of this Act // 16 USC 1641 // to authorize the Secretary of Agriculture (hereinafter in this Act referred to as the " Secretary") to implement a comprehensive program of forest and rangeland renewable resources research and dissemination of the findings of such research.

(b) This Act shall be deemed to complement the policies and direction set forth in the Forest and Rangeland Renewable Resources Planning Act of 1974. // 16 USC 1600 //

RESEARCH AUTHORIZATION

Sec. 3. (a) The Secretary is authorized to conduct, support, and cooperate in investigations, experiments, tests, and other activities the Secretary deems necessary to obtain, analyze, develop, demonstrate, and disseminate scientific information about protecting, managing, and utilizing forest and rangeland renewable resources in rural, suburban, and urban areas. The activities conducted, supported, or cooperated in by the Secretary under this Act shall include, but not be limited to, the five major areas of renewable resource research identified in paragraphs (1) through (5) of this subsection.

(1) Renewable resource management research shall include, as appropriate, research activities related to managing, reproducing, planting, and growing vegetation on forests and rangelands for timber, forage, water, fish and wildlife, esthetics, recreation, wilderness, and other purposes; determining the role of forest and rangeland management in the productive use of forests and rangelands, in diversified agriculture, and in mining, transportation, and other industries; and developing alternatives for the management of forests and rangelands that will make possible the most effective use of their multiple products and services.

(2) Renewable resource environmental research shall include, as appropriate, research activities related to understanding and managing surface and subsurface water flow, preventing and controlling erosion, and restoring damaged or disturbed soils on forest and rangeland watersheds; maintaining and improving wildlife and fish habitats; managing vegetation to reduce air and water pollution, provide amenities, and for other purposes; and understanding, predicting, and modifying weather, climatic, and other environmental conditions that affect the protection and managaement of forests and rangelands.

(3) Renewable resource protection research shall include, as appropriate, research activities related to protecting vegetation and other forest and rangeland resources, including threatened and endangered flora and fauna, as well as wood and wood products in storage or use, from fires, insects, diseases, noxious plants, animals, air pollutants, and other agents through biological, chemical, and mechanical control methods and systems; and protecting people, natural resources, and property from fires in rural areas.

(4) Renewable resource utilization research shall include, as appropriate, research activities related to harvesting, transporting, processing, marketing, distributing, and utilizing wood and other materials derived from forest and rangeland renewable resources; recycling and fully utilizing wood fiber; and testing forest products, including necessary fieldwork associated therewith.

(5) Renewable resource assessment research shall include, as appropriate, research activities related to developing and applying scientific knowledge and technology in support of the survey and analysis of forest and rangeland renewable resources described in subsection (b) of this section.

(b) To ensure the availability of adequate data and scientific information for development of the periodic Renewable Resource Assessment provided for in section 3 of the Forest and Rangeland Renewable Resources Planning Act of 1974, // 16 USC 1601 // the Secretary of Agriculture shall make and keep current a comprehensive survey and analysis of the present and prospective conditions of and requirements for renewable resources of the forests and rangelands of the United States and of the supplies of such renewable resources, including a determination of the present and potential productivity of the land, and of such other facts as may be necessary and useful in the determination of ways and means needed to balance the demand for and supply of these renewable resources, benefits, and uses in meeting the needs of the people of the United States. The Secretary shall conduct the survey and analysis under such plans as the Secretary may determine to be fair and equitable, and cooperate with appropriate officials of each State and, either through them or directly, with private or other entities.

RESEARCH FACILITIES AND COOPERATION

Sec. 4. (a) In implementing this Act, // 16 USC 1643 // the Secretary is authorized to establish and maintain a system of experiment stations, research laboratories, experimental areas, and other forest and rangeland research facilities. The Secretary is authorized, with donated or appropriated funds, to acquire by lease, donation, purchase, exchange, or otherwise, land or interests in land within the United States needed to implement this Act, to make necessary expenditures to examine, appraise, and survey such property, and to do all things incident to perfecting title thereto in the United States.

(b) In implementing this Act, the Secretary is authorized to accept, hold, and administer gifts, donations, and bequests of money, real property, or personal property from any source not otherwise prohibited by law and to use such gifts, donations, and bequests to (1) establish or operate any forest and rangeland research facility within the United States, or (2) perform any forest and rangeland renewable resource research activity authorized by this Act. Such gifts, donations, and bequests, or the proceeds thereof, and money appropriated for these purposes shall be deposited in the Treasury in a special fund. At the request of the Secretary, the Secretary of the Treasury may invest or reinvest any money in the fund that in the opinion of the Secretary is not needed for current operations. Such investments shall be in public debt securities with maturities suitable for the needs of the fund and bearing interest at prevailing market rates. There are hereby authorized to be expended from such fund such amounts as may be specified in annual appropriation Acts, which shall remain available until expended.

(c) In implementing this Act, the Secretary may cooperate with Federal, State, and other governmental agencies, with public or private agencies, institutions, universities, and organizations, and with businesses and individuals in the United States and in other countries. The Secretary may receive money and other contributions from cooperators under such conditions as the Secretary may prescribe. Any money contributions received under this subsection shall be credited to the applicable appropriation or fund to be used for the same purposes and shall remain available until expended as the Secretary may direct for use in conducting research activities authorized by this Act and in making refunds to contributors.

(d) The paragraph headed " Forest research:" under the center heading " Forest Service" and the center subheading " SALARIES AND EXPENSES" of title I of the Department of Agriculture Appropriation Act, 1952 (65 Stat. 233; 16 U.S.C. 581a - 1), is amended by inserting a period immediately after the figure "$5,108,603" and by striking all that follows in that paragraph.

COMPETITIVE RESEARCH GRANTS

Sec. 5. In addition to any grants made under other laws, the Secretary is authorized to make competitive grants that will further research activities authorized by this Act to Federal, State, and other governmental agencies, public or private agencies, institutions, universities, and organizations, and businesses and individuals in the United States. In making these grants, the Secretary shall emphasize basic and applied research activities that are important to achieving the purposes of this Act, and shall obtain, through review by qualified scientists and other methods, participation in research activities by scientists throughout the United States who have expertise in matters related to forest and rangeland renewable resources. Grants under this section shall be made at the discretion of the Secretary under whatever conditions the Secretary may prescribe, after publicly soliciting research proposals, allowing sufficient time for submission of the proposals, and considering qualitative, quantitative, financial, administrative, and other factors that the Secretary deems important in judging, comparing, and accepting the proposals. The Secretary may refect any or all proposals received under this section if the Secretary determines that it is in the public interest to do so.

GENERAL RESEARCH PROVISIONS

Sec. 6. (a) The Secretary may make funds available to cooperators and grantees under this Act // 16 USC 1645. // without regard to the provisions of section 3648 of the Revised Statutes (31 U.S.C. 529), which prohibits advances of public money.

(b) To avoid duplication, the Secretary shall coordinate cooperative aid and grants under this Act with cooperative aid and grants the Secretary makes under any other authority.

(c) The Secretary shall use the authorities and means available to the Secretary to disseminate the knowledge and technology developed from research activities conducted under or supported by this Act. In meeting this responsibility, the Secretary shall cooperate, as the Secretary deems appropriate, with the entities identified in subsection (d) (3) of this section and with others.

(d) In implementing this Act, the Secretary, as the Secretary deems appropriate and practical, shall--,

(1) use, and encourage cooperators and grantees to use, the best available scientific skills from a variety of disciplines within and outside the fields of agriculture and forestry;

(2) seek, and encourage cooperators and grantees to seek, a proper mixture of short-term and long-term research and a proper mixture fo basic and applied research;

(3) avoid unnecessary duplication and coordinate activities under this section among agencies of the Department of Agriculture and with other affected Federal department and agencies, State agricultural experiment stations, State extension services, State foresters or equivalent State officials, forestry schools, and private research organizations; and

(4) encourage the development, employment, retention, and exchange of qualified scientists and other specialists through postgraduate, postdoctoral, and other traininbg, national and international exchange of scientists, and other incentives and programs to improve the quality of forest and rangeland renewable resources research.

(e) This Act shall be construed as supplementing all other laws relating to the Department fo Agriculture and shall not be construed as limiting or repealing any existing law or authority of the Secretary except as specifically cited in this Act.

(f) For the purposes of this Act, the terms " United States" and " State" shall include each of the several States, the District of Columbia, the Commonwealth of Purerto Rico, the Virgin Islands of the United States, the Commonwealth of the Northern Marianna Islands, the Trust Territory of the Pacific Islands, and the territories and possessions of the United States.

RESEARCH APPROPRIATIONS AUTHORIZATION

Sec. 7. there are hereby authorized to be appropriated annually such sums as may be needed to implement this Act. Funds appropriated under this Act shall remanin available until expended.

REPEAL OF MC SWEENEY- MC NARY ACT; REGULATIONS AND

COORDINATION; APPROPRIATIONS

Sec. 8. (a) The Act of May 22, 1928, known as the Mc Sweeney-Mc Nary Act (45 Stat. 699 - 702, as amended; 16 U.S.C. 581, 581a, 581b- 581i), is hereby repealed.

(b) Contracts and cooperative and other agreements under the Mc Sweeney-Mc Nary Act shall remain in effect until revoked or amended by their own terms or under other provisions of law.

(c) The Secretary is authorized to issue such rules and regulations as the Secretary deems necessary to implement the provisions of this Act and to coordinate this Act with title XIV of the Food and Agriculture Act of 1977. // 7 USC 3101 //

(d) Funds appropriated under the authority of the Mc Sweeney-Mc Nary Act // 16 USC 581, 581a, 581b - 581i // shall be available for expenditure for the programs authorized under this Act.

EFFECTIVE DATE

Sec. 9. The provisions to this Act // 16 USC 1641 // shall become effective October 1, 1978.

LEGISLATIVE HISTORY:

HOUSE REPORT No 95 - 1179 (Comm. on Agriculture).

SENATE REPORT No. 95 - 8800 accompanying S. 3034 (Comm. on Agriculture, Nutrition, and Forestry).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 22, considered and passed House.

June 7, considered and passed Senate, amended, in lieu of S. 3034.

June 16, House concurred in Senate amendments.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, No. 27: July 1, Presidential statement.

PUBLIC LAW 95-306, 92 STAT. 349, RENEWABLE RESOURCES EXTENSION ACT OF 1978.

95th CONGRESS, H.R. 11779 JUNE 30, 1978
An Act To provide for an expanded and comprehensive extension program for forest and rangeland renewable resources.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Renewable Resources Extension Act of 1978". // 16 USC 1600 //

FINDINGS

Sec. 2. Congress finds that--,

(1) the extension program of the Department of Agriculture and the extension activities of each State provide useful and productive educational programs for private forest and range landowners and processors and consumptive and nonconsumptive users of forest and rangeland renewable resources, and these educational programs complement research and assistance programs conducted by the Department of Agriculture;

(2) to meet national goals, it is essential that all forest and rangeland renewable resources (hereinafter in this Act referred to as "renewable resources"), including fish and wildlife, forage, outdoor recreation opportunities, timber, and water, be fully considered in designing educational programs for landowners, processors, and users;

(3) more efficient utilization and marketing of renewable resources extent available supplies of such resources, provide products to consumers at prices less than they would otherwise be and promote reasonable returns on the investments of landowners, processors, and users;

(4) trees and forests in urban areas improve the esthetic quality. reduce noise, filter impurities from the air and add oxygen to it, save energy by moderating temperature extremes, control wind and water erosion, and provide habitat for wildlife; and

(5) trees and shrubs used as shelterbelts protect farm lands from wind and water erosion, promote moisture accumulation in the soil, and provide habitat for wildlife.

TYPES OF PROGRAMS; ELIGIBLE COLLEGES AND

UNIVERSITIES

Sec. 3. (a) The Secretary of Agriculture (hereinafter in this Act // 16 USC 1672. // referred to as the " Secretary"), under conditions the Secretary may prescribe and in cooperation with the State directors of cooperative extension service programs and eligible colleges and universities, shall--,

(1) provide educational programs that enable individuals to recognize, and resolve problems dealing with renewable resources, including forest- and range-based outdoor recreation opportunities, trees and forests in urban areas, and trees and shrubs in shelterbelts;

(2) use educatioal programs to disseminate the results of research on renewable resources;

(3) conduct educational programs that transfer the best available technology to those involved in the management and protection of forests and rangelands and the processing and use of their associated renewable resources;

(4) develop and implement educational programs that give special attention to the educational needs of small, private nonndustrial forest landowners;

(5) develop and implement educational programs in range and fish and wildlife management;

(6) assist in providing continuing education programs for professionally trained individuals in fish and wildlife, forest, range, and watershed management and related fields;

(7) help forest and range landowners in securing technical and financial assistance to bring appropriate expertise to bear on their problems; and

(8) help identify areas of needed research regarding renewable resources.

(b) As used in this Act, the term "eligible colleges and universities" means colleges and universities eligible to be supported and maintained, in whole or in part, with funds made available under the provisions of the Act of July 2, 1862 (12 Stat. 503 - 505, as amended; 7 U.S.C. 301 - 305, 307, 308), and the Act of August 30, 1890 (26 Stat. 417 - 419, as amended; 7 U.S.C. 321 - 326, 328), including Tuskegee Institute, and colleges and universities eliglilbe for assistance under the Act of October 10, 1962 (76 STAT. 806 - 807, as amended; 16 U.S.C. 582a, 582a - 1 - 582a - 7).

(c) In implementing this section, all appropriate educational methods may be used, including, but not limited to, meetings, short courses, workshops, tours, demonstrations, publications, news releases, and radio and television programs.

STATE RENEWABLE RESOURCES EXTENSION PROGRAMS

Sec. 4. (a) The State director of cooperative extension programs hereinafter in this Act // 16 USC 1673 // referred to as the " State director") and the administrative heads of extension for eligible colleges and universities in each State shall jointly develop, by mutual agreement, a single comphrehensive and coordinated renewable resources extension program in which the role of each eligible college and university is well-defined. In meeting this responsibilty, the State director and the administrative heads of extension for eligible colleges and universities shall consult and seek agreement with the administrative technical representatives and the forestry representatives provided for by the Secretary in implementation of the Act of October 10, 1962 (76 Stat. 806 - 807, as amended; 16 U.S.C. 582a, 582a - 1 - 582a - 7), in the State. Each State's renewable resources extension program shall be submitted to the Secretarry annually. The National Agricultural Research and Extension Users Advisory Board established under section 1408 of the Food and Agriculture Act of 1977 // 7 USC 3123. // shall review and make recommendations to the Secretary pertaining to programs conducted under this Act.

(b) The State director and the administrative heads of extension for eligible colleges and universities in each State shall encourage close cooperation between extension staffs at the county and State levels, and State adn Federal research organizations dealing with renewable resources, State and Federal agencies that manage forests and rangelands and their associated renewable resources, State and Federal agencies that have responsibilities associated with the processing or use of renewable resources, and other agencies or organizations the State director and adninistrative heads of extension deem appropriate.

(c) Each State renewable resoureces extension programs shall be administered and coordinated by the State director, except that, in States having colleges eligible to receive funds under the Act of August 30, 1890 (26 Stat. 417 - 419, as amended; 7 U.S.C. 321 - 326, 328), including Tuskegee Institute, the State renewable resources extension program shall be administered by the State director and the administrative head or heads of extension for the college or colleges eligible to reveive such funds.

(d) In meeting the provisions of this section, each State director and administrative heads of extension for eligible colleges and universities shall appoint and use one or more advisory committees comprised of forest and range landowners, professionally trained individuals in fish and wildlife, forest, range, and watershed management, and related fields, as appropriate, and other suitable persons.

(e) For the purposes of this Act, th term " State" means any one of the fify States, the Commonwealth of Puerto Rico, Guam, the District fo Columbia, and the Virgin Islands of the United States.

NATIONAL ENEWABLE RESOURCES EXTENSION PROGRAM

Sec. 5. (a) The Secretary shall prepare a five-year plan for implementing this Act, // 16 USC 1674 // which is to be called the " Renwwable Resources Extension Program" and shall submit such plan to Congress no later than the last day of the first day of the first half of the fiscal year ending september 30, 1980, and the last day of the first half of each fifth fiscal year thereafter. The Renewable Resources Extension Program shall provide national emphasis and direction as well as guidance to State directors and administrative heads of extension for eligible colleges and universities in the development of their respective State renewable resources extension programs, which are to be appropriate in terms of the conditions, needs and opportunities in each State. The Renewable Resources Extension Program shall contain, but not be limited to , brief outlines of general extension programs for fish and wildlife management (for both game and nongame species), range management, timber management (including brief outlines of general extension programs for timber utilization, timber harvesting, timber marketing, wood utilization, and wood products marketing), and watershed management (giving special attention to water quality protection), as well as brief outlines of general extension programs for recongnition and enhancement of forest- and range-based outdoor recreation opportunities, for planting and management of trees and forests in urban areas, and for planting and management of trees and shrubs in shelterbelts.

(b) In preparing the Renewable Resources Extension Program, the Secretary shall take into account the respective capabilities of private forests and rangelands for yielding renewable resources and the relative needs for such resources identified in the periodic Renewable Resource Assessment provided for in section 3 of the Forest and Rangeland Renewable Resources Planning Act of 1974 // 16 USC 1601 // and the periodic appraisal of land and water resources provided for in section 5 of the Soil and Water Resources Conservation Act of 1977. // 16 USC 2004 //

(c) To provide information that will aid Congress in its oversight responsibilities and to provide accountability in implementing this Act, the Secretary shall prepare an annual report, which shall be furnished to Congress at the time of submission of each annual fiscal budget, beginning with the annual fiscal budget for the fiscal year ending September 30, 1981. The annual report shall set forth accomplishments of the Renewable Resources Extension Program, its strengths and weaknesses, recommendations for improvement, and costs of program administration, each with respect to the preceding fiscal year.

APPROPRIATIONS AUTHORIZATION

Sec. 6. There are hereby authorized to be appropriated to implement this Act // 16 USC 1675 // $15,000,000 for the fiscal year ending September 30, 1979, and $15,000,000 for each of the next nine fiscal years. Generally, States shall be eligible for funds appropriated under this Act according to the respective capabilities of their private forests and rangelands for yielding renewable resources and relative needs for such resources identified in the periodic Renewable Resource Assessment provided for in section 3 of the Forest and Rangeland Renewable Resources Planning Act of 1974 // 16 USC 1601 // and the periodic appraisal of land and water resources provided for in section 5 of the Soil and Water Resources Conservation Act of 1977. // 16 USC 2004 //

REGULATIONS AND COORDINATION

Sec. 7. The Secretary is authorized to issue such rules and regulations as the Secretary deems necessary to implement the provisions of this Act and to coordinate this Act with title XIV of the Food and Agriculture Act of 1977. // 7 USC 3101 //

EFFECTIVE DATES

Sec. 8. The provisions of this Act // 16 USC 1671 // shall be effective for the period beginning October 1, 1978, and ending September 30, 1988.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1184 (Comm. on Agriculture).

SENATE REPORT No. 95 - 881 accompanying S. 3035 (Comm. on Agriculture, Nutrition, and Forestry).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 22, considered and passed House.

June 7, considered and passed Senate, amended, in lieu of S. 3035.

June 16, House concurred in Senate amendment.

WEEKLY COMPLILATION OF PRESEDENTIAL DOCUMENTS, Vol. 14, No. 27: July 1, Presidential statement.

PUBLIC LAW 95-305, 92 STAT. 348

95th CONGRESS, S. 2973 JUNE 29,1978
An Act Authorizing appropriations to the Secretary of the Interior for services necessary to the nonperforming arts functions of the John F. Kennedy Center for the Performing Arts, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That subsection (e) of section 6 of the John F. Kennedy Center Act (72 STAT. 1698), as amended, is amended by adding at the end thereof the following: " There is authorized to be appropriated to carry out this subsection not to exceed $4,200,000 for the fiscal year ending September 30, 1979.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1113 accompaning H.R. 12098 (Comm. on Public Works and Transportation).

SENATE REPORT No. 95 - 831 (Comm. on Environment and Public Works).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 23, considered and passed Senate.

June 21, considered and passed House, in lieu of H.R. 12098.

PUBLIC LAW 95-304, 92 STAT. 347

95th CONGRESS, H.R. 10823 JUNE 29, 1978
An Act To amend the National Advisory Committee on Oceans and Atmosphere Act of 1977 to authorize appropriations to carry out the provisions of such Act for fiscal year 1979, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the National Advisory Committee on Oceans and Atmosphere Act of 1977 (33 U.S.C. 857 - 13 -- 857 - 18) is amended--,

(1) by striking out "except that" and all that follows thereafter in section 3 (b) (1) and inserting in lieu thereof "except that of the original appointees, 6 shall be appointed for a term to expire on July 1, 1979, 6 shall be appointed for a term to expire on July 1, 1980, and 6 shall be appointed for a term to expire on July 1, 1981."; and

(2) by striking out "1978." in section 8 and inserting in lieu thereof "1978, and $572,000 for the fiscal year ending September 30, 1979.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1013 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No. 95 - 862 (Comm. on Commerce, Science, and Transportation).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 17, considered and passed House.

June 5, considered and passed Senate, amended.

June 14, House concurred in Senate amendment.

PUBLIC LAW 95-303, 92 STAT. 346

95th CONGRESS, H.R. 5176 JUNE 29, 1978
An Act To lower the duty on levulose until the close of June 30, 1980.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That subpart B of part 1 of the Appendix to the Tariff Schedules of the United States (19 U.S. C. 1202) is amended by inserting after item 907.80 the following new item: " 907.90 Levulose (provided 10 percent ad No change On or

for in item 493.66, before

part 13 B,

schedule 4) val. 6/30/80

Sec. 2. The amendment made by the first section of this Act // 19 USC 1202 // shall apply with respect to articles entered, or withdrawn from warehouse, for consumption on or after the date of the enactment of this Act.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 434 (Comm. on Ways and Means).

SENATE REPORT No. 95 - 796 (Comm. on Finance).

CONGRESSIONAL RECORD:

Vol. 123 (1977): July 18, considered and passed House.

Vol. 124 (1978); June 9, considered and passed Senate, amended. June 14, House concurred in Senate amendment.

PUBLIC LAW 95-302, 92 STAT. 344

95th CONGRESS, S. 2380 JUNE 26, 1978
An Act To amend the Intervention on the High Seas Act to implement the protocol relating to intervention on the high seas in cases of marine pollution by substances other than oil, 1973.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Intervention on the High Seas Act (88 Stat. 8, Public Law 93 - 248) is amended as follows:

(1) Section 2 is amended to read as follows:

" Sec. 2. As used in this Act--,

"(1) 'a substance other than convention oil' means those oils, noxious substances, liquefied gases, and radioactive substances--,

"(A) enumerated in the protocol, or "(B) otherwise determined to to be hazardous under section 4(a);

"(2) 'convention' means the International Convention Relating to Intervention on the High Seas in Cases of Oil Pollution Casualties, 1969, including annexes thereto;

"(3) 'convention oil' means crude oil, fuel oil, diesel oil, and lubricating oil;

"(4) ' Secretary' means the Secretary of the department in which the Coast Guard is operating;

"(5) 'ship' means--,

"(A) a seagoing vessel of any type whatsoever, and "(B) any floating craft, except an installation or device engaged in the exploration and exploitation of the resources of the seabed and the ocean floor and the subsoil thereof;

"(6) 'protocol' means the Protocol Relating to Intervention on the High Seas in Cases of Marine Pollution by Substances Other Than Oil, 1973, including annexes thereto; and

"(7) ' United States' means the States, the District of Columbia, the Commonwealth of Puerto Rico, the Canal Zone, Guam, American Samoa, the United States Virgin Islands, the Trust Territory of the Pacific Islands, the Commonwealth of the Northern Marianas, and any other commonwealth, territory, or possession of the United States.".

(2) Section 3 is amended by--,

(A) striking the word "oil" and inserting in lieu thereof the phrase "convention oil or of the sea or atmosphere by a substance other than convention oil"; and

(B) striking the word " Convention" and inserting in lieu thereof the phrase "convention, the protocol".

(3) Section 4 is amended by--,

(A) inserting the words "human health," between the words "limited to," and "fish" and designating the existing section as subsection (b);

(B) adding a new subsection (a) as follows:

"(a) The Secretary, after consultation with the Administrator of the Environmental Protection Agency and the Secretary of Commerce, shall determine when a substance other than those enumerated in the protocol is liable to create a hazard to human health, to harm living resources, to damage amenities, or to interfere with other legitimate uses of the sea.".

(4) Section 10 // 33 USC 1479. // is amended by adding a new subsection (c) as follows:

"(c) With respect to intervention for a substance identified pursuant to section 4 (a), the United States has the burden of establishing that, under the circumstances present at the time of the intervention, the substance could reasonably pose a grave and imminent danger analogous to that posed by a substance enumerated in the protocol.".

(5) Section 13 // 33 USC 1482. // is amended--,

(A) in subsection (a) by striking the period at the end of the subsection and inserting in lieu thereof the phrase "and article II of the protocol and may propose amendments to the list of substances other than convention oil in accordance with article III of the protocol."; and

(B) in subsection (b) by striking the words "annexes thereto" and inserting in lieu thereof the word "protocol".

(C) by adding a new subsection (c) as follows:

"(c) The President may accept amendments to the list of substances other than convention oil in accordance with article III of the protocol.".

(6) Section 15 // 33 USC 1484. // is amended by inserting the words ", the protocol," between the words "convention" and "and".

Sec. 2. This Act // 33 USC 1487 // shall be effective upon the date of enactment, or upon the date the protocol becomes effective as to the United States, whichever is later.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1238 accompanying H.R. 188 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No 95 - 785 (Comm. on Commerce, Science, and Transportation).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 11, considered and passed Senate.

June 5, considered and passed House amended, in lieu of H.R. 188.

June 13, Senate concurred in House amendment.

PUBLIC LAW 95-301, 92 STAT. 343

95th CONGRESS, H.R. RES. 944 JUNE 26, 1978
Joint Resolution Making urgent grain inspection supplemental appropriations for the Department of Agriculture, Federal Grain Inspection Service, for the fiscal year ending September 30, 1978.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the following sum is appropriated, out of any money in the Treasury not otherwise appropriated, for the fiscal year ending September 30, 1978, namely:

DEPARTMENT OF AGRICULTURE Federal Grain Inspection Service

For necessary expenses to provide Federal administration and supervision related to official inspection or weighing under the United States Grain Standards Act, // 7 USC 71 // as amended, $6,488,000.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1223 (Comm. on Appropriations).

CONGRESSIONAL RECORD Vol. 124 (1978):

June 16, considered and passed House.

June 19, considered and passed Senate.

PUBLIC LAW 95-300, 92 STAT. 342

95th CONGRESS, H.R. 10884 JUNE 26, 1978
An Act To authorize appropriations to the Council on Environmental Quality for fiscal years 1979, 1980, and 1981.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That section 205 of the Environmental Quality Improvement Act of 1970 (42 U.S.C. 4374) is amended to read as follows:

Sec. 205. There are hereby authorized to be appropriated for the operations of the Office of Environmental Quality and the Council on Environmental Quality not to exceed the following sums for the following fiscal years which sums are in addition to those contained in Public Law 92 - 190: // 83 Stat. 852 //

"(a) $2,126,000 for the fiscal year ending September 30, 1979; and

"(b) $3,000,000 for the fiscal years ending September 30, 1980, and September 30, 1981.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1027 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No. 95 - 876 (Comm. on Environment and Public Works).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 10, considered and passed House.

May 25, considered and passed Senate, amended.

June 12, House concurred in Senate amendment.

PUBLIC LAW 95-299, 92 STAT. 341

95th CONGRESS, H.R. JUNE 26, 1978
An Act To extend until october 1, 1980, the appropriation authorizations for the Great Dismal Swamp and San Francisco Bay National Wildlife Refuges.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That section 5 of the Act entitled " An Act to provide for the establishment of the San Francisco Bay National Wildlife Refuge", approved June 30, 1972 (16 U. S.C. 668jj), is amended by striking out " June 30, 1977" and inserting in lieu thereof " September 30, 1980".

Sec. 2. Section 4 of the Act entitled " An Act to establish the Great Dismal Swamp National Wildlife Refuge" (Public Law 93 - 402, 88 Stat. 801) is amended to read as follows:

" Sec. 4. For purposes of carrying out this Act, // 16 USC 668dd // there are authorized to be appropriated not to exceed--,

"(1) $1,000,000 for the fiscal year ending June 30, 1975;

"(2) $3,000,000 for the fiscal year ending June 30, 1976, and the transition quarter beginning July 1, 1976, and ending September 30, 1976;

"(4) $21,100,000 for the period beginning October 1, 1977, and ending September 30, 1980, of which not to exceed $15,750,000 shall be available for land acquisition and not to exceed $5,350,000 shall be available for purposes other than land acquisition.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 317 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No. 95 - 185 accompanying S. 1237 (Comm. on Environment and Public Works).

CONGRESSIONAL RECORD:

Vol. 123 (1977): May 16, considered and passed House. May 24, considered and passed Senate, amended, in lieu of S. 1237.

Vol. 124 (1978): may 31, House concurred in Senate amendment with an amendment. June 8, Senate concurred to House amendment.

PUBLIC LAW 95-298, 92 STAT. 339, MARITIME APPROPRIATION AUTHORIZATION ACT FOR FISCAL YEAR 1979.

95th CONGRESS, S. 2553 JUNE 26, 1978
An Act To authorize appropriations for the fiscal year 1979 for certain maritime programs of the Department of Commerce, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Maritime Appropriation Authorization Act for Fiscal Year 1979".

Sec.2. Funds are authorized to be appropriated without fiscal year limitation as the appropriation Act may provide for the use of the Department of Commerce, for the fiscal year 1979, as follows:

(1) For acquisition, construction, or reconstruction of vessels and construction-differential subsidy and cost of national defense features incident to the construction, reconstruction, or reconditioning of ships, not to exceed $157,000,000: Provided, That no funds authorized by this paragraph may be paid to subsidize the construction of any vessel which will not be offered for enrollment in a Sealift Readiness program approved by the Sectetary of Defense: Provided futher, That in paying the funds authorized by this paragraph, the construction subsidy rate otherwise applicable may be reduced by 5 percent unless the Secretary of Commerce, in his discretion, determines that the vessel to be constructed is part of an existing or future vessel series;

(2) For payment of obligations incurred for operating-differential subsidy, not to exceed $262,800,000: Provided, That no funds authorized by this paragraph may be paid for the operation of any vessel which is not offered for participation in a Sealift Readiness program approved by the Secretary of Defense;

(3) For expenses necessary for research and development activities, not to exceed $17,500,000;

(4) For maritime education and training expenses, not to exceed, $24,647,000, including not to exceed $15,523,000 for maritime training at the Merchant Marine Academy at Kings Point, New York, of which 50,000 shall be for the replacement of barracks windows at the Academy, $7,220,000 for financial assistance to State marine schools, and $1,904,000 for supplementary training courses authorizes under section 216(c) of the Merchant Marine Act, 1936; // 46 USC 1126. // and

(5) For operating expenses, not to exceed $34,845,000, including not to exceed $5,516,000 for reserve fleet expenses, and $29,239,000 for other operating expenses.

Sec. 3. There are authorized to be appropriated for the fiscal year 1979, in addition to the amounts authorized by section 2 of this Act, such additional supplemental amounts for the activities for which appropriations are authorized under section 2 of this Act, as may be necessary for increases in salary, pay, retirement, or other employee benefits authorized by law, and for increased costs for public utilities, food service, and other expenses of the Merchant Marine Academy at Kings Point, New York.

Sec. 4. Section 3 of the Maritime Academy Act of 1958 (46 U.S.C. 1382) is amended by the addition of a subsection to read as follows:

"(d) The secretary may pay additional amounts to assist in paying for the cost of fuel oil consumed during training cruises of the vessels referred to in subsection (a).".

Sec. 5. Section 1103(f) of the Merchant Marine Act, 1936, as amended (46 U.S.C. 1273 (f) is amended by striking "$7,000,000,000.", and inserting in lieu therof "$10,000,000,000.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1155 accompanying H.R. 10729 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No. 95 - 741 (comm. on Commerce, Science, and Transportation). CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 24, considered and passed Senate.

May 22, 23, H.R. 10729 considered and passed House; proceedings vacated and

S. 2553, amended, passed in lieu.

June 12, Senate concurred in House amendment.

PUBLIC LAW 95-297, 92 STAT. 322, PETROLEUM MARKETING PRACTICES ACT.

95th CONGRESS, H.R. 130 JUNE 19, 1978
An Act To provide for the protection of franchised distributors and retailers of motor fuel and to encourage conservation of automotive gasoline and competition in the marketing of such gasoline by requiring that information regarding the octane rating of automotive gasoline be disclosed to consumers.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Petroleum Marketing Practices Act". // 15 USC 2801 //

TABLE OF CONTENTS TITLE I-- FRANCHISE PROTECTION

Sec. 101. Definitions. Sec. 102. Franchise relationship; termination and nonrenewal. Sec. 103. Trial franchises and interim franchises; nonrenewal. Sec. 104. Notification of termination or nonrenewal. Sec. 105. Enforcement. Sec. 106. Relationship of this title to State law.

TITLE II-- OCTANE DISCLOSURE

Sec. 201. Definitions. Sec. 202. Octane testing and disclosure requirements. Sec. 203. Administration and enforcement. Sec. 204. Relationship of this title to State law. Sec. 205. Effective dates.

TITLE III-- STUDY OF SUBSIDIZATION OF MOTOR FUEL MARKETING

Sec. 301. Study of subsidization of motor fuel marketing.

TITLE I-- FRANCHISE PROTECTION DEFINITIONS

Sec. 101. As used in this title: // 15 USC 2801. //

(1) (A) The term "franchise" means any contract--,

(i) between a refiner and a distributor,

(ii) between a refiner and a retailer,

(iii) between a distributor and another distributor, or

(iv) between a distributor and a retailer,

under which a refiner or distributor (as the case may be) authorizes or permits a retailer or distributor to use, in connection with the sale, consignment, or distribution of motor fuel, a trademark which is owned or controlled by such refiner or by a refiner which supplies motor fuel to the distributor which authorizes or permits such use.

(B) The term "franchise" includes--,

(i) any contract under which a retailer or distributor (as the case may be) is authorized or permitted to occupy leased marketing premises, which premises are to be employed in connection with the sale, consignment, or distribution of motor fuel under a trademark which is owned or controlled by such refiner or by a refiner which supplies motor fuel to the distributor which authorizes or permits such occupancy;

(ii) any contract pertaining to the supply of motor fuel which is to be sold, consigned or distributed--,

(I) under a trademark owned or controlled by a refiner; or (Ii) under a contract which has existed continuously since May 15, 1973, and pursuant to which, on May 15, 1973, motor fuel was sold, consigned or distributed under a trademark owned or controlled on such date by a refiner; and

(iii) the unexpired portion of any franchise, as defined by the preceding provisions of this paragraph, which is transferred or assigned as authorized by the provisions of such franchise or by any applicable provision of State law which permits such transfer or assignment without regard to any provision of the franchise.

(2) The term "franchise relationship" means the respective motor fuel marketing or distribution obligations and responsibilities of a franchisor and a franchisee which result from the marketing of motor fuel under a franchise.

(3) The term "franchisor" means a refiner or distributor (as the case may be) who authorizes or permits, under a franchise, a retailer or distributor to use a trademark in connection with the sale, consignment, or distribution of motor fuel.

(4) The term "franchisee" means a retailer or distributor (as the case may be) who is authorized or permitted, under a franchise, to use a trademark in connection with the sale, consignment, or distribution of motor fuel.

(5) The term "refiner " means any person engaged in the refining of crude oil to produce motor fuel, and includes any affiliate of such person.

(6) The term "distributor" means any person, including any affiliate of such person, who--,

(A) purchases motor fuel for sale, consignment, or distribution to another; or

(B) receives motor fuel on consignment for consignment or distribution to his own motor fuel accounts or to accounts of his supplier, but shall not include a person who is an employee of, or merely serves as a common carrier providing transportation service for, such supplier.

(7) The term "retailer" means any person who purchases motor fuel for sale to the general public for ultimate consumption.

(8) The term "marketing premises" means, in the case of any franchise, premises which, under such franchise, are to be employed by the franchisee in connection with the sale, consignment, or distribution of motor fuel.

(9) The term "leased marketing premises" means marketing premises owned, leased, or in any way controlled by a franchisor and which the franchisee is authorized or permitted, under the franchise, to employ in connection with the sale, consignment, or distribution of motor fuel.

(10) The term "contract" means any oral or written agreement. For supply purposes, delivery levels during the same month of the previous year shall be prima facie evidence of an agreement to deliver such levels.

(11) The term "trademark" means any trademark, trade name, service mark, or other identifying symbol or name.

(12) The term "motor fuel" means gasoline and diesel fuel of a type distributed for use as a fuel in self-propelled vehicles designed primarily for use on public streets, roads, and highways.

(13) The term "failure" does not include--,

(A) any failure which is only technical or unimportant to the franchise relationship; or

(B) any failure for a cause beyond the reasonable control of the franchisee.

(14) The terms "fail to renew" and "nonrenewal" mean, with respect to any franchise relationship, a failure to reinstate, continue, or extend the franchise relationship--,

(A) at the conclusion of the term, or on the expiration date, stated in the relevant franchise;

(B) at any time, in the case of the relevant franchise which does not state a term of duration or an expiration date; or

(C) following a termination (on or after the date of enactment of this Act) of the relevant franchise which was entered into prior to such date of enactment and has not been renewed after such date.

(15) The term "affiliate" means any person who (other than by means of a franchise) controls, is controlled by, or is under common control with, any other person.

(16) The term "relevant geographic market area" includes a State or a standard metropolitan statistical area as periodically established by the Office of Management and Budget.

(17) The term "termination" includes cancellation.

(18) The term "commerce" means any trade, traffic, transportation, exchange, or other commerce--,

(A) between any State and any place outside of such State; or

(B) which affects any trade, transportation, exchange, or other commerce described in subparagraph (A).

(19) The term " State" means any State of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, America Samoa, Guam, and any other commonwealth, territory, or possession of the United States.

FRANCHISE RELATIONSHIP; TERMINATION AND NONRENEWAL

Sec. 102. (a) Except as provided in subsection (b) and section 103, // 15 USC 2802. // no franchisor engaged in the sale, consignment, or distribution of motor fuel in commerce may--,

(1) terminate any franchise (entered into or renewed on or after the date of enactment of this Act) prior to the conclusion of the term, or the expiration date, stated in the franchise; or

(2) fail to renew any franchise relationship (without regard to the date on which the relevant franchise was entered into or renewed).

(b) (1) Any franchisor may terminate any franchise (entered into or renewed on or after the date of enactment of this Act) or amy fail to renew any franchise relationship, if--,

(Ae the notification requirements of section 104 are met; and

(B) such termination is based upon a ground described in paragraph (2) or such nonrenewal is based upon a ground described in paragraph (2) or (3).

(2) For purposes of this subsection, the following are grounds for termination of a franchise or nonrenewal of a franchise relationship:

(A) A failure by the franchisee to comply with any provision of the franchise, which provision is both reasonable and of material significance to the franchise relationship, if the franchisor first acquired actual or constructive knowledge of such failure--,

(i) not more than 120 days prior to the date on which notification of termination or nonrenewal is given, if notification is given pursuant to section 104(a); or

(ii) not more than 60 days prior to the date on which notification of termination or nonrenewal is given, if less than 90 days notification is given pursuant to section 104(b)(1).

(B) A failure by the franchisee to exert good faith efforts to carry out the provisions of the franchise, if--,

(i) the franchisee was apprised by the franchisor in writing of such failure and was afforded a reasonable opportunity to exert good faith efforts to carry out such provisions; and

(ii) such failure thereafter continued within the period which began not more than 180 days before the date notification of termination or nonrenewal was given pursuant to section 104.

(C) The occurrence of an event which is relevant to the franchise relationship and as a result of which termination of the franchise or nonrenewal of the franchise relationship is reasonable, if such event occurs during the period the franchise is in effect and the franchisor first acquired actual or constructive knowledge of such occurrence--,

(i) not more than 120 days prior to the date on which notification of termination or nonrenewal is given, if notification is given pursuant to section 104(a); or

(ii) not more than 60 days prior to the date on which notification of termination or nonrenewal is given, if less than 90 days notification is given pursuant to section 104(b)(1).

(D) An agreement, in writing, between the franchisor and the franchisee to terminate the franchise or not to renew the franchise relationship, if--,

(i) such agreement is entered into not more than 180 days prior to the date of such termination or, in the case of nonrenewal, not more than 180 days prior to the conclusion of the term, or the expiration date, stated in the franchise;

(ii) the franchisee is promptly provided with a copy of such agreement, together with the summary statement described in section 104(d); and

(iii) within 7 days after the date on which the franchisee is provided a copy of such agreement, the franchisee has not posted by certified mail a written notice to the franchisor repudiating such agreement.

(E) In the case of any franchise entered into prior to the date of the enactment of this Act and in the case of any franchise entered into or renewed on or after such date (the term of which is 3 years or longer, or with respect to which the franchisee was offered a term of 3 years or longer), a determination made by the franchisor in good faith and in the normal course of business to withdraw from the marketing of motor fuel through retail outlets in the relevant geographic market area in which the marketing premises are located, if--,

(i) such determination--,

(I) was made after the date such franchise was entered into or renewed, and (II) was based upon the occurrence of changes in relevant facts and circumstances after such date;

(ii) the termination or nonrenewal is not for the purposes of converting the premises, which are the subject of the franchise, to operation by employees or agents of the franchisor for such franchisor's own account; and

(iii) in the case of leased marketing premises--,

(I) the franchisor, during the 180-day period after notification was given pursuant to section 104, either made a bona fide offer to sell, transfer, or assign to the franchisee such franchisor's interests in such premises, or, if applicable, offered the franchisee a right of first refusal of at least 45 days duration of an offer, made by another, to purchase such franchisor's interest in such premises; or (II) in the case of the sale, transfer, or assignment to another person of the franchisor's interest in such premises in connection with the sale, transfer, or assignment to such other person of the franchisor's interest in one or more other marketing premises, if such other person offers, in good faith, a franchise to the franchisee on terms and conditions which are not discriminatory to the franchisee as compared to franchises then currently being offered by such other person or franchises then in effect and with respect to which such other person is the franchisor.

(3) For purposes of this subsection, the following are grounds for nonrenewal of a franchise relationship:

(A) The failure of the franchisor and the franchisee to agree to changes or additions to the provisions of the franchise, if--,

(i) such changes or additions are the result of determinations made by the franchisor in good faith and in the normal course of business; and (ii) such failure is not the result of the franchisor's insistence upon such changes or additions for the purpose of preventing the renewal of the franchise relationship.

(B) The receipt of numerous bona fide customer complaints by the franchisor concerning the franchisee's operation of the marketing premises, if--,

(i) the franchisee was promptly apprised of the existence and nature of such complaints following receipt of such complaints by the franchisor; and (ii) if such complaints related to the condition of such premises or to the conduct of any employee of such franchisee, the franchisee did not promptly take action to cure or correct the basis of such complaints.

(C) A failure by the franchisee to operate the marketing premises in a clean, safe, and healthful manner, if the franchisee failed to do so on two or more previous occasions and the franchisor notified the franchisee of such failures.

(D) In the case of any franchise entered into prior to the date of the enactment of this Act (the unexpired term of which, on such date of enactment, is 3 years or longer) and, in the case of any franchise entered into or renewed on or after such date (the term of which was 3 years or longer, or with respect to which the franchisee was offered a term of 3 years or longer), a determination made by the franchisor in good faith and in the normal course of business, if--,

(i) such determination is--, (I) to convert the leased marketing premises to a use other than the sale or distribution of motor fuel, (II) to materially alter, add to, or replace such premises, (III) to sell such premises, or (IV) that renewal of the franchise relationship is likely to be uneconomical to the franchisor despite any reasonable changes or reasonable additions to the provisions of the franchise which may be acceptable to the franchisee; (ii) with respect to a determination referred to in subclause (II) or (IV), such determination is not made for the purpose of converting the leased marketing premises to operation by employees or agents of the franchisor for such franchisor's own account; and (iii) in the case of leased marketing premises such franchisor, during the 90-day period after notification was given pursuant to section 104, either--, (I) made a bona fide offer to sell, transfer, or assign to the franchisee such franchisor's interests in such premises; or (II) if applicable, offered the franchisee a right of first refusal of at least 45-days duration of an offer, made by another, to purchase such franchisor's interest in such premises.

(c) As used in subsection (b) (2) (C), the term "an event which is relevant to the franchise relationship and as a result of which termination of the franchise or nonrenewal of the franchise relationship is reasonable" includes events such as--,

(1) fraud or criminal misconduct by the franchisee relevant to the operation of the marketing premises;

(2) declaration of bankruptcy or judicial determination of insolvency of the franchisee;

(3) continuing severe physical or mental disability of the franchisee of at least 3 months duration which renders the franchisee unable to provide for the continued proper operation of the marketing premises;

(4) loss of the franchisor's right to grant possession of the leased marketing premises through expiration of an underlying lease, if the franchisee was notified in writing, prior to the commencement of the term of the then existing franchise--,

(A) of the duration of the underlying lease, and (B) of the fact that such underlying lease might expire and not be renewed during the term of such franchise (in the case of termination) or at the end of such term (in the case of nonrenewal);

(5) condemnation or other taking, in whole or part, of the marketing premises pursuant to the power of eminent domain;

(6) loss of the franchisor's right to grant the right to use the trademark which is the subject of the franchise, unless such loss was due to trademark abuse, violation of Federal or State law, or other fault or negligence of the franchisor, which such abuse, violation, or other fault or negligence is related to action taken in bad faith by the franchisor;

(7) destruction (other than by the franchisor) of all or a substantial part of the marketing premises;

(8) failure by the franchisee to pay to the franchisor in a timely manner when due all sums to which the franchisor is legally entitled;

(9) failure by the franchisee to operate the marketing premises for--,

(A) 7 consecutive days, or (B) such lesser period which under the facts and circumstances constitutes an unreasonable period of time;

(10) willful adulteration, mislabeling or misbranding of motor fuels or other trademark violations by the franchisee;

(11) knowing failure of the franchisee to comply with Federal, State, or local laws or regulations relevant to the operation of the marketing premises; and

(12) conviction of the franchisee of any felony involving moral turpitude.

(d) In the case of any termination of a franchise (entered into or renewed on or after the date of enactment of this Act), or in the case of any nonrenewal of a franchise relationship (without regard to the date on which such franchise relationship was entered into or renewed)--,

(1) if such termination or nonrenewal is based upon an event described in subsection (c)(5), the franchisor shall fairly apportion between the franchisor and the franchisee compensation, if any, received by the franchisor based upon any loss of business opportunity or good will; and

(2) if such termination or nonrenewal is based upon an event described in subsection (c)(7) and the leased marketing premises are subsequently rebuilt or replaced by the franchisor and operated under a franchise, the franchisor shall, within a reasonable period of time, grant to the franchisee a right of first refusal of the franchise under which such premises are to be operated.

TRIAL FRANCHISES AND INTERIM FRANCHISES; NONRENEWAL

Sec. 103. (a) The provisions of section 102 // 15 USC 2803. // shall not apply to the nonrenewal of any franchise relationship--,

(1) under a trial franchise; or

(2) under an interim franchise.

(b) For purposes of this section--,

(1) The term "trial franchise" means any franchise--,

(A) which is entered into on or after the date of enactment of this Act; (B) the franchisee of which has not previously been a party to a franchise with the franchisor; (C) the initial term of which is for a period of not more than 1 year; and (D) which is in writing and states clearly and conspicuously--, (i) that the franchise is a trial franchise; (ii) the duration of the initial term of the franchise; (iii) that the franchisor may fail to renew the franchise relationship at the conclusion of the initial term stated in the franchise by notifying the franchisee, in accordance with the provisions of section 104, of the franchisor's intention not to renew the franchise relationship; and (iv) that the provisions of section 102, limiting the right of a franchisor to fail to renew a franchise relationship, are not applicable to such trial franchise.

(2) The term "trial franchise" does not include any unexpired period of any term of any franchise (other than a trial franchise, as defined by paragraph (1)) which was transferred or assigned by a franchisee to the extent authorized by the provisions of the franchise or any applicable provision of State law which permits such transfer or assignment, without regard to any provision of the franchise.

(3) The term "interim franchise" means any franchise--,

(A) which is entered into on or after the date of the enactment of this Act; (B) the term of which, when combined with the terms of all prior interim franchises between the franchisor and the franchisee, does not exceed 3 years; (C) the effective date of which occurs immediately after the expiration of a prior franchise, applicable to the marketing premises, which was not renewed if such nonrenewal--, (i) was based upon a determination described in section 102(b)(2)(E), and (ii) the requirements of section 102(b)(2)(E) were satisfied; and (D) which is in writing and states clearly and conspicuously--, (i) that the franchise is an interim franchise; (ii) the duration of the franchise; and (iii) that the franchisor may fail to renew the franchise at the conclusion of the term stated in the franchise based upon a determination made by the franchisor in good faith and in the normal course of business to withdraw from the marketing of motor fuel through retail outlets in the relevant geographic market area in which the marketing premises are located if the requirements of section 102(b)(2)(E)(ii) and (iii) are satisfied.

(c) If the notification requirements of section 104 are met, any franchisor may fail to renew any franchise relationship--,

(1) under any trial franchise, at the conclusion of the initial term of such trial franchise; and

(2) under any interim franchise, at the conclusion of the term of such interim franchise, if--,

(A) such nonrenewal is based upon a determination described in section 102(b)(2)(E); and (B) the requirements of section 102(b)(2)(E) (ii) and (iii) are satisfied. NOTIFICATION OF TERMINATION OR NONRENEWAL

Sec. 104. (a) Prior to termination of any franchise or nonrenewal of any franchise relationship, the franchisor shall furnish notification of such termination or such nonrenewal to the franchisee who is a party to such franchise or such franchise relationship--,

(1) in the manner described in subsection (c); and

(2) except as provided in subsection (b), not less than 90 days prior to the date on which such termination or nonrenewal takes effect.

(b)(1) In circumstances in which it would not be reasonable for the franchisor to furnish notification, not less than 90 days prior to the date on which termination or nonrenewal takes effect, as required by subsection (a)(2)--,

(A) such franchisor shall furnish notification to the franchisee affected thereby on the earliest date on which furnishing of such notification is reasonably practicable; and

(B) in the case of leased marketing premises, such franchisor--,

(i) may not establish a new franchise relationship with respect to such premises before the expiration of the 30-day period which begins--, (I) on the date notification was posted or personally delivered, or (II) if later, on the date on which such termination or nonrenewal takes effect; and (ii) may, if permitted to do so by the franchise agreement, repossess such premises and, in circumstances under which it would be reasonable to do so, operate such premises through employees or agents.

(2) In the case of any termination of any franchise or any nonrenewal of any franchise relationship pursuant to the provisions of section 102(b)(2)(E) or section 103(c)(2), the franchisor shall--,

(A) furnish notification to the franchisee not less than 180 days prior to the date on which such termination or nonrenewal takes effect; and

(B) promptly provide a copy of such notification, together with a plan describing the schedule and conditions under which the franchisor will withdraw from the marketing of motor fuel through retail outlets in the relevant geographic area, to the Governor of each State which contains a portion of such area.

(c) Notification under this section--,

(1) shall be in writing;

(2) shall be posted by certified mail or personally delivered to the franchisee; and

(3) shall contain--,

(A) a statement of intention to terminate the franchise or not to renew the franchise relationship, together with the reasons therefor; (B) the date on which such termination or nonrenewal takes effect; and (C) the summary statement prepared under subsection (d).

(d)(1) Not later than 30 days after the date of enactment of this Act, the Secretary of Energy shall prepare and publish in the Federal Register a simple and concise summary of the provisions of this title, including a statement of the respective responsibilities of, and the remedies and relief available to, any franchisor and franchisee under this title.

(2) In the case of summaries required to be furnished under the provisions of section 102(b)(2)(D) or subsection (c)(3)(C) of this section before the date of publication of such summary in the Federal Register, such summary may be furnished not later than 5 days after it is so published rather than at the time required under such provisions.

ENFORCEMENT

Sec. 105. (a) If a franchisor fails to comply with the requirements of section 102 or 103, the franchisee may maintain a civil action against such franchisor. Such action may be brought, without regard to the amount in controversy, in the district court of the United States in any judicial district in which the principal place of business of such franchisor is located or in which such franchisee is doing business, except that no such action may be maintained unless commenced within 1 year after the later of--,

(1) the date of termination of the franchise or nonrenewal of the franchise relationship; or

(2) the date the franchisor fails to comply with the requirements of section 102 or 103.

(b)(1) In any action under subsection (a), the court shall grant such equitable relief as the court determines is necessary to remedy the effects of any failure to comply with the requirements of section 102 or 103, including declaratory judgment, mandatory or prohibitive injunctive relief, and interim equitable relief.

(2) Except as provided in paragraph (3), in any action under subsection (a), the court shall grant a preliminary injunction if--,

(A) the franchisee shows--,

(i) the franchise of which he is a party has been terminated or the franchise relationship of which he is a party has not been renewed, and (ii) there exist sufficiently serious questions going to the merits to make such questions a fair ground for litigation; and

(B) the court determines that, on balance, the hardships imposed upon the franchisor by the issuance of such preliminary injunctive relief will be less than the hardship which would be imposed upon such franchisee if such preliminary injunctive relief were not granted.

(3) Nothing in this subsection prevents any court from requiring the franchisee in any action under subsection (a) to post a bond, in an amount established by the court, prior to the issuance or continuation of any equitable relief.

(4) In any action under subsection (a), the court need not exercise its equity powers to compel continuation or renewal of the franchise relationship if such action was commenced--,

(A) more than 90 days after the date on which notification pursuant to section 104(a) was posted or personally delivered to the franchisee;

(B) more than 180 days after the date on which notification pursuant to section 104(b)(2) was posted or personally delivered to the franchisee; or

(C) more than 30 days after the date on which the termination of such franchise or the nonrenewal of such franchise relationship takes effect if less than 90 days notification was provided pursuant to section 104(b)(1).

(c) In any action under subsection (a), the franchisee shall have the burden of proving the termination of the franchise or the nonrenewal of the franchise relationship. The franchisor shall bear the burden of going forward with evidence to establish as an affirmative defense that such termination or nonrenewal was permitted under section 102(b) or 103, and, if applicable, that such franchisor complied with the requirements of section 102(d).

(d)(1) If the franchisee prevails in any action under subsection (a), such franchisee shall be entitled--,

(A) consistent with the Federal Rules of Civil Procedure, to actual damages;

(B) in the case of any such action which is based upon conduct of the franchisor which was in willful disregard of the requirements of section 102 or 103, or the rights of the franchisee thereunder, to exemplary damages, where appropriate; and

(C) to reasonable attorney and expert witness fees to be paid by the franchisor, unless the court determines that only nominal damages are to be awarded to such franchisee, in which case the court, in its discretion, need not direct that such fees be paid by the franchisor.

(2) The question of whether to award exemplary damages and the amount of any such award shall be determined by the court and not by a jury.

(3) In any action under subsection (a), the court may, in its discretion, direct that reasonable attorney and expert witness fees be paid by the franchisee if the court finds that such action is frivolous.

(e)(1) In any action under subsection (a) with respect to a failure of a franchisor to renew a franchise relationship in compliance with the requirements of section 102, the court may not compel a continuation or renewal of the franchise relationship if the franchisor demonstrates to the satisfaction of the court that--,

(A) the basis for such nonrenewal is a determination made by the franchisor in good faith and in the normal course of business--,

(i) to convert the leased marketing premises to a use other than the sale or distribution of motor fuel, (ii) to materially alter, add to, or replace such premises, (iii) to sell such premises, (iv) to withdraw from the marketing of motor fuel through retail outlest in the relevant geographic market area in which the marketing premises are located, or (v) that renewal of the franchise relationship is likely to be uneconomical to the franchisor despite any reasonable changes or reasonable additions to the provisions of the franchise which may be acceptable to the franchisee; and

(B) the requirements of section 104 have been complied with.

(2) The provisions of paragraph (1) shall not affect any right of any franchisee to recover acrual damages and reasonable attorney and expert witness fees under subsection (d) if sunc nonrenewal is prohibited by section 102.

RELATIONSHIP OF THIS TITLE TO STATE LAW

Sec. 106 (a) To the extent that any provision of this title applies to the termination (or the furnishing of notification with respect thereto) of any franchise, or to the nonrenewal (or the furnishing of notification with respect thereto) of any franchise relationship, no State or any political subdivision thereof may adopt, enforce, or continue in effect any provision of any law or regulation (including any remedy or penalry applicable to any violation thereof) with respect to termination (or the furnishing of notification with respect thereto ) of any such franchise or to the nonrenewal (or the furnishing of notification with respect thereto) of any such franchise relationship unless such provision of such law or regulation is the same as the applicable proveision of this title.

(b) Nothing in this title authorizes any transfer or assignment of any franchise or prohibits any transfer or assignment or any franchise as authorized by the provisions of such franchise or by any applicable provision of State law which permits sech transfer or assignment without regard to any provision of the franchise.

TITLE II-- OCTANE DISCLOSURE DEFINITIONS

Sec. 201. As used in this title: // 15 USC 2821. //

(1) The term "octane rating" means the rating of the antiknock characteristics of a grade or type of automotive gasoline as determined by dividing by 2 the sum of the research octane number plus the motor octane number, unless another procedure is prescribed under section 203(c)(3), in which case such term means the rating of such characteristics as determined under the procedure so prescribed.

(2) The terms "research octane number" and "motor octane number" have the meanings given such terms in the specifications of the American Society for Testing and Materials (ASTM) entitled " Standard Specifications for Automotive Gasoline" designated D 439 ( as in effect on the date of the enactment of this Act) and, with respect to any grade or type of automotive gasoline, are determined in accordance with test methods set forth in ASTM standard test methods designated D 2699 and D 2700 (as in effect on such date).

(3) The term "knock" means the combustion of a fuel spontaneously in localized areas of a cylinder of a spark-ignition engine, instead of the combustion of such fuel progressing from the spark.

(4) The term "gasoline retailer" means any person who markets automotive gasoline to the general public for ultimate consumption.

(5) The term "refiner" means any person engaged in--.

(A) the refining of crude oil to produce automotive gasoline; or (B) the importation of automotive gasoline.

(6) The term "automotivegasoline" means gasoline of a type distributed for use as a fuel in any motor vehicle.

(7) The term "motor vehicle" means any self-propelled fourwheeled vehicle, of less than 6,000 pounds gross vehicle weight, which is designed primarily for use on public streets, roads, and highways.

(8) The term "new motor vehicle" means any motor vehicle the equitable or legal title to which has not previously been transferred to an ultimate purchaser.

(9) The term "ultimate purchaser" means, with respect to any item, the first person who purchases such item for purposes other than resale.

(10) The term "manufacturer" means any person who imports, manufactures, or assembles motor vehicles for sale.

(11) The term "octane requirment" means, with respect to automotive gasoline for use in a motor vehicle or a class thereof, imported, manufactured, or assembled by a manufacturer, the minimum octane rating of such automotive gasoline which such manufacturer recommends for the efficient operation of such motor vehicle, or a substantial portion of such class, without knocking.

(12) The term "model year" means a manufacturer's annual production period (as determined by the Federal Trade Commission) for motor vehicle or a class of vehicle. If a manufacturer has no annual production period, rhe term "model year" means the calendar year.

(13) The term "commerce" means any trade, traffic, transportation, exchange, or other commerce--,

(A) between any State and any place outside of such State; or (B) which affects any affects any trade, transportation, exchange, or other commerce described in subparagraph (A).

(14) The term " State" means any State of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, American Samoa, Guam, and any other commonwealth, territory, or possession of the United States.

(15) the term "person", for purposes of applying any provision of the Federal Trade Commission Act with respect to any provision of this title, includes a partnership and a corporation

(16) The term "distributor" means any person who receives gasoline and ditributes such gasoline to another person other than the ultimate purchaser.

OCTANE TESTING AND DISCLOSURE REQUIREMENTS

Sec. 202. (a) Each refiner who destributes automotive gasoline in commerce shall--,

(1) determine the octane rating of any such gasoline; and

(2) if such refiner distributes such gasoline to any person other than the ultimate purchaser, certify, consistent with the determination made under paragraph (1), the octane rating of such gasoline.

(b) Each distributor who receives automotive gasoline, the octane rating of which is certified to him under this section, and destributes such gasoline in commerce to another person other thant the ultimate purchaser shall certify to such other person the octane rating of such gasoline consistent with--,

(1) the octane rating of such gasoline certified to such destributor; or

(2) if such distributor elects (at such time and in such manner as the Federal Trade Commission may, by rule, prescribe), the octane rating of such gasoline determined by such distributor.

(c) Each gasoline retailer shall display in a clear and conspicuous manner, at the point of sale to ultimate purchasers of automotive gasoline, the octane rating of such gasoline, which octane rating shall be consistent with--,

(1) the octane rationg of such gasoline certfied to such retailer under subsection (a)(2) or (b);

(2) is such gasoline retailer elects (at such time and in such manner as the Federal Trade Commission may, by rule, prescribe), the octane rating of gasoline determined by such retailer for such gasoline; or

(3) is such gasoline retailer is a refiner, the octane rating of such gasoline determined under subsection (a)(1).

(d) The Federal Trade Commission shall, by rule, prescribe requirements, applicable to any manufacturer of new moter vehicles, with respect to the display on each such motor vehicle (or representation in connection with the sale of such motor vehicle) of the octane requirement of such motor vehicle.

(e) No person who distributes automotive gasoline in commerce may make any representation respecting the antiknock characteristics of such gasoline unless such representation fairly discloses the octane rating of such gasoline consistent with such gasoline's octane rating as certified to or determined by such person under the foregoing provisions of this section.

(f) For purposes of this section, the octane rating of any automotive gasoline shall by considered to be certified, displayed, or represented by any person consistent with the rating certified to, or determine by, such person--,

(1) in the case of automotive gasoline which consists of a blend of two or more quantities of automotive gasoline of deffering octane ratings, only if the rating certified, displayed, or represented by such person is the average of the octane ratings of such quantities, weighted by volume; or

(2) in the case of gasoline which does not consist of such a blend, only if the octane tating such person certifies, displays, or represents is the same as the octane rating of such gasoline certified to, or determined by, such person.

(g) The foregoing provisions of this section shall not apply--,

(1) to any representation (by display at the point of sale or by other means) of any characteristecs of any automotive gasoline other than its octane rating; or

(2) to the identification of automotive gasoline at the point of sale (or elsewhere) by the trademark, trade name, or other identifying symbol or mark used in connection with the sale of such gasoline.

(h) Any display or representation, with respect to the octane requirement of any motor vehicle, required to be made under any rule prescribed under subsection (d) shall not create an express or implied warranty under State or Federal law that any automotive gasoline the octane tation of which equals or exceeds such octane requirements--,

(1) may be used as a fuel in all motor vehicles of the same class as that motor vheicle without knocking; or

(2) may be used as a fuel in such motor vehicle under all operating conditions without knocking.

ADMINISTRATION AND ENFORECMENT

Sec. 203. (a) The Federal Trade Commission shall have procedural, investigative, and enforcement powers, including the power to issue procedural rules in enforcing compliance with the requirements of this title and rules proscribed pursuant to the requirements, of this title, to futher define terms used in this title, and to require the filing of reports, the production of documents, and the appearance of witnesses, as though the appicable terms and condtions of the Federal Trade Commission Act // 15 USC 58. // were part of this title.

(b)(1) The Environmental Protection Agency shall--,

(A) conduct field testing of the octane rating of automotive gasoline, comparing the tested octane ration of gasoline at retail outlets with the octane rating posted at those outlests;

(B) certify the results of such tests and comparisons to the Federal Trade Commission; and

(C) notify the Ferderal Trade Commission of any failure to post the octane rating discovered in the course of such field testing.

(2) The Federal Trade Commission may enter into interagency agreements with the Environmental Protection Agency and such other agencies of the United States as the Commission determines appropriate for the purpose of assuring enforcement of the provisions of this title in a manner which is consistent with--,

(A) minimizing the cost of field inspection and related compliance activities; and

(B) reducing duplication of similar or related field compliance activities performed by agencies of the United States.

(c)(1) Not later than 6 months after the date of the enactment of this Act, the Federal Trade Commission shall, by rule, prescribe and make effective--,

(A) a uniform method by which a person may certify to another the octane rating of automotive gasoline; and

(B) a uniform method of displaying the octane rating of automotive gasoline at the point of sale to ultimate purchasers.

(2) Effective on and after the effective date of the rule prescribed under paragraph (1), any person--,

(A) shall be considered to satisfy the requirenents of subsection (a) or (b) of section 202, as the case may be, only if such person complies with the requirements established pursuant to paragraph (1)(a); and

(B) shall be considered to satisfy the requirements of section 202(c) only if such person complies with the requirements established pursuant to paragraph (1)(b).

(3) The Federal Trade Commission may, by rule, prescribe procedures for determination of the octane rating of automotive gasoline which varies from that prescribed in section 201 (1). In perscribing such rule, the Commission--,

(A) shall consider--,

(i) ease of administration and enforcement, and (ii) industry practices in the distribution and marketing of automotive gasoline; and

(B) may permit adjustments in such octane rating to take into account the effects of altitude, temperature, and humidity.

(4) The Federal Trade Commission may, by rule, prescribe and make effective a method of determining the octane ration of automotive gasoline which consists of a blend of two or more qunatities of automotive gasoline of different octane ratings if the Federal Trade Commission finds that the method prescribed more accurately reflects the octane rating of such blend than the weighted-average method set forth in section 202(f)(1). Effective on and after the effective date of such rule, any person shall be consedered to satisfy the requirements of section 202(f)(1) only if such person utilizes the method prescribed in such rule (in lieu of the method set forth in section 202(f)(1).

(d)(1) Expert as provided in paragraph (2), rules under this title shall by prescribed in accordance with section 553 of title 5, United States Code, except that interested persons shall be afforded an opportunity to present written and oral data, views, and and arguments with respects to any proposed rule.

(2) Rules prescribed under subsection (c)(3) and section 202(d) shall be prescribed on the record after opportunity for an agency hearing.

(3) Section 18 of the Federal Trade Commission Act (15 U.S.C. 57a) shall not apply with respect to any rule prescribed under this title.

(e) It shall be an unfair or deceptive act or practice in or affecting commerce (within the meaning of section 5(a)(1) of the Federal Trade Commission Act) // 15 USC 45. // for any person to violate subsection (a), (b), (c), or (e) of section 202, or a rule prescribed under subsection (d) of such section. For purposes of the Federal Trade Commission Act // 15 USC 58. // (including any remedy or penalty applicble to any violation thereof) such a violation shall be treated as a violation of a rule under such Act respecting unfair or deceptive acts or practices; except that for purposes of section 5(m)( 1)(A) of such Act, // 15 USC 45. // the term "or knowledge fairly implied on the vasis of objective circumstances" shall not apply to any violation by any gasoline retailer of the requirements of section 202( c) or (e).

RELATIONSHIP OF THIS TITLE TO STATE LAW

Sec. 204. To the extent that anyb provision of this title applies to any act or omission, no State or any political subdivision thereof may adopt, enforce, or continue in effect any provision of any law or regulation (including any remedy or penalty applicable to any violation thereof) with respect to such act or omission, unless such provision of this such law or regulation is the same as the applicable provision of this title.

EFFECTIVE DATES

Sec. 205. (a) Sections 202(a)(1) and 203(b) // 15 USC 2825. // shall take effect on the first day of the first calendar month beginning more than 6 months after the date of the enactment of this Act.

(b) Subsections (a)(2), (b), (c), and (e) of section 202 shall take effect on the first day of the first calendar month beginning more than 9 months after such date of enactment.

(c) Rules under section 202(d) may not take effect earlier than the beginning of the first motor vehicle model year which begins more than 9 months after such date of enactment.

TITLE III-- STUDY OF SUBSIDIZATION OF MOTOR FUEL MARKETING

Sec. 301. (a) The Secretary of Energy, in consultation with the Chairman of the Federal Trade Commission and the Attorney General and other agencies as the Secretary deems appropriate, shall conduct a study of the extent to which producers, refiners, and other suppliers of motor fuel subsidize the sale of such motor fuel at retail or wholesale with profits obtained from other operations.

(b) Such study shall examine--

(1) the role of vertically integrated operations in facilitating subsidization of sales of motor fuel at wholesale or retail;

(2) the extent to which such subsidization is predatory and presents a threat to competition;

(3) the profitability of various segments of the petroleum industry;

(4) the impact of prohibiting such subsidization on the competitive viavility of various segments of the petroleum industry, on prices of motor fuel to consumers and on the health and structure of the petroleum industry as a whole; ane

(5) such other matters as the Secretary considers appropriate.

(c) In conducting the study required by this section, the Secretary shall give appropriate notice and afford interested persons an opportunity to present written and oral data, views and arguments concerning such study.

(d)(1) The Secretary shall report the results of the study required by this section, together with such recommendations for legislative action and such statistical evidence as he deems appropriate to the Congress on or before the expiration on the eighteenth month after the date of enactment of this section.

(2) If the President determines that interim measures are necessary and appropriate to maintain the competitive viability of the marketing sector of the petroleum industry during Congressional consideration of the recommendations contained in the report submitted under paragraph (1), he shall prescribe, by rule, in accordance with the procedures set forth in section 523(a) of the Energy Policy and Conservation Act (42 U.S.C. 6393) such interim measures.

(3) No interim measure proposed by the President under this section may be submitted after January 1, 1980, and the effect of such measure if approved by the Congress under paragraph (4) may not extend beyond 18 months after such Congressional approval.

(4) Such interim measure shall not take effect unless approved by both House of Congress as if it were a contingency plan under section 522 of the Energy Policy and Conservation Act (42 U.S.C. 6422): Provided, That the 60-day period referred to in such section shall be extended to 90 days for purposes of this section.

(e) There are hereby authorized to be appropriated such sums as may be necessary to carry out the provisions of this section.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 161 (Comm. on Insterstate and Foreign Commerce).

SENATE REPORTS: No. 95 - 731, and No. 95 - 732 accompanying S. 743 (Comm. on Energy and Natural Resources).

CONGRESSIONAL RECORD:

Vol. 123(1977): Apr. 5, considered and passed House.

Vol. 124(1978): May 5, 9, considered and passed Senate, amended, in lieu of S. 743. June 6, agreed to Senate amendments.

PUBLIC LAW 95-296, 92 STAT. 321

95th CONGRESS, S. 1640 JUNE 19, 1978
An Act To designate the Mike Monroney Aeronautical Center.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That, the Federal Aviation Administration Aeronautical Center, Oklahoma City, Oklahoma, shall hereafter be known and designated as the " Mike Monroney Aeronautical Center". Any reference in a law, map, regulation, document, record, or other paper of the United States to such center shall be held to be a reference to the Mike Monroney Aeronautical Center.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1209 accompanying H.R. 7674 (Comm. on Public Works and Transportation).

CONGRESSIONAL RECORD:

Vol. 123 (1977): June 8, considered and passed Senate.

Vol. 124 (1978): June 5, considered and passed House, in lieu of H.R. 7674.

PUBLIC LAW 95-295, 92 STAT. 319

95th CONGRESS, H.R. 11657 JUNE 16, 1978
An Act To amend the Central, Western, and South Pacific Fisheries Development Act to increase the appropriation authorization through fiscal year 1982, to expand the United States fisheries development effort, and to cooperate in the formation and research of the South Pacific regional fishery agency, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Central, Western, and South Pacific Fisheries Development Act (16 U.S.C. 758e-- 758e--5) is amended as follows:

(1) Section 2 of such Act (16 U.S.C. 758e) is amended by inserting "with the Pacific Tuna Development Foundation or other agency or organization," immediately after "contract,".

(2) Section 3 of such Act (16 U.S.C. 758 - 1) // 16 USC 758e--1. // is amended by (A) inserting "the Secretary of State," immediately after " Interior,"; (B) inserting "the Commonwealth of the Northern Mariana Islands," immediately after the " Trust Territories of the Pacific Islands,"; (C) striking out "and" immediately after "institutions,"; and (D) inserting ", and all appropriate member nations of a South Pacific regional fishery agency (hereinafter referred to in this Act as the 'agency'), if such an agency is formed" immediately after "industry".

(3) Such Act is further amended by inserting immediately after section 3 thereof the following:

" Sec. 4. In addition to the authority granted in section 2, the Secretary, in consultation with representatives of all interested member nations of the agency, and those parties set forth in section 3, may establish in accordance with section 2, a cooperative program for the development of tuna and other latent fisheries resources of the Central, Western, and South Pacific Ocean to be submitted to the President and the Congress within one year following official formation of the agency. The Secretary shall make available to all interested member nations of the agency the results and findings of research or development projects carried out under this Act."

(4) Sectoins 4, 5, 6, and 7 of such Act // 16 USC 758e-2 -- 758e-5. // are redesignated sections 5, 6, 7, and 8, respectively.

Sec. 2. Section 8 of the Central, Western, and South Pacific Fisheries Development Act (16 U.S.C. 768e-5), as redesignated, is amended by--,

(1) placing the amendment made to such section by the Act of July 6, 1976 (relating to authorizations of appropriations for such Fisheries Development Act) immediately after " June 30, 1976, the sum of $3,000,000"; and

(2) striking out "$3,000,000", the second place it then appears in such section, and inserting in lieu thereof "$4,000,000, and for each of the fiscal years 1980, 1981, and 1982, the sum of $5,000,000,".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1079 (Comm. on Merchant Marine and Fisheries).

SENATE REPORT No. 95 - 818 (Comm. on Commerce, Science, and Transportation).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 1, considered and passed House.

May 18, considered and passed Senate, amended.

May 31, House concurred in Senate amendments.

PUBLIC LAW 95-294, 92 STAT. 318

95th CONGRESS, S.J. RES. 140 JUNE 14, 1978
Joint Resolution To authorize and request the President to proclaim June 11, 1978, as " American University Press Day" to commemorate the centennial of university press publishing in America.

Whereas since the establishment of the first university press at Johns

Hopkins University in 1878, American university presses have advanced and diffused the spectrum of human knowledge, issuing on-sixth of all American books in print today; Whereas American university presses maintain a long tradition of

notable achievement as demonstrated by the large share of prizes for literary merit and graphic excellence awarded university presses; and Whereas American university presses continue to have a profound

impact on culture, scholarship, and higher education, both regionally and internationally: Now, therefore, be it

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the President is authorized and requested to issue a proclamation designating June 11, 1978, as " American University Press Day", and calling upon the people of the United States and interested groups and organizations to observe such day with appropriate ceremonies and activities.

LEGISLATIVE HISTORY:

CONGRESSIONAL RECORD, Vol. 124 (1978):

June 8, considered and passed Senate.

June 9, considered and passed House.

PUBLIC LAW 95-293, 92 STAT. 317

95th CONGRESS, S. 1792 JUNE 13, 1978
An Act To amend the Administrative Conference Act.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled. That (a) section 576 of title 5, United States Code, is amended to read as follows:

" Section 576. Appropriations

" To carry out the purposes of this subchapter, there are authorized to be appropriated sums not to exceed $1,700,000 for the fiscal year ending September 30, 1979, $2,000,000 for the fiscal year ending September 30, 1980, $2,300,000 for the fiscal year ending September 30, 1981, and $2,300,000 for the fiscal year ending September 30, 1982.".

(b) The amendment made by subsection (a) // 5 USC 576 // shall take effect October 1, 1977.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 743 (Comm. on the Judiciary).

SENATE REPORT No. 95 - 583 (Comm. on the Judiciary).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Nov. 4, considered and passed Senate.

Vol. 124 (1978): Jan. 24, considered and passed House, amended, in lieu of H.R. 7662. May 22, Senate agreed to House amendment with amendments. May 25, House concurred in Senate amendments.

PUBLIC LAW 95-292, 92 STAT. 307

95th CONGRESS, H.R. 8423 JUNE 13, 1978
An Act To amend titles II and XVIII of the Social Security Act to make improvements in the end stage renal disease program presently authorized under section 226 of that Act, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembles, That (a) title II of the Social Security Act // 42 USC 401 // is amended by inserting immediately after section 226 the following new section:

" SPECIAL PROVISIONS RELATING TO COVERAGE UNDER MEDICATE PROGRAM FOR END STAGE RENAL DISEASE

" Sec. 226 A. (a) Notwithstanding any provision to the contrary in section 226 or title XVIII, every individual who--,

"(1)(A) is fully or currently insured (as such terms are defined in section 214 of this Act) // 42 USC 414. // or would be fully or currently insured if his service as an employee (as defined in the Railroad Retirement Act of 1974) // 42 USC 231 // after December 31, 1936, were included in the term 'employment' as defined in this Act, or (B) is entitled to monthly insurance benefits under title II of this Act or an annuity under the Railroad Retirement Act of 1974, or (C) is the spouse or dependent child (as defined in regulations) of an individual who is fully or currently insured or would be fully or currently insured if his service as an employee (as defined in the Railroad Retirement Act of 1974) after December 31, 1936, were included in the term 'employment' as defined in this Act, or (D) is the spouse or dependent child (as defined in regulations) of an individual entitled to monthly insurance benefits under title II of this Act or an annuity under the Railroad Retirement Act of 1974;

"(2) is medically determined to have end stage renal disease; and

"(3) has filed an application for benefits under this section;

shall, in accordance with the succeeding provisions of this section, be entitled to benefits under part A and eligible to enroll under part B of title XVIII, // 42 USC 1395 // subject to the deductible, premium, and coinsurance provisions of that title.

"(b) Subject to subsection (c), entitlement of an individual to benefits under part A and eligibility to enroll under part B of title XVIII by reasons of this section on the basis of end stage renal disease--,

"(1) shall begin with--,

"(A) the third month after the month in which a regular course of renal dialysis is initiated, or "(B) the month in which such individual receives a kidney transplant, or (if earlier) the first month in which such individual is admitted as an inpatient to an institution which is a hospital meeting the requirements of section 1961 (e) // 42 USC 1395x. //

(and such additional requirements as the Secretary may

prescribe under section 1881 (b) for such institutions)

in preparation for or anticipation of kidney

transplantation, but only if such transplantaion occurs

in that month or in either of the next two months,

d two months

whichever first occurs (but no earlier than one year

preceding

the month of the filing of an application for benefits

under this

section); and

"(2) shall end, in the case of an individual who receives a kidney transplant, with the thirty-sixth month after the month in which such individual receives such transplant or, in the case of an individual who has not received a kidney transplant and no longer requires a regular course of dialysis, with the twelfth month after the month in which such course of dialysis is terminated.

"(c) Notwithstanding the provisions of subsection (b)--,

"(1) in the case of any individual who participates in a self-care dialysis training program prior to the third month after the month in which such individual initiates a regular course of renal dialysis in a renal dialysis facility or provider of services meeting the requirements of section 1881 (b), entitlement to benefits under part A and eligibility to enroll under part B of XVIII // 42 USC 1395. //

shall

begin with the month in which such regular course of

renal dialysis

is initiated;

"(2) in any case in which a kidney transplant fails (whether during or after the thirty-six-month period specified in subsection (b)(2) and as a result the individual who received such transplant initiates or resumes a regular course of renal dialysis, entitlement to benefits under part A and eligibility to enroll under part B of title XVIII shall begin with the month in which such course is initiated or resumed; and "(3) in any case in which a regular course of renal dialysis is resumed subsequent to the termination of an earlier course, entitlement to benefits under part A and eligibility to enroll under part B of title XVIII shall begin with the month in which such regular course of renal dialysis is resumed."

(b) Section 226 of such Act // 42 USC 426. // is amended--,

(1) by striking out subsection (e), (f), and (g), and (2) by redesignating subsections (h) and (i) as subsections (e) and (f), respectively.

Sec. 2. Part C of title XVIII of the Social Security Act // 42 USC 1395x. // is amended by adding at the end thereof the followint new section:

MEDICARE COVERAGE FOR END STAGE RENAL DISEASE PATIENTS

" Sec. 1881. (a) The benefits provided by parts A and B of this title shall include benefits for individuals who have been determined to have end-stage renal disease as provided in section 226 A, and benefits for kidney donors as provided in subsection (d) of this section. Notwithstanding any other provision of this title, the type, duration, and scope of the benefit provided by parts A and B with respect to individuals who have been determined to have end-stage renal disease and who are entitled to such benefits without regard to section 226 A shall in no case be less than the type, duration, and scope of the benefits so provided for individuals entitled to such benefits solely by reason of that section.

"(b)(1) Payments under this title with respect to services, in addition to services for which payment would otherwise be made under this title, furnished to individuals who have been determined to have end-stage renal disease shall include (A) payments on behalf of such individuals to providers of services and renal dialysis facilities which meet such requirements as the Secretary shall by regulation prescribe for institutional dialysis services and supplies (including self-dialysis services in a self-care dialysis unit maintained by the provider or facility), transplantation services, self-care home dialysis support services which are furnished by the provider or facility, and routine professional services performed by a physician during maintenance dialysis episode if payments for his other professional services furnished to an individual who has end-stage renal disease are made on the basis specified in paragraph (3)(A) of this subsection, and (B) payments to or on behalf of such individuals for home dialysis supplies and equipment. The requirements prescribed by the Secretary under subparagraph (A) shall include requirements for a minimum utilization rate for covered procedures and for self-dialysis training programs.

"(2)(A) With respect to payments for dialysis services furnished by providers of services and renal dialysis facilities to individuals determined to have end-stage renal disesase foe which payments may be made under part B of this title, // 42 USC 1395j. // such payments (unless otherwise provided in this section) shall be equal to 80 percent of the amounts determined in accordance with subparagraph (B); and with respect to payments for services for which payments may be made under part A of this title, // 42 *USC 1395 // the amounts of such payments (which amounts shall not exceed, in respect ot cost in procuring organs attributable to payments made to an organ procurement agency or histocompatibility laboratory, the costs incurred by that agency or laboratory) shall be determined in accordance with section 1861 (v). // 42 USC 1395x // Payments shall be made to a renal dialysis facility only if it agrees to accept such payments as payment in full for covered services, except for payment by the individual of 20 percernt of the estimated amounts for such services calculated on the basis established by the Secretary under subparagraph (B) and the deductible amount imposed by section 1833(b).

"(B) The Secretary shall prescribe in regulations any methods and procedures to (i) determine the costs incurred by providers of services and renal dialysis facilities in furnishing covered services to individuals determined to have end-stage renal disease, and (ii) determine, on a cost-related basis or other economical and equitable basis (including any basis authorized under section 1861(v)), the amounts of payments to be made for part B services furnished by such providers and facilities to such individuals. Such regualtions shall provide for the implementation of appropriate incentives for encouraging more efficient and effective delivery of services (consistent with quality care), and shall include, to the extent determined feasible by the Secretary, a system for classifying comparable providers and facilities, and prospectively set rates or target rates with arrangements for sharing such reductions in costs as may be attributable to more efficient and effective delivery of services.

"(C) Such regulations, in the case of services furnished by proprietary providers and facilities may include, if the Secretary finds it feasible and appropriate, provision for recognition of a reasonable rate of return on equity capital, providing such rate of return does not exceed the rate of return stipulated in section 1861 (v) (B).

"(D) For purposes of section 1878, // 42 USC 1395oo // a renal dialysis facility shall be treated as a provider of services.

"(3) With respect to payments for physicians' services furnished to individuals determined to have end-stage renal disease, the Secretary shall pay 80 percent of the amounts calculated for such services--,

"(A) on a reasonable charge basis (but may, in such case, make payment on the basis of the prevailing charges of other physicians for comparable services) except that payment may not be made under this subparagraph for routine services furnished during a maintenance dialysis episode, or

"(B) on a comprehensive monthly fee or other basis for an aggregate of services provided over a period of time (as defined in regulations).

"(4) Pursuant to agreements with approved providers of services and renal dialysis facilities, the Secretary may make payments to such providers and facilities for the cost of home dialysis supplies and equipment and self-care home dialysis support services furnished to patients whose self-care home dialysis is under the direct supervision of such provider or facility, on the basis of a target reimbursement rate (as defined in paragraph (6).

"(5) An agreement underparagraph (4) shall require, in accordance with regulations prescribed by the Secretary, that the provider or facility will--,

"(A) assume full responsibility for directly obtaining or arranging for the provision of--,

"(i) such medically necessary dialysis equipment as is prescribed by the attending physician; "(ii) dialysis equipment maintenance and repair services; "(iii) the purchase and delivery of all necessary medical supplies; and "(iv) where necessary, the services of trained home dialysis aides;

"(B) perform all such administrative functions and maintain such information and records as the Secretary may require to verify the transactions and arrangements described in subparagraph (A);

"(C) submit such cost reports, data, and information as the Secretary may require with respect to the cost incurred for equipment, supplies, and services furnished to the facility's home dialysis patient population; and

"(D) provide for full access for the Secretary to all such records, data, and information as he may require to perform his functions under this section.

"(6) The Secretary shall establish, for each calendar year, commencing with January 1, 1979, a target reimbursement rate for home dialysis which shall be adjusted for regional variations in the cost of providing home dialysis. In establishing such a rate, the Secretary shall include--,

"(A) the Secretary's estimate of the cost of providing medically necessary home dialysis supplies and equipment;

"(B) an allowance, in an amount determined by the Secretary, to cover administrative costs and to provide an incentive for the efficient delivery of home dialysis;

but in no event shall such target rate exceed 70 percent of the national average payment, adjusted for regional variations, for maintenance dialysis services furnished in approved providers and facilities during the preceding fiscal year. Any such target rate so established shall be utilized, without renegotiation of the rate, throughout the calendar year for which it is established. During the last quarter of each calendar year, the Secretary shall establish a home dialysis target reimbursement rate for the next calendar year based on the most recent data available to the Secretary at the time. In establishing any rate under this paragraph, the Secretary mayutilize a competitive-bid procedure, a prenagotiated rate procedure, or any other procedure which the Secretary determines is appropriate and feasible in order to carry out this paragraph in an effective and efficient manner.

"(7) For purposes of this title, the term 'home dialysis supplies and equipment' means mediclly necessary supplies and equipment (including supportive equipment) required by an individual suffering from end-stage renal disease in connection with renal dialysis carried out in his home (as defined in regulations), including obtaining, installing, and maintaining such equipment.

"(8) For purposes of this title, the term 'self-care home dialysis support services', to the extent permitted in regulation, means--,

"(A) periodic maonitoring of the patient's home adaptation, including visits by qualified provider of facility personnel (as defined in regulations), so long as this is done in accordance with a plan prepared and periodically reviewed by a professional team (defined in regulations) including the individual's physician;

"(B) installation and maintenance of dialysis equipment;

"(C) testing and appropriate treatment of the water; and "(D) such additional supportive services as the Secretary finds appropriate and desirable.

"(9) For purposes of this title, the term 'self-care dialysis unit' means a renal dialysis facility or a distinct part of such facility or of a provider of services, which has been approved by the Secretary to make self-dialysis services, as defined by the Secretary in regulations, available to individuals who have been trained for self-dialysis. A self-care dialysis unit must, at a minimum, furnish the services, equipment and supplies needed for self -care dialysis, have patient-staff ratios which are appropriate to self-dialysis (allowing for such appropriate lesser degree of ongoing medical supervision and assistance of ancillary personnel than is required for full care maintenance dialysis), and meet such other requirements as the Secretary may prescribe with respect ot the quality and cost-effectiveness of services.

"(c)(1)(A) For the purpose of assuring effective and efficient administration of the benefits provided under this section, the Secretary shall establish, in accordance with such criteria as he finds appropriate, renal disease network areas, such network organizations (including a coordinating council, and executive committee of such council, and a medical review board, for each network area) as he finds necessary to accomplish such purpose, and a national end stage renal disease medical information system. The Secretary may by regulations provide for such coordination of network planning and quality assurance activities and such exchange of data and information among agencies with responsibilities for health planning and quality assurance activities under Federal law as is consistent with the economical and efficient administration of this section and with the responsibilities established for network organizations under this section.

"(B) At least one patient representative shall serve as a member of each coordinating council and executive committeel

"(C) The Secretary shall, in regulations, prescribe requirements with respect to membership in network organizations by individuals (and the relatives of such individuals) (i) who have an ownership or control interest in a facility or provider which furnishes services referred to in section 1861 (s)(2)n F), or (ii) // 42 USC 1395x // who have received remuneration from any such facility or provider in excess of such amounts as constitute reasonable compensation for services (including time and effort relative to the provision of professional medical services) or goods supplied to such facility or provider; and such requirements shall provide for the definition, desclosure, and, to the maximum extent consistent with effective administration, prevention of potential or actual financial or professional conflicts of interest with respect to decisions concerning the appropriateness, nature, or site of patient care.

"(2) The network organizations of each network shall be responsible, an addition to such other duties and functions as may be prescribed by the Secretary, for--,

"(A) encouraging, consistent with sound medical practive, the use of those treatment settings most compatible wtih the successful rehabilitation of the patient;

"(B) developung criteria and standards relating to the quality and appropriateness of patient care; and network goals with respect to the placement of patients in self -care settings and undergoing or preparing for transplantation;

"(C) evaluating the procedure by which facilities and providers in the network assess the appropriateness of patients for proposed treatment modalities;

"(D) identifying facilities and providers that are not cooperating toward meeting network goals and assisting such facilities and providers in developing appropriate plans for correction; and

"(E) submitting an annual report to the Secretary on July 1 of each year which shall include a full statement of the network's goals, data on the network's performance in meeting its goals (including data on the comparative performance of facilities and providers with respect to the identification and placement of suitable candidates in self -care settings and transplantation), identification of those facilities that have consistently failed to cooperate with network goals, and recommendations with respect to the need for additional or alternative services or facilities in the network in order to meet the network goals, including self-dialysis training, transplantation, and organ procurement facilities.

"(3) Where the Secretary determines, on th basis of the data contained in the network's annual report and such other relevant data as may be available to him, that a facility or provider has consistently failed to cooperate with network plans and goals, he may terminate or withhold certification of such facility or provider (for purposes of payment for services furnished to individuals with end stage renal disease) until he determines that such provider or facility is making reasonable and appropriate efforts to cooperate with the network's plans and goals.

"(4) The Secretary shall, in determining whether to certify additional facilities or expansion of existing facilities within a network, takes into account the network's goals and performance as reflected in the network's annual report.

"(5) The Secretary, after consultation with appropriate professional and planning organizations, shall provide such guidelines with respect to the planning and delivery of renal disease services as are necessary to assist network organizations in their development of their respective networks' goals to promote the optimum use of self-dialysis and transplantation by suitable candidates for such modalities.

"(6) It is the intent of the Congress that the maximum practical number of patients who are medically, socially, and psychologically suitable candidates for home dialysis or transplantation should be so treated. The Secretary shall consult with appropriate professional and network organizations and consider available evidence relating to developments in research, treatment methods, and technology for home dialysis and transplantation. The Secretary shall periodically submit to the Congress such legislative recommendations as the Secretary finds warranted on the basis of such consultation and evidence to further the national objective of maximizing the use of home dialysis and transplantation consistent with good medical practice.

"(d) Notwithstanding any provision to the contrary in section 226 // 42 USC 426. // any individual who donates a kidney for transplant surgery shall be entitled to benefits under parts A and B of this title // 42 Usc 1395, 1395j // with respect to such donation. Reimbursement for the reasonable expenses incurred by such an individual with respect to a kidney donation shall be made (without regard to the deductible, premium, and coinsurance provisions of this title), in such manner as may be prescribed by the Secretary in regulations, for all reasonable preparatory, operation, and postoperation recovery expenses associated with such donation, incuding but not limited to the expenses for which payment could be made if he were an eligible individual for purposes of parts A and B of this title without regard to this subsection. Payments for postoperation recovery expenses shall be limited to the actual period of recovery.

"(e)(1) Notwithstanding any other provision of this title, the Secretary may, pursuant to agreements with approved providers of services and renal dialysis facilities, reimburse such providers and facilities (without regard to the deductible and coinsurance provisions of this title) for the reasonable cost of the purchase, installation, maintenance and reconditionaing for subsequent use of artificail kidney and automated dialysis peritoneal machines (including supportive equipment) which are to be used exclusively by entitled individuals dialyzing at home.

"(2) An agreement under this subsection shall require that the provider or facility will--,

"(A) make the equipment available for use only by entitled individuals dialyzing at home;

"(B) recondition the equipment, as needed, for reuse by such individuals throughout the useful life of the equipment, including modification of the equipment consistent with advances in research and technology;

"(C) provide for full access for the Secretary to all records and information relating to the purchase, maintenance, and use of the equipment; and

"(D) submit such reports data, and information as the Secretary may require with respect to the cost, management, and use of the equipment.

"(3) For purposes of this section, the term 'supportive equipment' includes blood pumps, heparin pumps, bubble detectors, other alarm systems, and such other items as the Secretary may determine are medically necessary.

"(f)(i) The Secretary shall initiate and carry out, at selected locations in the United States, pilot projects under which financial assistance in the purchase of new or used durable medical equipment for renal dialysis is provided to individuals suffering from end stage renal desease at the time home dialysis is begun, with provision for a trial period to assure successful adaptaion to home dialysis before the actual purchase of such equipment.

"(2) The Secretary shall conduct experiments to evaluate methods for reducing the costs of the end stage renal disease program. Such experiments shall include (without being limited to) reimbursement for nurses and dialysis technicians to assist with home dialysis, and reimbursement to family members assisting with home dialysis.

"(3) The Secretary shall conduct experiments to evaluate methods of dietary control for reducing the costs of the end stage renal disease program, including (without being limited to) the use of protein-controlled products to delay the necessity for, or reduce the frequency of, dialysis in the treatment of end stage renal disease,

"(4) The Secretary shall conduct a comprehensive study of methods for increasing public particiapation in kidney donation and other organ donation programs.

"(5) The Secretary shall conduct a full and complete study of the reimbursement of physicians for services furnished to patients with end stage renal disease under this title, giving particular attention to the range of payments to physicians for such services, the average amounts of such payments, and the number of hours devoted to furnishing such services to patients at home, in renal disease facilities, in hospitals, and elsewhere.

"(6) The Secretary shall consuct a study of the number of patients with end stage renal disease who are not eligible for benefits with respect to such disease under this title (by reason of this section or otherwise), and of the economic impact of such noneligibility of such individuals. Such study shall include consideration of mechanisms whereby governmental and other health plans might be instituted or modified to permit the purchase of actuarially sound coverage for the costs of end stage renal disease.

"(7) The Secretary shall conduct a study of the medical appropriateness and safety of cleaning and reusing dialysis filters by home dialysis patients. In such cases in which the Secretary determines that such home cleaning and reuse of filters is a medically sound procedure, the Secretary shall conduct experiments to evaluate such home cleaning and reuse as a method of reducing the costs of the end stage renal disease program.

"(8) The Secretary shall submit to the Congress no later than October 18 1979, a full report on the experiments conducted under paragraphs (1), (2), (3), and (7), and the studies under paragraphs (4), (5), (6)8 and (7). Such report shall include any recommendaions for legislative changes which the Secretary finds necessary or desirable as a result of such experiments and studies.

"(g) The Secretary shall submit to the Congress on April 1, 1979 and April 1 of each year thereafter a report on the end stage renal disease program, including but not limited to--,

"(1) the number of patients, nationally and by renal disease network, on dialysis (self-dialysis or otherwise) at home and in facilities;

"(2) the number of new patient s entering dialysis at home and in facilities during the year;

"(3) the number of facilities providing dialysis and the utilization rates of those facilities;

"(4) the number of kidney transplants, by source of donor organ;

"(5) the number of paitients awaiting organs for transplant;

"(6) the number of transplant failures

"(7) the range of costs of kidney acquisitions by type of facility and by region;

"(8) the number of facilities providing transplants and the number of transplants performed per facility;

"(9) patient mortality and morbidity rates;

"(10) the average annual cost of hospitalization for ancillary problems in dialysis and transplant patients, and drug costs for transplant patients;

"(11) medicare payment rates for dialysis, transplant procedures, and physician services, along with any changes in such rates during the year and the reasons for those changes

"(12) the results of cost-saving experiments;

"(13) the results of basic kidney disease research conducted b by the Federal Government, private institutions, and foreign governments;

"(14) information on the activities of medical review boards and other networks organizations; and

"(15) estimated program costs over the next five years".

Sec. 3. (a) Section 226(a) of the Social Security Act // 42 USC 426. //

is amended--,

(1) by striking out "specified in subparagraph (B)" and inserting in lieu thereof "specified in paragraph (1)"; and

(2) by striking out "specified in subparagraphs (A) and (B)" and inserting in lieu thereof "specified in paragraphs (1) and (2)".

(b) Paragraphs (2) and (3) of section 226 (e) of such Act (as redesignated by subsection (b)(2) of the first section of this Act) are each amended by striking out "subsection b" and inserting in lieu thereof "subsection (b)".

Sec. 4. (a) Section 1811 of the Social Security Act // 42 USC 1395c. //

is amended--,

(1) by striking out "section 226" and inserting in lieu thereof "sections 226 and 226 A";

(2) by striking out "and" at the end of clause (1), and inserting in lieu thereof a comma; and

(3) by inserting immediately before the period the following ", and (3) certain individuals who do not meet the conditions specified in either clause (1) or (2) but who are medically determined to have end stage renal disease".

(b) Section 1833 (a)(1) of such Act // 42 USC 1395l. //

is amended--,

(1) by striking out "and" at the end of clause (C), and

(2) by adding the following after "section)", in clause (D): "and (E) with respect to services furnished to individuals who have been determined to have end stage renal disease, the amounts paid shall be determined subject to the provisions of section 1881, // 42 USC 1395l. // and".

(c) Section 1833 (a)(2) of such Act is amended by inserting

"(unless otherwise specified in section 1881)" after "other services".

(d) Section 1861 (s)(2) of such Act // 42 USC 1395x. //

is amended--,

(1) by striking out "and" at the end of clause (D);

(2) by inserting "and" at the end of clause (E); and

(3) by adding the following new clause after clause (E):

"(F) home dialysis supplies and equipment, self-care home dialysis support services, and institutional dialysis services and supplies;".

(e) The first sentence of section 1866 (a)(2)(A) of such Act // 42 USC 1395cc. // is amended by inserting the following before the period: "(but in the case of items and services furnished to individuals with end-stage renal disease, an amount equal to 20 percent of the estimated amounts for such items and services calculated on the basis established by the Secretary)".

(f) Section 1814 (b)(1) of such Act // 42 USC 1395f. // is amended by inserting "and as further limited by section 1881 (b)(2)(B)" after "1861(v)".

Sec. 59 The third sentence of section 1817 (b) of the Social

Security Act, // 42 USC 1395i. // and the third sentence of section 1841(b) of such Act, // 42 USC 1395t. // and section 1876(b)(2)(B) of such Act, // 42 USC 1395mm. // are each amended by striking out " Commissioner of Social Security" and inserting in lieu thereof " Administrator of the Health Care Financing Administration".

Sec. 6. The amendments made by the preceding sections of this Act // 42 USC 426 // shall become effective with respect to services, supplies, and equipment furnished after the third calendar month which begins after the date of the enactment of this Act, except that those amendments providing for the implementation of an incentive reimbursement system for dialysis services furnished in facilities and providers shall become effective with respect to a facility's or provider's first accounting period which begins after the last day of the twelfth month following the month of the enactment of this Act, and those amendments providing for reimbursement rates for home dialysis shall become effective on April 1, 1979.

Sec. 7. Section 15(d) of Public Law 93 - 233 // 42 USC 1395x // (as amended by section 7 (c) of Public Law 93 - 368 and the first section of Public Law 94 - 368) is amended by striking out " October 1, 1977" and inserting in lieu thereof " October 1, 1978".

Sec. 8. (a) The first sentence of section 1905(c) of the Social Security Act // 42 USC 1396d. // is amended--,

(1) by striking "and (3)" and inserting in lieu thereof "(3)"; and

(2) by striking out the period at the end thereof and inserting in lieu thereof the following ", and (4) meets the requirements of section 1861(j)(14) // 42 USC 1395x. // with respect ot protection of patients' personal funds".

(b) The fourth sentence of section 1905(c) of such Act is amended by striking out "clauses (2) and (3) " and inserting in lieu thereof "clauses (2), (3), and (4)".

(c) The Secretary of Health, Education, and Welfare shall, by regulation, define those cost which may be charged to the personal funds of patients in intermediate care facilities who are individuals receiving medical assistance under a State plan approved under the provisions of title XIX of the Social Security Act, // 42 USC 1396. // and those costs which are to be included in the reasonable cost or reasonable charge for intermediate care facility services as determined under the provisions of such title.

(d)(1) The amendments made by subsections (a) and (b) // 42 USC 1396d shall become effective on July 1, 1978.

(2) The Secretary of Health, Education, and Welfare shall issue the regulations required under subsection (c) // 42 USC 1396d // within 90 days after the date of enactment of this Act but not later than July 18 1978.

(e) Section 20(c)(2) of the Medicare-Medicaid Anti-Fraud and Abuse Amendments (Public Law 95 - 142) // 42 USC 1396b // is amended by striking out "section 1905(g)" and inserting in lieu thereof "section 1903(g)".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 549 (Comm. on Ways and Means).

SENATE REPORT No. 95 - 714 (Comm. on Finance).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Sept. 12, considered and passed House.

Vol. 124 (1978): Apr. 10, considered and passed Senate, amended. May 1, House concurred in Senate amendment with an amendment. May 24, Senate concurred in House amendment.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS:

Vol. 14, No. 24 (1978): June 13, Presidential statement.

PUBLIC LAW 95-291, 92 STAT. 304

95th CONGRESS, H.R. 11370 JUNE 12, 1978
An Act To authorize an appropriation to reimburse certain expenditures for social services provided by the States prior to October 1, 1975, under titles I, IV- A, VI, X, XIV, and XVI of the Social Security Act.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That (a) there is authorized to be appropriated for the fiscal year which ends on September 30, 1979, not to exceed $543,000,000, to remain available until expended, to enable the Secretary of the Treasury to pay to any State the amount determined by the Secretary of Health, Education, and Welfare (hereinafter in this Act referred to as the " Secretary"), in accordance with the succeeding provisions of this Act, to be payable to the State in settlement of the unpaid claim of the State against the United States for reimbursement of expenditures made by the State prior to October 1, 1975, with respect to services (and related administrative costs) which the State asserts were provided (or incurred) under an approved State plan pursuant to title I, IV- A, VI, X, XIV, or XVI of the Social Security Act. // 42 USC 301, 601, 801, 1201, 1351, 1381. //

(b) For purposes of this Act, the term "unpaid claim" of any State means (subject to the succeeding sentence) the total amount of Federal reimbursement for expenditures of the type specified in subsection (a) which has not been paid to such State prior to the date of enactment of this Act. In determining such total amount in the case of any State, any portion thereof attributable to expenditures made in any fiscal year with respect to which the provisions of section 1130 of the Social Security Act // 42 USC 1320b // (as then in effect) were applicable shall be reduced (but not below zero) by the excess (if any) of (1) the aggregate of the portion of such total amount attributable to expenditures made in such year and the total amount of the Federal reimbursement paid prior to the date of enactment of this Act to such State with respect to expenditures made in such year, over (2) the State's allotment determined under such section 1130 for such year.

Sec. 2. (a) In the case of that portion of the unpaid claim of a State that the Secretary determines was asserted against the United States, in the form and manner prescribed by the Secretary with respect to the filing of claims under titles I, IV-- A, VI, X, XIV, and XVI of the Social Security Act, // 42 USC 301, 601, 801 1201 1351 1381. // prior to April 1, 1977, the Secretary shall certify to the Secretary of the Treasury for payments to the State the sum of--,

(1) an amount equal to 38 percent of so much of such portion as does nto exceed $50,000,000;

(2) an amount equal to 35 percent of so much of such portion as exceeds $50,000,000 but does not exceed $150,000,000; and

(3) an amount equal to 21 percent of so much of such portion as exceeds $150,000,000;

except that the percentage specified in paragraph (1) shall be 58 percent and the percentage specified in paragraph (2) shall be 50 percent in the case of a State if the portion of the unpaid claim of such State referred to in the preceding provisions of this subsection equals or exceeds 85 percent of the sum of (A) such portion and (B) the total amount of Federal reimbursement for expenditures of the type specified in the first section of this Act which has been paid to such State prior to the date of enactment of this Act but with respect to which formal steps have been initiated by the Secretary to recover such reimbursement.

(b)(1) In the case of the portion of the unpaid claims of a State that the Secretary determines meets the requirements of subsection (a), except that the claim was asserted, in the form and manner prescribed by the Secretary, on or after April 1, 1977, but prior to the ninety-first day following the date upon which this Act is enacted, the Secretary shall certify to the Secretary of the Treasury for payment to the State, subject to paragraph (2), an amount equal to 15 percent of so much of such portion as he finds to be for the provision of services that he finds the State provided and for which he has not provided reimbursement, but the expenditures for which were reimbursable under title I, IV-- A, VI, X, XIV, or XVI of the Social Security Act // 42 USC 301, 601, 801 1201 1351 1381. // prior to April 1, 1977, or, if not services the expenditures for which were reimbursable, are services of a similar kind and are not otherwise reimbursable under this Act

(2) The Secretary may not certify for payment to any State under the authority of this subsection an aggregate amount that exceeds 5 percent of that State's allotment for the fiscal year 1973 of social service funds under titles I, IV-- A, X, XIV, and XVI of the Social Security Act, as determined in accordance with section 1130(b) of such Act, less the amount certified for payment to the State under subsection (a) of this section.

(3) The Secretary shall have no authority, by regulations or

otherwise, to extend the time period specified in paragraph (1) or to waive the limit for assertion of a claim.

Sec. 3. (a) Except with respect to amounts paid by the Secretary to a State prior to April 1, 1977, no State is entitled to reimbursement of expenditures described by the first section of this Act, // 42 USC 1397a // except as provided by this Act.

(b) Neither the Secretary nor any other official of the Federal Government may seek to recover any amount paid to a State prior to April 1, 1977, or pursuant to this Act, as reimbursement of expenditures made by the State of the type described by the first section of this Act.

Sec. 4. (a) The Secretary is authorized to enter into agreements with any State in accordance with the provisions of this Act, // 42 USC 1397a // and agreements entered into prior to the enactment of this Act, to the extent not inconsistent with the terms hereof, shall have the same force and effect as agreements entered into subsequent to enactment of this Act.

(b) In the absence of an agreement, a State dissatisfied with a determination by the Secretary under this Act may, by application to the Secretary within 60 days after the date of notice to the State of that determination, obtain the Secretary's review of that determination. If the application requests a hearing, the Secretary shall conduct a hearing after reasonable notice to the State, and shall, on the basis of evidence adduced at the hearing, affirm, modify, or reverse his determination. If the Secretary does not preside at the reception of the evidence at the hearing, the decision of the presiding official or body shall be the decision of the Secretary.

(c) No court of the United States has jurisdiction to entertain a any action seeking the review of any determination or finding of the Secretary under this Act, or otherwise seeking to compel a determination by the Secretary to certify for payment any claim described by the first section of this Act; except that the appropriate district court shall have jurisdiction over any action seeking enforcement of an agreement of the kind referred to in subsection (a).

Sec. 5. (a) Amounts appropriated under the first section of this Act // 42 USC 1397a // shall be first applied in settlement of the portions of unpaid claims described in section 2(a). If, after that payment, the amounts remaining are insufficient to pay the amounts established by section 2(b) with respect to the portions of unpaid claims asserted under section 2(b), the Secretary shall certify for payment with respect to each such portion an amount that bears the same relationship to that portion as the total of such remaining available amounts bears to the total of all portions of unpaid claims asserted under section 2(b).

(b) A reduction effected by subsection (a) of this section in the amount payable to a State under section 2(b) does not give rise to an entitlement of the State to the difference between the amount payable under section 2(b) (without regard to subsection (a) of this section) and the amount payable under section 2(b) after application of subsection (a) of this section.

(c) In the event that the amount appropriated pursuant to the first section of this Act exceeds the payable portions of unpaid claims under subsections (a) and (b) of section 2, the amount paid to any State receiving a payment computed with respect to paragraph (3) of section 2(a) shall be increased (to the extent of such excess) by an amount equal to the difference between the amount it received under section 2( a) and the amount it would have so received if the percentage in such paragraph had been 25 percent.

Sec. 6. The Secretary of the Treasury shall pay to each State, out of amounts appropriated pursuant to the first section of this Act // 42 USC 1397a // all amounts certified by the Secretary as payable to that State under the terms of this Act.

LEGISLATIVE HISTORY:

HOUSE REPORTS: No. 95 - 1114, Pt. I (Comm. on the Judiciary) and 95 - 1114, Pt. II (Comm. on Ways and Means).

SENATE REPORT No. 95 - 632 (Comm. on Finance).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 23, considered and passed House.

May 25, considered and passed Senate.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14,

No. 24: June 12, Presidential statement.

PUBLIC LAW 95-290, 92 STAT. 290

95th CONGRESS, H.R. 11662 JUNE 5, 1978
An Act To provide for the establishment of the Lowell National Historical Park in the Commonwealth of Massachusetts, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled,

FINDINGS AND PURPOSE

Section 1. (a) The Congress finds that--,

(1) certain sites and structures in Lowell, Massachusetts, historically and culturally the most significant planned industrial city in the United States, symbolize in physical form the Industrial Revolution;

(2) the cultural heritage of many of the ethnic groups that immigrated to the United States during the late nineteenth and early twentieth centuries is still preserved in Lowell's neighborhoods;

(3) a very large proportion of the buildings, other

structures, and districts in Lowell date to the period of the Industrial Revolution and are nationally significant historical resources, including the five-and-six tenths-mile power canal system, seven original mill complexes, and significant examples of early housing, commercial structures, transportation facilities, and buildings associated with labor and social institutions; and

(4) despite the expenditure of substantial amount of money by the city of Lowell and the Commonwealth of Massachusetts for historical and cultural preservation and interpretation in Lowell, the early buildings and other structures in Lowell may be lost without the assistance of the Federal Government.

(b) It is the purpose of this Act to preserve and interpret

the nationally significant historical and cultural sites, structures, and districts in Lowell, Massachusetts, for the benefit and inspiration of present and future generations by implementing to the extent practicable the recommendations in the report of the Lowell Historic Canal District Commission.

DEFINITIONS

Sec. 2. For purposes of this Act--,

// 16 USC 410cc-1. //

(1) the term "park" means the Lowell National Historical Park, established by section 101(a)(1) of this Act;

(2) the term "preservation district" means the Lowell Historical Preservation District, established by section 101(a)( 1) of this Act;

(3) the term " Commission" means the Lowell Historic Preservation Commission established by section 301(a) of this Act;

(4) the term " Secretary" means the Secretary of the Interior; and

(5) the term "report of the Lowell Historic Canal District Commission" means the report submitted to the Congress by the Lowell Historic Canal District Commission pursuant to an Act entitled " N Act to provide for a plan for the preservation, interpretation development and use of the historic, cultural, and architectural resources of the Lowell Historic Canal District in Lowell, Massachusetts, and for other purposes", approved January 4, 1975 (88 Stat. 2330).

// 16 USC. 461 //

TITLE I--ESTABLISHMENT OF PARK AND

PRESERVATION DISTRICT

ESTABLISHMENTS; BOUNDARIES

Sec. 101. (a)(1) To carry out the purpose of this Act, // 16 USC 410cc--11. // there is established as a unit of the National Park System in the city of Lowell, Massachusetts, the Lowell National Historical Park. There is further established in an area adjacent to the park the Lowell Historic Preservation District, which will be administered by the Secretary and by the Commission in accordance with this Act. The boundaries of the park and preservation district shall be the boundaries depicted on the map entitled " Lowell National Historical Park, Massachusetts", dated March 1978, and numbered " Lowe--80,008 A". Such map shall be on file and available for inspection in the office of the National Park Service, Department of the Interior, and in the office of the city clerk, city of Lowell.

(2) The Secretary shall publish in the Federal Retister, as soon as practicable after the date of the enactment of this Act, a detailed description and map of the boundaries established under paragraph (1) of this subsection.

(b) The Secretary may make minor revisions of the park and preservation district boundaries established under subsection (a)(1) of this section, after consulting with the Commission and the city manager of Lowell, by publication of a revised drawing or other boundary description in the Federal Register; but no waters, lands, or other property outside of the park or preservation district boundaries established under such subsection may be added to the park or preservation district without the consent of the city manager of Lowell and the city council of Lowell. A boundary revision made under this subsection shall be effective only after timely notice in writing is given to the Congress.

COOPERATION OF FEDERAL AGENCIES

SEC. 102. (a) Any Federal entity conducting or supporting activities directly affecting the park or preservation district shall--,

(1) consult with, cooperate with, and to the maximum extent practicable, coordinate its activities with the Secretary and with the Commission; and

(2) conduct or support such activities in a manner which (A) to the maximum extent practicable is consistent with the standards and criteria established pursuant to section 302(e) of this Act, and (B) will not have an adverse effect on the resources of the park or preservation district.

(b) No Federal entity may issue any license or permit to any

person to conduct an activity within the park or preservation district unless such entity determines that the proposed activity will be conducted in a manner consistent with the standards and criteria established pursuant to section 302(e) of this Act and will not have an adverse effect on the resources of the park or preservation district.

AUTHORIZATION OF APPROPRIATIONS

Sec. 103. (a) There are authorized to be appropriated such sums as may be necessary to carry out this Act, // 16 USC 410cc--13. // except that--,

(1) the total of the amounts authorized to be appropriated for the purpose of acquisition and development under the park management plan established pursuant to section 201(b) of this Act and emergency assistance under section 205(a)(1) of this Act shall not exceed $18,500,000; and

(2) the total of the amounts authorized to be appropriated for the purpose of carrying out section 302(b)(2) of this Act, for the payment of grants and loans under section 303 of this Act, for the acquisition of property under section 304 of this Act, and for carrying out any transportation program and any educational and cultural program described in section 302(c) of this Act shall not exceed $21,500,000.

(b) No funds shall be authorized pursuant to this section prior to October 1, 1978.

(c) Funds appropriated under subsection (a) of this section shall remain available until expended.

(d)(1) Within 60 days after the date of the enactment of this Act, and on each subsequent October 1 and March 1, the Secretary shall submit to the Congress a statement certifying the aggregate amount of money expended by the Commonwealth of Massachusetts, the city of Lowell, and by any nonprofit entity for activities in the city of Lowell consistent with the purpose of this Act during the period beginning on January 1, 1974, and ending on the date such statement is submitted.

(2) The aggregate amount of funds made available by the Secretary to the Commission from funds appropriated under subsection (a) (2) of this section may not exceed the amount certified by the Secretary in the most recent statement submitted to the Congress under paragraph (1) of this subsection.

SPENDING LIMITATIONS

Sec. 104. Notwithstanding any other provision of this Act,

// 16 USC 410cc--14. //

no authority to enter into agreements or to make payments under this Act shall be effective except to the extent, or in such amounts, as may be provided in advance in appropriation Acts.

TITLE ii--ROLE OF THE SECRETARY PARK MANAGEMENT PLAN

Sec. 201. (a) The Secretary shall submit a statement to the Congress, within two years after the date on which funds are made available to carry out this Act, // 16 USC 410cc--21. // which--,

(1) reports on the progress that the Secretary has made in acquiring the properties identified under section 202 of this Act, and describes the way the Secretary intends to use these properties;

(2) identifies the properties within the park and preservation district respecting which the Secretary has entered into or intends to enter into agreements relating to interpretive exhibits or programs under section 203(a) of this Act;

(3)(A) reports on the progress of the Secretary in leasing a portion of the Lowell Manufacturing Company, located on Market Street, for the purpose of establishing a visitors' center in close proximity to parking and other transportation facilities, and (B) identifies any other property within the park which the Secretary has leased or intends to lease for purposes of the park:

(4) reports any other activities which the Secretary has taken or intends to take to carry out the purpose of this Act; and

(5) contains a tentative budget for the park and preservation district for the subsequent five fiscal years.

(b)(1) Not later than three years after the date on which funds are made available to carry out this Act, the Secretary shall establish and submit to the Congress a park management plan containing the information described in subsection (a) of this section. Such plan shall, upon request, be available to the public.

(2) After consulting with the Commission, the city manager of Lowell, and the Commonwealth of Massachusetts, the Secretary may make revisions in the park management plan established pursuant to paragraph (1) of this subsection by publication of such revisions in the Federal Register. A revision made under this paragraph shall be effective 90 days after written notice of the revision is submitted to the Congress.

ACQUISITION OF PROPERTY

Sec. 202. (a)(1) The Secretary is authorized to acquire the properties designated in paragraph (2) of this subsection, // 16 USC 410cc--22. // or any interest therein, by donation, purchase with donated or appropriated funds, condemnation, or otherwise. Any property or interest therein owned by the Commonwealth of Massachusetts or any political subdivision thereof may be acquired only by donation. The Secretary may initiate condemnation proceedings under this paragraph only after making every reasonable effort to acquire property through negotiations and purchase, and consulting with the Commission (if established) and the city council of Lowell.

(2) The properties referred to in paragraph (1) of this subsection are the following:

(A) The Linus Childs House, 63 Kirk Street.

(B) The H and H Paper Company (commonly referred to as Boott Mill Boarding House), 42 French Street.

(C) Old City Hall, 226 Merrimack Street.

(D) Merrimack Gatehouse, 269 Merrimack Street.

(E) The Wannalancit Textile Company, 562 Suffolk Street.

(F) The structures containing the Jade Pagoda and Solomon's Yard Goods, 210 and 200 Merrimack Street.

(b) Until the date on which the Commission conducts its first meeting, the Secretary may acquire any property within the park or preservation district not designated in subsection (a)(2) of this section, or any interest therein, if such property--,

(1) is identified in the report of the Lowell Historical Canal District Commission as a property which should be preserved, restored, managed, developed, or maintained in a manner consistent with the purpose of this Act;

(2) is listed in the National Register of Historic Places, as maintained by the Secretary pursuant to section 101 (a) of the Act entitled " An Act to establish a program for the preservation of additional historic properties throughout the Nation, and for other purposes", approved October 15, 1966 (16 U.S.C. 470a), and section 2(b) of the Act entitled " An Act to provide for the preservation of historic American sites, buildings, objects, and antiquities of national significance, and for other purposes", approved August 21, 1935 (16 U.S.C. 462); or

(3) is determined by the Secretary to be of national significance; and would be subject to demolition or major alteration in a manner inconsistent with the purposes of this Act unless acquired by the Secretary. Such property may be acquired only as provided in subsection (a)(1) of this section.

(c) The Secretary may acquire easements within the park for the purpose of carrying out this Act. Such easements may be acquired only as provided in subsection (a)(1) of this section.

AGREEMENTS AND TECHNICAL ASSISTANCE

Sec. 203. (a) The Secretary may enter into agreements with any owner of property with national historic or cultural significance within the park to provide for interpretive exhibits or programs. Such agreements shall provide, whenever appropriate, that--,

(1) the public may have access to such property at specified, reasonable times for purposes of viewing such property or the exhibits or attending the programs established by the Secretary under this subsection; and

(2) the Secretary may make such minor improvements to such property as the Secretary deems necessary to enhance the public use and enjoyment of such property, exhibits, and programs.

(b)(1) The Secretary shall provide, upon request, technical assistance to--,

(A) the city of Lowell to assist the city in establishing regulations or laws consistent with the standards and criteria established pursuant to section 302(e) of this Act; and

(B) the Commission to assist the Commission in establishing the index and the standards and criteria required by section 302 of this Act.

(2) The Secretary may provide to any owner of property within the park or preservation district, the Commission, the Commonwealth of Massachusetts, the city of Lowell, and any other Federal entity or any institution such technical assistance as the Secretary considers appropriate to carry out the purpose of this Act.

WITHHOLDING OF FUNDS

Sec. 204. The Secretary may refuse to obligate or expend any money appropriated for the purposes described in section 103(a)(1) of this Act or section 103(a)(2) of this Act if the Secretary determines that--,

(a) the city of Lowell has failed to establish regulations or laws consistent with the standards and criteria established pursuant to section 302(e) of this Act within one year after the date such standards and criteria have been established, except that the Secretary may extend such one-year period for not more than six months if the Secretary determines that the city has made a good fatih effort to establish such regulations or laws;

(b) the city of Lowell has failed to notify the Commission of (1) applications for building permits or zoning variances respecting any property which is included in the index established pursuant to section 302(d) of this Act, or (2) any proposals of the city of Lowell to change the regulations or laws described in paragraph (c)(1) of this subsection;

(c)(1) during the period before the city of Lowell has established regulations or laws consistent with the standards and criteria established pursuant to section 302 (e) of this Act, the city of Lowell has granted any building permit or zoning variance or has taken any other action respecting any property within the park or preservation district, which either the Secretary or the Commission consider to be inconsistent with such standards and criteria;

(2) after the city of Lowell has established the regulations or laws described in subparagraph (1) of this paragraph, the city of Lowell has granted any building permit or zoning variance or has taken any other action respecting any property within the park or preservation district, which either the Secretary or the Commission consider to be inconsistent with such regulations or laws; or

(d) the Commission has not made good faith efforts to (1) provide for the preservation, restoration, management, development, or maintenance of property within the park and preservation district or (2) carry out the park preservation plan approved under section 302 of this Act.

GENERAL ADMININSTRATIVE FUNCTIONS

Sec. 205. (a)(1) The Secretary, acting through the National Park Service, shall take appropriate actions to implement to the extent practicable the park management plan established pursuant to section 201(b) of this Act. In carrying out such plan, the Secretary shall administer the park in accordance with laws, rules, and regulations applicable to the national park system. Before the date on which the Commission conducts its first meeting, the Secretary may take any other action the Secretary deems necessary to provide owners of property with national historic or cultural significance within the park or preservation district with emergency assistance for the purpose of preserving and protecting their property in a manner consistent with the purpose of this Act.

(2) Subject to sections 204 and 302(b) of this Act, the Secretary shall make available to the Commission any funds appropriated under section 103(a)(2) of this Act for the purpose of carrying out title III of this Act.

(b) Notwithstanding any other provisions of law, the Secretary may accept donations of funds, property, or services from individuals, foundations, corporations, and other private entities, and from public entities, for the purpose of implementing the park management plan.

(c) The Secretary may sponsor or coordinate within the park and preservation district such educational or cultural programs as the Secretary considers appropriate to encourage appreciation of the resources of the park and preservation district.

(d) The Secretary may acquire such leases respecting property within the park as may be necessary to carry out the purpose of this Act.

TITLE III-- ROLE OF THE COMMISSION ESTABLISHMENT OF LOWELL HISTORIC PRESERVATION COMMISSION

Sec. 301. (a) There is established within the Department of the Interior a commission to be known as the Lowell Historic Preservation Commission which shall administer the preservation district and provide certain services within the park in accordance with this title. The Commission shall consist of fifteen members appointed by the Secretary as follows:

(1) Three members who are members of the city council of Lowell, appointed from recommendations made by the mayor of Lowell.

(2) Three members appointed from recommendations made by the city manager of Lowell of persons who are representative of organized labor, the business community, local neighborhoods, and cultural institutions, and who are not elected officials.

(3) One member appointed from recommendations made by the president of the University of Lowell.

(4) Three members appointed from recommendations made by the Governor of the Commonwealth of Massachusetts.

(5) One member appointed from recommendations made by the Secretary of Commerce and who shall be an employee of the Department of Commerce.

(6) One member appointed from recommendations made by the Secretary of Transportation and who shall be an employee of the Department of Transportation.

(7) One member appointed from recommendations made by the Secretary of Housing and Urban Development and who shall be an employee of the Department of Housing and Urban Development.

(8) Two members who are qualified to serve on the Commission because of their familiarity with programs of the Department of the Interior involving national parks and historic preservation and who shall be an employee of the Department of the Interior.

(b) If any member of the Commission who was appointed to the Commission under paragraph (1) or (4) of subsection (a) of this section as member of the city council of Lowell or any other government leaves that office, or if any member of the Commission who was appointed from persons who are not elected officials of any government becomes an elected official of a government, such person may continue as a member of the Commission for not longer than the thirty-day period beginning on the date such person leaves that office or becomes such an elected official, as the case may be.

(c)(1) Except as provided in paragraph (2) of this subsection, members shall be appointed for terms of two years. A member may be reappointed only three times unless such member was originally appointed to fill a vacancy pursuant to subsection (e)(1) of this section, in which case such member may be reappointed four times.

(2) Of the members first appointed pursuant to subsection (a) of this section, the following shall be appointed for terms of three years:

(A) The members appointed pursuant to paragraphs (2), (3), and (8) of such subsection.

(B) One of the members appointed pursuant to paragraph (4) of such subsection, as designated by the Secretary at the time of appointment upon recommendation of the Governor. (d) The chairman of the Commission shall be elected by the

members of the Commission. The term of the chairman shall be two years.

(e)(1) Any vacancy in the Commission shall be filled in the same manner in which the original appointment was made.

(2) Any member appointed to fill a vacancy shall serve for the remainder of the term for which his predecessor was appointed. Any member may serve after the expiration of his term for a period not longer than thirty days.

(f) Eight members of the Commission shall constitute a quorum, but a lesser number may hold hearings.

(g) The Commission shall meet at least once each month, at the call of the chairman or a majority of its members.

(h)(1) Except as provided in paragraph (2) of this subsection, members of the Commission shall each be entitled to receive $100 for each day (including travel time) during which they are engaged in the performance of the duties of the Commission.

(2) Members of the Commission who are full-time officers or employees of the United States, the city of Lowell, or the Commonwealth of Massachusetts shall receive no additional pay on account of their service on the Commission.

(3) While away from their homes or regular places of business in the performance of services for the Commission, members of the Commission shall be allowed travel expenses, including per diem in lieu of subsistence, in the same manner as persons employed intermittently in the Government service are allowed expenses under section 5703 of title 5 of the United States Code.

(i) The Commission established pursuant to this Act, shall cease to exist ten years from the date of enactment of this Act.

PARK PRESERVATION PLAN AND INDEX

Sec. 302. (a)(1) Within one year after the date on which the Commission conducts its first meeting, the Commission shall submit to the Secretary a draft park preservation plan meeting the requirements of subsection (c) of this section. The Secretary shall review the draft park preservation plan and, within ninety days after the date on which such plan is submitted to the Secretary, suggest appropriate changes in such plan to the Commission.

(2) Within eighteen months after the date on which the Commission conducts its first meeting, the Commission shall submit to the Secretary a park preservation plan which meets the requirements of subsection (c) of this section. The Secretary shall, within ninety days after the date on which such plan is submitted to the Secretary, approve or disapprove such plan. The Secretary may not approve such plan unless the Secretary determines that such plan would adequately carry out the purpose of this Act.

(3) If the Secretary disapproves a park preservation plan, the Secretary shall advise the Commission of the reasons for such disapproval together with the recommendations of the Secretary for revision of such plan. Within such period as the Secretary may designate, the Commission shall submit a revised park preservation plan to the Secretary. The Secretary shall approve or disapprove any revised park preservation plan in the same manner as required in paragraph (2) of this subsection for the approval or disapproval of the original park preservation plan.

(4) If the Secretary approves a park preservation plan, the Secretary shall publish notice of such approval in the Federal Register and shall forward copies of the approved plan to the Congress.

(5) Any park preservation plan or draft plan submitted to the Secretary under this subsection shall, upon request, be abailable to the public.

(6) No changes other than minor revisions may be made in the approved park preservation plan without the approval of the Secretary. The Secretary shall approve or disapprove any proposed change in the approved park preservation plan, except minor revisions in the same manner as required in paragraph (2) of this subsection for the approval or disapproval of the original park preservation plan.

(b)(1) Except as provided in paragraph (2) of this subsection, the Secretary shall not make any funds available to the Commission to carry out section 303 or 304 of this Act until a park preservation plan has been approved under subsection (a) of this section.

(2) Before a park preservation planis approved under subsection (a) of this section, the Secretary may make available to the Commission such funds as the Commission may request to carry out any activity specified in paragraph (3) of this section. However, no funds shall be made available under this paragraph unless a proposal describing such activity is reviewed and approved by the Secretary.

(3) The Commission may request funds from the Secretary to--,

(A) carry out activities to preserve, restore, manage, develop, or maintain any property identified in subsection (c)(1) of this section;

(B) take any action the Commission considers necessary to provide owners of property with national historical or cultural significance within the park or preservation district with emergency assistance for the purpose of preserving and protecting their property in a manner consistent with the purpose of this Act; or

(C) acquire in accordance with section 304 of this Act, any property within the park which--,

(i) is identified in the report of the Lowell Historic Canal District Commission as a property which should be preserved, restored, managed, developed, or maintained in a manner consistent with the purpose of this Act;

(ii) is listed in the National Register of Historic Places, as maintained by the Secretary pursuant to section 101 (a) of the Act entitled " An Act to establish a program for the preservation of additional historic properties throughout the Nation, and for other purposes", approved October 15, 1966 (16 U.S.C. 470a), and section 2(b) of the Act entitles An Act to provide for the preservation of historic American sites, buildings, objects, and antiquities of national significance, and for other purposes", approved August 21, 1935 (16 U.S.C. 462); or

(iii) is determined by the Secretary to be of national significance;

and would be subject to demolition or major alteration in a manner

inconsistent with the purpose of this Act unless acquired by the

Commission.

(c) Any plan submitted to the Secretary under subsection (a) of this section shall--,

(1) describe the manner in which the Commission, to the extent practicable in accordance with the recommendations in the report of the Lowell Historic Canal District Commission, proposes to provide for the preservation, restoration, management, development, or maintenance of--,

(a) the Welles Block, 169 Merrimack Street; (B) the Jordan Marsh Company Building, 153 Merrimack Street and 15 Kirk Street; (C) the Yorick Club, 91 Dutton Street; D) the Lowell Gas Light Company, 22 Shattuck Street; (E) St. Anne's Church and Rectory, 237 Merrimack

Street;

(F) Lowell Institution for Savings, 18 Shattuck Street; (G) the Ahepa Building, 31 Kirk Street; (H) Boott Mill, Foot of John Street; (I) Lowell Manufacturing Company on Market Street; and (J) th structure commonly referred to as the Early Residence, 45, 47, and 49 Kirk Street;

(2) identify the properties included in the index established pursuant to subsection (d) of this section;

(3) identify the properties which the Commission intends to acquire under section 304 of this Act and specify how such properties shall be used;

(4) include the standards and criteria established pursuant to subsection (e) of this section;

(5) provide a detailed description of the manner in which the Commission intends to implement the grant and loan programs under section 303 of this Act, including information relating to the estimated amount of such grants and the manner in which such grants shall be awarded by the Commission;

(6) provide for a transportation program by which the Commission shall provide, directly or by agreement with any person or any public or private entity transportation services and facilities for park and preservation district visitors, including barge equipment, docking facilities, and local rail facilities;

(7) provide for educational and cultural programs to encourage appreciation of the resources of the park and preservation district; and

(8) include a tentative budget for the subsequent five fiscal years.

(d) The Commission shall establish, within one year after the date on which the Commission conducts its first meeting, an index which includes--,

(1) any property in the park or preservation district (except for any property identified in section 201(a)(2) of this Act) which should be preserved; restored, managed, developed, maintained, or acquired by the Commission because of its national historic or cultural significance; and

(2) any property which should be preserved, restored, managed, developed, or maintained in a manner compatible with the purpose of this Act because of its proximity to (A) any property referred to in paragraph (1) of this subsection, or (B) any property designated in section 201 (a)(2) of this Act.

The index may be modified only by a majority vote of the members of the Commission, taken when a quorum is present.

(e)(1) The Commission shall establish standards and criteria applicable to the construction, preservation, restoration, alteration, and use of all properties within the preservation district with the advice of the Commonwealth of Massachusetts and of the Secretary, and the consent of the city manager of Lowell.

(2) The Commission shall establish the standards and criteria described in paragraph (1) of this subsection for any property within the park with the advice of the Commonwealth of Massachusetts and the city manager of Lowell and subject to the review and approval of the Secretary.

(3) The Commission shall establish standards and criteria under paragraphs (1) and (2) of this subsection within one year after the date on which the Commission conducts its first meeting. Such standards and criteria may be revised in the same manner in which they were originally established.

(4) The Secretary shall publish the standards and criteria established under paragraphs (1) and (2) of this subsection, and any revisions thereof, in the Federal Register.

LOAN,S GRANTS, and TECHNICAL ASSISTANCE

Sec. 303. (a) The Commission may make loans to the Lowell

Development and Financial Corporation (established under chapter 844 of the Massachusetts General Laws and hereinafter referred to as the "corporation") to enable the corporation to provide low interest loans for the preservation, restoration, or development of any property described in section 302(d)(1) of this Act. The Commission may make any such loan to the corporation only after entering into a loan agreement with the corporation which includes the following terms:

(1) The loan to the corporation shall have a maturity of thirty-five years. At the end of such period, the corporation shall repay to the Secretary of the Treasury (in a lump sum) for deposit in the general fund of the Treasury the full amount of the loan and any additional amounts accruing to the corporation pursuant to this subsection excepting those amounts expended by the corporation for reasonable administrative expenses.

(2) The money received from the Commission, and any

interest earned on such money, may be obligated by the corporation only for low interest loans made under paragraphs (6) and (7) of this subsection, except that the corporation may use such money to the extent the Commission considers reasonable to satisfy the cost of the corporation in administering the loan or procuring loan guarantees or insurance.

(3) Within five years after receiving the loan from the Commission, the corporation shall make loans under paragraphs (6) and (7) of this subsection which, in the aggregate, obligate the full amount of money received from the Commission (minus any amount required to satisfy the costs described in paragraph (2) of this subsection).

(4) As loans made under paragraphs (6) and (7) of this subsection are repaid, the corporation shall make additional loans under such paragraphs with the money made available for obligation by such repayments.

(5) The corporation shall make available to the Commission and to the Secretary, upon request, all acounts, financial records, and other information related to loans made under paragraphs (6) and (7) of this subsection.

(6) Before the corporation approves any application for a low interest loan for which money has been made available to the corporation by the Commission, the corporation shall require the prospective borrower to furnish the corporation with a statement from the Commission stating that the Commission has reviewed the application and has determined that any loan received by the prospective borrower will be spent in a manner consistent with--,

(A) the standards and criteria established pursuant to section 302 (e) of this Act, and

(B) the goals of the park preservation plan approved under section 302(a) of this Act.

(7) The corporation may approve any application for a low interest loan which meets the terms and conditions prescribed by the corporation with the approval of the Commission and for which money has been made available to the corporation by the Commission if--,

(A) the prospective borrower furnishes the corporation with the statment described in paragraph (6) of this subsection;

(B) the corporation determines that such borrower has sufficient financial resources to repay the loan; and

(C) such borrower satisfies any other applicable credit criteria established by the corporation.

In order to determine whether the corporation has complied with this subsection, the Commission, or such other appropriate person or entity as the Commission may designate, shall conduct an audit at least once every two years of all accounts, financial records, and other information related to loans made under paragraphs (6) and (7) of this subsection. If the Commission determines, after conducting a hearing on the record, that the corporation has substantially failed to comply with this subsection, the outstanding balance of any loan made to the corporation under this subsection shall become payable in full upon the demand of the Commission.

(b)(1) The Commission may make grants to owners of property described in section 302 (d)(1) of this Act for the preservation, restoration, management, development, or maintenance of such property in a manner consistent with the standards and criteria established pursuant to section 302 (e) of this Act.

(2) The Commission, with the approval of the Secretary, may make grants to any person or any public or private entity to provide for (i) educational and cultural programs which encourage appreciation of the resources of the park and preservation district, or (ii) any planning, transportation, maintenance, or other services the Commission considers necessary to carry out the purposes of the Act.

(3) Grants under this subsection shall be made under agreements which specify the amount of the grant, the installments (if any) by which the grant shall be paid to the grant recipient, the purpose for which the grant may be used, and any other condition the Commission considers appropriate. The Commission shall be entitled, under the terms of any grant agreement, to recover from the recipient any funds used in a manner inconsistent with such grant agreement.

(c) The Commission with the advice of the Secretary may provide technical assistance to--,

(1) owners of property within the park or preservation

district to assist such owners in (A) making repairs to or improvements in any property included in the index established pursuant to section 302(d) of this Act, or (B) applying for loans unde subsection (a) of this section; and

(2) any other person or public or private entity to assist

such person or entity in taking actions consistent with the purpose of the Acts.

(d) The Commisssion shall make available to the Secretary, upon request, all accounts, financial records, and other information of the Commission relating to grants and loans made under this section.

(e) The Secretary shall make an annual report to the Congress describing the loans, grants, and technical assistance provided under this section and under section 203 of this Act. Such report shall specify the amount, recipient, and purpose of any loan, grant or technical assistance so provided and contain such additional information as the Secretary considers appropriate.

ACQUISITION AND DISPOSITION OF PROPERTY

Sec. 304. (a)(1) The Commission may acquire any property designated in paragraph (3) of this subsection, any property described in section 302(d)(1) of this Act, or any interest therein, by donation, by purchase with donated or appropriated funds, or by condemnation in accordaance with paragraph (2) of this subsection.

(2) Only properties within the park or property designated in paragraph (3) of this subsection may be acquired by the Commision by condemnation. The Commission may initiate condemnation proceedings only after making every reasonable effort to acquire any such property through negotiations and purchase and consulting with the city council of Lowell. No lands or interests therein may be acquired by the Commission by condemnation without the approval of the Secretary.

(3) The Commission may acquire in accordance with paragraph (1) of this subsection the following properties, or any interest therein:

(A) World Furniture Building, 125 Central Street; and

(B) The Martin Building, 102 - 122 Central Street.

(b) The Commission, with the approval of the Secretary, may sell or lease any property which it acquires under subsection (a) of this section subject to such deed restrictions or other conditions as the Commission deems appropriate to carry out the purpose of this Act.

(c) Pursuant to a written agreement between the Commission and the Commonwealth of Massachusetts, the Commission, with the approval of the Secretary, may sell, donate, lease, or in any other manner the Commission and the Secretary deem appropriate make available to the Commonwealth any property which the Commission has acquired under subsection (a) of this section in order to provide for the administration or maintenance of such property by the Commonwealth in a manner consistent with the purpose of this Act.

POWERS OF COMMISSION

Sec. 305. (a) The Commission may for the purpose of carrying out this Act // 140cc--35. // hold such hearings, sit and act at such times and places, take such testimony, and receive such evidence, as the Commission may deem advisable. The Commission may administer oaths or affirmations to witnesses appearing before it.

(b) When so authorized by the Commission, any member or agent of the Commission may take any action which the Commission is authorized to take by this section.

(c) Subject to section 552a of title 5, United States Code, the Commission may secure directly from any department or agency of the United States information necessary to enable it to carry out this Act. Upon request of the chairman of the Commission, the head of such department or agency shall furnish such information to the Commission.

(d) Notwithstanding any other provision of law, the Commission may seek and accept donations of funds, property, or services from individuals, foundations, corporations, and other private entities, and from public entities, for the purpose of carrying out its duties.

(e) The Commission may use its funds to obtain money from any source under any program or law requiring the recipient of such money to make a contribution in order to receive such money.

(f) The Commission may use the United States mails in the same manner and upon the same conditions as other departments and agencies of the United States.

(g) The Commission may obtain by purchase, rental , donation, or otherwise, such property, facilities, and services as may be needed to carry out its duties. Any acquisition of property by the Commission shall be in accordance with section 304 of this Act: Provided, however, That The Commission may not acquire lands or interests therin pursuant to this subsection by condemnation. Upon the termination of the Commission, all property, personal and real, and unexpended funds shall be transferred to the Department of the Interior.

STAFF OF COMMISSION

Sec. 306. (a) The Commission shall have a Director who shall be appointed by the Commission and who shall be paid at a rate not to exceed the rate of pay payable for grade GS--15 of the General Schedule.

(b) The Commission may appoint and fix the pay of such additional personnel as the Commission deems desirable.

(c) The Director and staff of the Commission may be appointed without regard to the provisions of title 5, United States Code, governing appointments in the competitive service, and may be paid without regard to the provisions of chapter 51, // 5 USC 5101 // and subchapter III of chapter 53 // 5 USC 5331. // of such title relating to classification and General Schedule pay rates, except that no individual so appointed may receive pay in excess of the annual rate of basic pay payable for grade GS--15 of the General Schedule.

(d) Subject to such rules as may be adopted by the Commission, the Commission may procure temporary and intermittent services to the same extent as is authorized by section 3109 (b) of title 5, United States Code, but at rates determined by the Commission to be reasonable.

(e)(1) Upon request of the Commission, the head of any Federal agency represented by members on the Commission may detail, on a reimbursable basis, any of the personnel of such agency to the Commission to assist it in carrying out its duties under this Act.

(2) The Administrator of the General Services Administration shall provide to the Commission on a reimbursable basis such administrative support services as the Commission may request.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1023 (Comm. on Interior and Insular Affairs).

SENATE REPORT No. 95 - 813 (Comm. on Energy and Natural Resources).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 3, considered and failed passage in House.

Apr. 11, considered and passed House.

May 18, considered and passed Senate, amended.

May 23, House concurred in Senate amendments.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, No. 23:

June 5, Presidential statement.

PUBLIC LAW 95-289, 92 STAT. 289

95 TH CONGRESS, S. 2370

June 5, 1978
AN ACT To remove the limitation on the amount authorized to be appropriated under the Volunteers in the National Forests Act of 1972.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That section 4 of the Volunteers in the National Forests Act of 1972 (16 U.S.C. 558d) is amended by striking out ",but not more than $100,000 shall br appropriated in any one year".

Sec. 2. The amendment made by this Act // 16 USC 558d // to the Volunteers in the National Forests Act of 1972 shall become effective October 1, 1978.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1180 (Comm. on Agriculture).

SENATE REPORT No. 95 - 671 (Comm. on Agriculture, Nutrition, and Forestry).

Congressional Record, Vol. 124 (1978):

Mar. 8, considered and passed Senate.

May 22, considered and passed House.

PUBLIC LAW 95-288, 92 STAT. 281

95th CONGRESS, H.R. 9005 JUNE 5, 1978
AN ACT Making appropriations for the government of the District of Columbia and other activities chargeable in whole or in part against the revenues of said District for the fiscal year ending September 30, 1978, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the following sums are appropriated, out of any money in the Treasury not otherwise appropriated, for the District of Columbia for the fiscal year ending September 30, 1978, and for other purposes, namely:

TITLE I--TEMPORARY COMMISSION ON FINANCIAL OVERSIGHT OF THE DISTRICT OF COLUMBIA Salaries and Expenses

For salaries and expenses necessary to carry out the provisions of the Act creating the Temporary Commission on Financial Oversight of the District of Columbia (Public Law 94 - 399), $3,000,000, which shall be available until expended: Provided, That the Temporary Commission on Financial Oversight of the District of Columbia shall have the power to appoint, fix the compensation of, and remove an Executive Director and additional staff members without regard to chapter 51, subchapters III and VI of chapter 53, and chapter 75 of title 5, United States Code, and those provisions of such title relating to the appointment in the competitive service. The Executive Director may be paid compensation at a rate not to exceed the rate prescribed for level IV of the Federal Executive Salary Schedule.

TITLE II-- DISTRICT OF COLUMBIA Federal Payment to the District of Columbia

For payment to the District of Columbia for the fiscal year ending September 30, 1978, $276,000,000, as authorized by the District of Columbia Self-Government and Governmental Reorganization Act, Public Law 93 - 198, as amended (D.C. Code 47 - 2501d); and $28,116,000 in lieu of reimbursements for charges for water and water services and sanitary sewer services furnished to facilities of the United States Government as authorized by the Act of May 18, 1954, as amended (D.C. Code 43 - 1541 and 1611); Provided, That notwithstanding any other provision of law, the Mayor is authorized to request, within the limit of appropriations made therefore in this title, payment in lieu of reimbursements for water and water services and sanitary sewer services furnished to facilities of the United States Government prior to October 1, 1977, and to be furnished in the fiscal year beginning October 1, 1977, and the Secretary of the Treasury is authorized to pay to the District of Columbia on October 1, 1977, such sums as the Mayor may certify are required to furnish such services.

Loans to the District of Columbia for Capital Outlay

For loans to the District of Columbia, as authorized by the District of Columbia Self-Government and Governmental Reorganization Act, Public Law 93 - 198; the District of Columbia Appropriation Act, 1976, Public Law 94 - 333; and the District of Columbia Appropriation Act, 1977, Public Law 94 - 446; $92,000,000, which together with balances of previous appropriations for this purpose, shall remain available until expended and be advanced upon request of the Mayor.

DIVISION OF EXPENSES

The following amounts are appropriated for the District of Columbia for the current fiscal year out of the general fund of the District of Columbia, except as otherwise specifically provided:

GENERAL OPERATING EXPENSES

General operating expenses, $90,862,600, of which $799,300 shall be payable from the revenue sharing trust fund: Provided, That not to exceed $2,500 for the Mayor and $2,500 for the Chairman of the Council of the District of Columbia shall be available from this appropriation for expenditures for official purposes: Provided further, That, for the purpose of assessing and reassessing real property in the District of Columbia, $5,000 of this appropriation shall be available for services as authorized by 5 U.S.C. 3109, but at rates for individuals not in excess of $100 per diem: Provided further, That not to exceed $7,500 of this appropriation shall be available for test borings and soil investigations: Provided further, That $5,838,600 of this appropriation (to remain available until expended) shall be available solely for District of Columbia employees' disability compensation: Provided further, That not to exceed $325,000 of this appropriation shall be available for settlement of property damage claims not in excess of $1,500 each and personal injury claims not in excess of $5,000 each: Provided further, That not to exceed $50,000 of any appropriations available to the District of Columbia may be used to match financial contributions from the Department of Defense to the District of Columbia Office of Emergency Preparedness for the purchase of civil defense equipment and supplies approved by the Department of Defense, when authorized by the Mayor: Provided further, That $3,000,000 of this appropriation (to remain available until expended) shall be for the District of Columbia's contribution toward the expenses of the Temporary Commission on Financial Oversight of the District of Columbia, as authorized by Public Law 94 - 399, September 4, 1976: Provided further, That funds appropriated in fiscal year 1977 as the District of Columbia's contribution toward the expenses of the Temporary Commission on Financial Oversight of the District of Columbia shall remain available until expended.

For an additional amount for " General operating expenses", fiscal year 1977, $625,100: Provided, That obligational authority of $1,279,070 is authorized for expenditures incurred in the fiscal year ending June 30, 1976, and the period July 1, 1976 through September 30, 1976, for disability compensation payments as required by 5 U.S.C. 8139: Provided further, That obligational authority of $449,500 is authorized for expenditures incurred in the fiscal year ending June 30, 1976, and $737,600 for the period July 1, 1976 through September 30, 1976, for unemployment compensation as required by the District of Columbia Unemployment Compensation Act, approved August 28, 1935 (49 Stat. 946), as amended (title 46, ch. 3, D.C. Code, 1973 Edition).

Public Safety

Public safety, including purchase of two hundred and sixty-five passenger motor vehicles for replacement only (including two hundred and sixty for police-type use and five for fire-type use without regard to the general purchase price limitation for the current fiscal year); $263,771,000, of which $5,530,400 shall be payable from the revenue sharing trust fund, and $4,000,000 shall be payable from funds to be received under Title II, Public Works Employment Act // 42 USC 6721. // (Public Law 94 - 369), as amended: Provided, That the Police Department is authorized to replace not to exceed twenty-five passenger carrying vehicles, and the Fire Department not to exceed five such vehicles annually whenever the cost of repair to any damaged vehicle exceeds three-fourths the cost of the replacement: Provided further, That $700,000 of the funds appropriated for expenses under the Criminal Justice Act of 1974 (Public Law 93 - 412) for fiscal year 1978 shall be available for obligations incurred under that Act in fiscal year 1975, fiscal year 1976, and fiscal year 1977: Provided further, That not to exceed $200,000 shall be available from this appropriation for the Chief of Police for the prevention and detection of crime: Provided further, That $100,000 shall be available for the third party custody program.

For an additional amount for " Public safety", fiscal year 1977, $2,151,000.

EDUCATION

Education, including the development of national defense education programs, $264,679,200, of which $7,722,800 shall be payable from the revenue sharing trust fund, and $4,000,000 shall be payable from funds to be received under Title II, Public Works Employment Act // 42 USC 6721. // (Public Law 94 - 369), as amended: Provided, That the District of Columbia Public Schools are authorized to accept not to exceed thirty-one motor vehicles for exclusive use in the driver education program: Provided further, That not to exceed $1,000 for the Superintendent of Schools and $2,000 for the President of the University of the District of Columbia shall be available from this appropriation for expenditures for official purposes: Provided further, That not less than $21,814,000 of this appropriation shall be transferred to the Teachers Retirement Fund, in accordance with the provisions of section 7 of the Act of August 7, 1946 (l0 Stat. 879, as amended; D.C. Code, sec. 31 - 727) Provided further, That not less than $5,392,000 of this appropriation shall be used exclusively for maintenance of the public schools.

For an additional amount for " Education", fiscal year 1977, $2,800,000: Provided, That not less than $14,605,000 of the amount appropriated for fiscal year 1977 shall be transferred to the Teachers' Retirement Fund in accordance with the provisions of section 7 of the Act of August 7, 1946 (60 Stat. 879, as amended; D.C. Code, sec. 31 - 727).

RECREATION

Recreation, $17,551,000, of which $208,200 shall be payable from the revenue sharing trust fund.

Human Resources

Human resources, including care and treatment of indigent patients in institutions under contracts to be made by the Director of the Department of Human Resources, $283,462,300, of which $6,520,000 shall be payable from the revenue sharing trust fund: Provided, That the inpatient rate under such contracts shall not exceed $76 per diem and the outpatient rate shall not exceed $12 per visit, and the inpatient rate (excluding the proportionate share for repairs and construction) for services rendered by Saint Elizabeths Hospital for patient care shall be $25.18 per diem: Provided further, That total reimbursements to Saint Elizabeths Hospital, including funds from title XIX of the Social Security Act // 42 USC 1396 // shall not exceed the amount for the fiscal year 1970: Provided further, That the hospital rates specified herein shall not apply, beginning July 1, 1969, to services provided to patients who are eligible for such services under the District of Columbia plan for medical assistance under title XIX of the Social Security Act: Provided further, That this appropriation shall be available for the furnishing of medical assistance to individuals sixty-five years of age or older who are residing in the District of Columbia: Provided further, That $15,134,700 of this appropriation shall be available for care and treatment of the mentally retarded at Forest Haven: Provided further, That authorization is hereby provided to the Government of the District of Columbia to fund the Special Education tuition grants and increased bed capacity at D.C. Village out of funds heretofore appropriated to such Government for fiscal year 1977, but not to exceed $391,000 for tuition grants and $1,095,500 for D.C. Village.

TRANSPORTATION

Transportation, including rental of one passenger-carrying vehicle for use by the Mayor and purchase of twenty passenger-carrying vehicles, of which eleven shall be for replacement only, $59,713,900, of which $6,262,300 shall be payable from the revenue sharing trust fund: Provided, That this appropriation shall not be available for the purchase of driver-training vehicles: Provided further, That $704,300 of the amount for interest payments on Metrorail revenue bonds appropriated for fiscal year 1977 shall be available for the District of Columbia's share of the Metrorail operating subsidy for fiscal year 1978.

For an additional amount for " Transportation", fiscal year 1977, $1,309,100: Provided, That $968,900 of the amount appropriated for fiscal year 1976 and $3,034,200 of the amount appropriated for the period July 1, 1976 through September 30, 1976, for the Metrobus operating subsidy shall be available for the District of Columbia's share of the Metrobus operating subsidy for fiscal year 1977: Provided further, That $428,100 of the funds available for interest payments on Metrorail revenue bonds shall be available for the District of Columbia's share of the Metrorail operating subsidy.

Environmental Services

Environmental services, $68,191,900, of which $1,500,000 shall be payable from the revenue sharing trust fund: Provided, That this appropriation shall not be available for collecting ashes or miscellaneous refuse from hotels and places of business or from apartment houses with four or more apartments, or from any building or connected group of buildings operating as a rooming or boarding house as defined in the housing regulations of the District of Columbia.

Personal Services

For pay increases and related costs, to be transferred by the Mayor of the District of Columbia to the appropriations for the fiscal year 1978 from which employees are properly payable, $65,549,400.

For an additional amount for " Personal Services", fiscal year 1978, $435,300.

Settlement of Claims and Suits

For an additional amount for " Settlement of claims and suits", fiscal year 1977, $58,000.

Repayment of Loans and Interest

For reimbursement to the United States of funds loaned in compliance with sections 108, 217, and 402 of the Act of May 18, 1954 (68 Stat. 103, 109, and 110), as amended: section 9 of the Act of September 7, 1957 (71 Stat. 619), as amended; section 1 of the Act of June 6, 1958 (72 Stat. 183), as amended; section 4 of the Act of June 12, 1960 (74 Stat. 211), as amended; and section 723 of the District of Columbia Self-Government and Governmental Reorganization Act (Public Law 93 - 198), as amended; the District of Columbia Appropriation Act, 1977, Public Law 94 - 446, including interest as required thereby, $125,668,500: Provided, That there is hereby appropriated from the funds of the District of Columbia $9,900,000, without fiscal year limitation, for the purposes of the sinking fund established by section 6(a) of the District of Columbia Stadium Act of 1957, as amended.

Capital Outlay

For reimbursement to the United States of funds loaned in compliance with the Act of August 7, 1946 (60 Stat. 896), as amended, construction projects as authorized by the Acts of April 22, 1904 (33 Stat. 244), May 18, 1954 (68 Stat. 105, 110), July 2, 1954 (68 Stat. 443) June 6, 1958 (2 Stat. 183), August 20 ,1958 (72 Stat. 686), and the Act of December 9, 1969 (83 Stat. 321); including acquistion of sites; preparation of plans and specifications; conducting preliminary surveys; erection of structures, including building improvement and alteration and treatment of grounds; to remain available until expended, $129,173,400: Provided, That none of the funds appropriated for the Washington Civic Center shall be obligated until the Subcommittees on the District of Columbia Appropriations of the House of Representatives and the Senate have approved the plan submitted by the Mayor and the City Council for the Washington Civic Center, of which $531,000 shall be available for fiscal year 1974, $586,000 shall be available for fiscal year 1975, $572,000 shall be available for fiscal year 1976, $158,000 shall be available for the period July 1, 1976 through September 30, 1976, and $653,000 shall be available for fiscal year 1977, for obligations incurred pursuant to the Act of July 2, 1954 (68 Stat. 443): Provided, That $13,031,400 shall be available for construction services by the Director of the Department of General Services or by contract for architectural engineering services, as may be determined by the Mayor, and the funds for the use of the Director of the Department of General Services shall be advanced to the appropriation account " Construction Services, Department of General Services": Provided further, That the amount appropriated to the Construction Services Fund, Department of General Services, be limited, during the current fiscal year, to ten per centum of appropriations for all construction projects, except for Project Numbered 24 - 99, Permanent Improvements, for which construction services shall be limited to twenty per centum of the appropriation: Provided further, Notwithstanding the foregoing, all authorizations for capital outlay projects, except those projects covered by the first sentence of section 23(a) of the Federal-Aid Highway Act of 1968 (Public Law 90 - 495, approved August 23, 1968), for which funds are provided by this parpgraph, shall expire on September 30, 1979, except authorizations for projects as to which funds have been obligated in whole or in part prior to such date. Upon expiration of any such project authorization the funds provided herein for such project shall lapse: Provided further, That none of the funds appropriated for the construction of the University of the District of Columbia shall be obligated until the Mayor, the City Council and House and Senate Committees on Appropriations have approved the consolidated master plan for the construction of the University of the District of Columbia.

GENERAL PROVISIONS-- DISTRICT OF COLUMBIA

Sec. 201. Except as otherwise provided in this title herein, all vouchers covering expenditures of appropriations contained in this title shall be audited before payment by the designated certifying official and the vouchers as approved shall be paid by checks issued by the designated disbursing official.

Sec. 202. Whenever in this title an amount is specified within an appropriation for particular purposes or object of expenditure, such amount, unless otherwise specified, shall be considered as the maximum amount which may be expended for said purpose or object rather than an amount set apart exclusively therefor.

Sec. 203. Appropriations in this title shall be available, when authorized or approved by the Mayor, for allowances for privately-owned conveyances used for the performance of official duties at 13 cents per mile but not to exceed $45 a month for each automobile and at 8 cents per mile but not to exceed $30 a month for each motorcycle, unless otherwise therein specifically provided, except that one hundred and thirteen (eighteen for venereal disease investigators in the Department of Human Resources) such automobile allowances at not more than $715 each per annum may be authorized or approved by the Mayor.

Sec. 204. Appropriations in this title shall be available for expenses of travel and for the payment of dues of organizations concerned with the work of the District of Columbia government, when authorized by the Mayor.

Sec. 205. Appropriations in this title shall not be used for or in connection with the preparation, issuance, publication, or enforcement of any regulation or order of the Public Service Commission requiring the installation of meters in taxicabs, or for or in connection with the licensing of any vehicle to be operated as a taxicab except for operation in accordance with such system of uniform zones and rates and regulations applicable thereto as shall have been prescribed by the Public Service Commission.

Sec. 206. Appropriations in this title shall not be available for the payment of rates for electric current for street lighting in excess of 2 cents per kilowatt-hour for current consumed.

Sec. 207. There are hereby appropriated from the applicable funds of the District of Columbia such sums as may be necessary for making refunds and for the payment of judgments which have been entered against the government of the District of Columbis: Provided, That nothing contained in this section shall be construed as modifying or affecting the provisions of paragraph 3, subsection (c) of section 11 of title XII of the District of Columbia Income and Franchise Tax Act of 1947, as amended.

Sec. 208. Appropriations in this title shall be available for the payment of public assistance without reference to the requirement of subsection (b) of section 5 of the District of Columbia Public Assistance Act of 1962 and for the non-Federal share of funds necessary to qualify for Federal assistance under the Act // 42 USC 3801. // of July 31, 1968 (Public Law 90 - 445).

Sec. 209. No part of any appropriation contained in this title shall remain available for obligation beyond the current fiscal year unless expressly so provided herein.

Sec. 210. No part of any funds appropriated by this title shall be used to pay the compensation (whether by contract or otherwise) of any individual for performing services as a chauffeur or driver for any designated officer or employee of the District of Columbia government (other than the Mayor of the District of Columbia, Chief of Police, and Fire Chief), or for performing services as a chauffeur or driver of a motor vehicle assigned for the personal or individual use of any such officer or employee (other than the Mayor of the District of Columbia, Chief of Police, and Fire Chief). No part of any funds appropriated by this title, in excess of $1,000 per month in the aggregate ($12,000 per annum) shall be used to pay the compensation (whether by contract or otherwise) of individuals for performing services as a chauffeur or driver for the Mayor of the District of Columbia, or for performing services as a chauffeur or driver of a motor vehicle assigned for the personal or individual use of the Mayor of the District of Columbia.

Sec. 211. Not to exceed 4 1/2 per centum of the total of all funds appropriated by this title for personal compensation may be used to pay the cost of overtime or temporary positions.

Sec. 212. The total expenditure of funds appropriated by this title for authorized travel and per diem costs outside the District of Columbia, Maryland, and Virginia shall not exceed $225,000.

Sec. 213. Appropriations in this title shall not be available, during the fiscal year ending September 30, 1978, for the compensation of any person appointed--

(1) as a full-time employee to a permanent, authorized position in the government of the District of Columbia during any month when the number of such employees is greater than 36,000; or (2) as a temporary or part-time employee in the government of the District of Columbia during any month in which the number of such employees exceeds the number of such employees for the same month of the preceding fiscal year.

Sec. 214. No funds appropriated in this title, for the government of the District of Columbia for the operation of educational institutions, the compensation of personnel, or for other educational purposes may be used to permit, encourage, facilitate, or further partisan political activities. Nothing herein is intended to prohibit the availability of school buildings for the use of any community group during nonschool hours.

Sec. 215. Appropriations in this title shall be available for services as authorized by 5 U.S.C. 3109, at rates to be fixed by the Mayor.

Sec.216. The annual budget for the District of Columbia government for fiscal year 1979 shall be transmitted to the Congress by not later than February 1, 1978.

This Act may be cited as the " District of Columbia appropriations Act, 1978".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 596 (Comm. on Appropriations).

SENATE REPORT No. 95 - 439 (Comm. on Appropriations).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Sept. 16, considered and passed House.

Oct. 4, considered and passed Senate, amended.

Vol. 124 (1978): May 16, House agreed to conference

report and concurred in

Senate amendments with amendments.

May 23, Senate agreed to conference report and concurred in House amendments.

PUBLIC LAW 95-287, 92 STAT. 280

95th CONGRESS, S. J. Res. 137 MAY 30, 1978
Joint Resolution Reaffirming the unity of the North Atlantic Alliance commitment.

Whereas thiry years ago the Congress passed the Vandenberg Resolution, which has come to represent the highest qualities of bipartisan statesmanship; and

Whereas the North Atlantic Alliance has preserved the peace in Europe for an entire generation, allowing its members to attain unprecedented levels of prosperity and well-being for their people; and

Whereas the leaders of the Alliance will gather in Washington, D.C., on May 30 and 31, 1978, to renew their adherence to its principles and rededicate thermselves to its objectives; and

Whereas this meeting will be the capstone of efforts to ensure that the needs of collective security will bemet over the next decade: Now, therefore, be it

Resolved by the Senate and the House of Representatives of the United States of America in Congress assembled, That the North Atlantic Alliance be reaffirmed as a vital commitment and cornerstone of United States foreign folicy, and that the bipartisan spirit that inspired its birth be rededicated to the purpose of strengthening it further in the cause of peace and security.

Sec. 2. The Congress recognizes the extraordinary success of the North Atlantic Alliance in fulfilling its goals of safeguarding the freedom, common heritage and civilization of its peoples, founded on the principles of democracy, individual liberty and the rule of law.

Sec. 3. On the occasion of the NATO summit meeting in Washington, the Congress declares its support for efforts to reaffirm the unity of the North Atlantic Alliance, to strengthen its defensive capabilities to meet threats to the peace, and on this basis to persevere in attempts to lessen tensions with the Warsaw Pact States.

LEGISLATIVE HISTORY:

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 24, considered and passed Senate.

May 25, considered and passed House.

PUBLIC LAW 95-286, 92 STAT. 278

95th CONGRESS, H.R. 10392 MAY 26, 1978
An Act To establish a Hubert H. Humphrey Fellowship in Social and Political Thought at the Woodrow Wilson International Center for Scholars at the Smithsonian Institution and to establish a trust fund to provide a stipend for such fellowship.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Woodrow Wilson Memorial Act of 1968 (20 U.S.C. 80e-80j) is amended--,

(1) by redesignating sections 5 through 7 as sections 6 through 8, respectively, and

(2) by inserting after section 4 the following new section:

" HUBERT H. HUMPHREY FELLOWSHIP IN SOCIAL AND POLITICAL THOUGHT

" Sec. 5. // 20 USC 80g-1. // (a) There is hereby established in the Center a Hubert H. Humphrey Fellowship in Social and Political Thought.

"(b) Each year the Board shall select a distinguished scholar, statesman, or cultural figure, from the United States or abroad, to serve at the Center for a period of up to one year as the Hubert H. Humphrey Fellow in Social and Political Thought (hereinafter in this section referred to as the ' Humphrey Fellow'). Each Humphrey Fellow shall receive compendation in an amount, determined by the Board, not to exceed the annual income of the trust fund established under subsection (d).

"(c) Each Humphrey Fellow shall--,

"(1) deliver a Hubert H. Humphrey Memorial Lecture; and

"(2) carry out such projects and work as are consistent with the Humphrey Fellowship.

The Board shall provide for the publication and dissemination of the Hubert H. Humphrey Memorial Lectures.

"(d)(1) There is hereby estabished in the Treasury of the United States a trust fund to be known as the Hubert H. Humphrey Fellowship Trust Fund (hereinafter in this section referred to as the 'fund') The Secretary of the Treasury shall deposit in the fund such sums as may be appripriated to the fund under subsection (f) ans shall receive into the Treasury and deposit into the fund such sums as may be received as contributions to the fund.

"(2) The Secretary of the Treasury shall invest amounts in the fund in public debt securities with maturities suitable for the needs of the fund and bearing interest at prevailing market rates; and the interest on such investments shall be credited to and form a part of the fund.

"(3) Notwithstanding section 4(a)(2) any gift, bequest, or devise of money, securities or other property for the benefit of the Hubert H. Humphrey Fellowship in Social and Political Thought received by the Board shall, upon receipt, be deposited into the fund as provided by paragraph (1).

"(e) The Secretary of the Treasury shall pay to the Board from amounts received as interest on investments under subsection (d)(2) such sums as the Board determines are necessary and appropriate for the purposes of the Humphrey Fellowship.

"(f) There is authorized to be appropriated to the fund for the fiscal year beginning October 1, 1978, $1,000,000.".

Sec. 2. Section 4(a)(2) of the Woodrow Wilson Memorial Act of 1968 (20 U.S.C. 80g(a)(2)) is amended by striking out "devices" and inserting in lieu thereof "devises".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1062 (Comm. on House Administration).

SENATE REPORT No. 95 - 794, accompanying S. 2730 (Comm. on Rules and Administration).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 1, considered and failed of passage in House.

May 15, considered and passed House.

May 16, S. 2730 considered and passed Senate; proceedings vitiated and H.R. 10392 passed in lieu.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, No. 22: May 30, Presidential statement.

PUBLIC LAW 95-285, 92 STAT. 277

95th CONGRESS, S. 1568 MAY 25, 1978
An Act To name the lake located behind Lower Monumental Lock and Dam, Washington, " Lake Herbert G. West".

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the lake located behind the Lower Monumental Lock and Dam, Washington, a part of the project authorized by the Act of March 2, 1945 (Public Law 14, Seventy-ninth Congress, first session), // 59 STAT. 10. // in accordance with the plan submitted in House Document Numbered 704, Seventy-fifth Congress, third session, shall hereafter be known as Lake Herbert G. West, and any law, regulation, document, or recordof the United States in which such lake is designated or referred to as " Lower Monumental Lake" or is referred to by any other name, shall beheld to refer to such lake under and by the name of " Lake Herbert G. West".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1095 accompanying H.R. 10838 (Comm. on Public Works and Transportation).

SENATE REPORT No. 95 - 721 (Comm. on Environment and Public Works).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 5, considered and passed Senate.

May 15, H.R. 10838 considered and passed House; proceedings vacated and S. 1568 passed in lieu.

PUBLIC LAW 95-284, 92 STAT. 276

95th CONGRESS, H.J. RES. 873
Joint Resolution Making an urgent supplemental appropriation for the disaster loan program of the Small Business Administration for the fiscal year ending September 30, 1978, and for other purposes.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the following sums are appropriated, out of any money in the Treasury not otherwise appropriated, for the fiscal year ending September 30, 1978:

Small Business Administration DISASTER LOAN fund

For an additional amount for the "disaster loan fund", $758,000,000: Provided, That $750,000,000 of such amount shall remain available without fiscal year limitation and $8,000,000 shall be transferred to " Salaries and expenses".

DEPARTMENT OF LABOR Employment and Training Administration EMPLOYMENT AND TRAINING ASSISTANCE

For an additional amount for " Employment and Training Assistance," $63,000,000, to remain available until September 30, 1979.

Senate

PAYMENTS TO WIDOWS AND HEIRS OF DECEASED MEMBERS OF CONGRESS

For payment to Norma C. Mc Clellan, widow of John L. Mc Clellan, late a Senator from the State of Arkansas, $57,500.

For payment to Donna H. Metcalf, widow of Lee Metcalf, late a Senator from the State of Montana, $57,500.

For payment to Muriel Humphery, widow of Hubert H. Humphery, late the Deputy President Pro Tempore of the Senate and a Senator from the State of Minnesota, $65,000.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1105 (Comm. on Appropriations).

SENATE REPORT No. 95 - 801 (Comm. on Appropriations).

CONGRESSIONAL RECORD, Vol. 124 (1978):

May 8, considered and passed House.

May 11, considered and passed Senate, amended.

May 12, House concurred in Senate amendments.

PUBLIC LAW 95-283, 92 STAT. 249, SECURITIES INVESTORS PROTECTION ACT AMENDMENTS OF 1978

95th CONGRESS, H.R. 8331 MAY 21, 1978
AN ACT To amend the Securities Investor Protection Act of 1970.

Be it enacted by the Senate and House Of Representatives of the United States of America in Congress assembled,

SHORT TITLE

SECTION 1. This Act // 15 USC 78aaa // may be cited as the " Securities Investor Protection Act Amendments of 1978".

MEMBERSHIP OF SIPC

Sec. 2. (a) Section 3 (a) of the Securities Protection Act of 1970 (15 U.S.C. 78ccc(a)) is amended to read as follows:

"(a) Creation and Membership. --,

"(1) Creation. --There is hereby established a body corporate to be known as the ' Securities Investor Protection Corporation' (hereafter in this Act referred to as ' SIPC'). SIPC shall be a nonprofit corporation and shall have succession until dissolved by Act of the Congress. SIPC shall--,

"(A) not be an agency or establishment of the United States Government; and "(B) except as otherwise provided in this Act, be subject to, and have all the powers conferred upon a nonprofit corporation by, the District of Columbia Nonprofit Corporation Act (D.C. Code, section 29 - 1001 and fol.)

"(2) Membership. --,

"(A) Members of SIPC. --SIPC shall be a membership

corporation the members of which shall be all persons

registered

as brokers or dealers under section 15 (b) of the 1934

Act,

// 15 USC 78o. //

other than--,

"(i) persons whose principal business, in the determination of SIPC, taking into account business of affiliated entities, is conducted outside the United States and its territories and possessions; and "(ii) persons whose business as a broker or dealer consists exclusively of (I) the distribution of shares of registered open end investment companies or unit investment trusts, (II) the sale of variable annuities, (III) the business of insurance, or (IV) the business of rendering investment advisory services to one or more registered investment companies or insurance company separate accounts. "(B) COMMISSION review. --SIPC shall file with the

Commission a copy of any determination made pursuant to

subparagraph (A) (i). Within thirty days after the

date of

such filing, or within such longer period as the

Commission

may designate of not more than ninety days after such

date

if it finds such longer period to be appropriate and

publishes

its reasons for so finding, the Commsission shall,

consistent

with the public interest and the purposes of this Act,

affirm,

reverse, or amend any such determination of SIPC.

"(C) ADDITIONAL members. --SIPC shcll provide by rule

that persons excluded from membership in SIPC under

subparagraph

(A) (i) may become members of SIPC under such

conditions and upon such terms as SIPC shall require by

rule,

taking into account such matters as the availability of

assets

and the ability to conduct a liquidation if necessary.

"(D) Disclosure. --Any broker or dealer excluded from

membership in SIPC under subparagraph (A) (i) shall,

as

required by the Commission by rule, make disclosures of

its

exclusion and other relevant information to the

customers

of such broker or dealer who are living in the United

States

or its territories and possessions.".

(b) Section 3(f) of such Act (15 U.S.C. 78ccc (f)) is repealed.

POWERS OF SIPC

Sec. 3 Section 3(b) of such Act (15 U.S.C. 78ccc (b) is

amended--,

(1) in paragraph (1), by striking out "court, State, or

Federal" and inserting " State, Federal, or other court" in lieu thereof; and

(2) by striking out paragraph (3), redesignating paragraphs (4) through (8) as paragraphs (5) through (9), respectively, and inserting immediately after paragraph (2) the following new paragraphs:

"(3) to adopt, amend, and repeal, by its Board of Directors, such bylaws as may be necessary or appropriate to carry out the purposes of this Act, including bylaws relating to--,

"(A) the conduct of its business; and "(B) the indemnity of its directors, officers, and employees (including any such person acting as trustee or otherwise in connection with a liquidation proceeding) for liabilities and expenses actually and reasonably incurred by any such person in connection with the defense or settlement of an action or suit if such person actred in good faith and in a manner reasonably believed to be consistent with the purposes of this Act.

"(4) to adopt, amend, and repeal, by its Board of Directors, such rules as may be necessary or appropriate to carry out the purposes of this Act, including reles relating to--,

"(A) the definition of terms used in this Act, other than those terms for which a definition is provided in section 16; "(B) the procedures for the liquidation of members and direct payment procedures, including the transfer of customer accounts, the distribution of customer property, and the advance and payment of SIPC funds; and "(C) the exercise of all other rights and powers granted to it by this Act;". BOARD OF DIRECTORS

Sec. 4. (a) Section 3(c) (2) (C) (ii) of such Act (15 U.S.C. 78ccc (c) (2) (C) (ii) is amended by striking out "associated with any" and all that follows through "group" and inserting in lieu thereof "associated with a broker or dealer or associated with a member of a national securities exchange, within the meaning of section 3(a) (18) or section (3)(a) (21), respectively, of the 1934 Act, // 15 USC 78c. // or similarly associated with any self-regulatory organization or other securities industry group,".

(b) Section 3(c) (5) of such Act (15 U.S.C. 78ccc(c) (5)) is amended to read as follows:

"(5) Compensation.--All matters relating to compensation of directors shall be provided in the bylaws of SIPC". BYLAWS AND RULES

SEC. 5. Section 3(e) of such Act (15 U.S.C. 78ccc(e)) is amended to read as follows:

"(E) Bylaws and Rules.--,

"(1) Proposed bylaw changes.--The Board of Directors of SIPC shall file with the Commission a copy of any proposed bylaw or any proposed amendment to or repeal of any bylaw of SIPC (hereinafter in this paragraph collectively referred to as a proposed bylaw change'), accompanied by a concise general statement of the basis and purpose of such proposed bylaw change. Each such proposed bylaw change shall take effect thirty days after the date of the filing of a copy thereof with the Commission, or upon such later date as SIPC may designate or such earlier date as the Commission may determine, unless--,

"(A) the Commission, by notice to SIPC setting forth the reasons therefor, disapproves such proposed bylaw change as being contrary to the public interest or contrary to the purposes of this Act; or "(B) the Commission finds that such proposed bylaw change involves a matter of such significant public interest that public comment should be obtained in which case it may, after notifying SIPC in writing of such finding, require that the procedures set forth in paragraph (2) be followed with respect to such proposed bylaw change, in the same manner as if such proposed bylaw change were a proposed rule change within the meaning of such paragraph.

"(2) Proposed rule changes.--,

"(A) Filing of proposed rule changes.--The Board of Directors of SIPC shall file with the Commission, in accordance with such rules as the Commission may prescribe, a copy of any proposed rule or any proposed amendment to or repeal of any rule of SIPC (hereinafter in this subsection collectively referred to as a 'proposed rule change'), accompanied by a concise general statement of the basis and purpose of such proposed rule change. The Commission shall, upon the

filing of any proposed rule change, publish notice

thereof, together with the terms of substance of such

proposed rule change or a description of the subjects

and issues involved. The Commission

shall give

interested persons an opportunity to submit written

data,

views, and arguments with respect to such proposed rule

change. No proposed rule change shall take effect

unless

approved by the Commission or otherwise permitted in

accordance with the provisions of this paragraph.

"(B) Action by the commission.--Within thrity-five days after the date of publication of notice of the filing of a proposed rule change, or within such longer period as the Commission may designate of not more than ninety days after such date if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which SIPC consents, the Commission shall--, "(i) by order approve such proposed rule change; or "(ii) institute proceedings to determine whether such proposed rule change should be disapproved. "(C) Proceedings.--Proceedings instituted with respect to a proposed rule change pursuant to subparagraph (B) (ii) shall include notice of the grounds for disapproval under consideration and opportunity for hearing, and shall be concluded within one hundred eighty days after the date of publication of notice of the filing of such proposed rule change. At the conclusion of such

proceedings, the

Commission

shall, by order, approve or disapporve such proposed

rule change. The Commission may extend the time for

conclusion

of such proceedings for not more than sixty days if

it finds good cause for such extension and publishes

its

reasons

for so finding, or for such longer period as to which

SIPC

consents.

"(D) Grounds for approval or disapproval.--The Commission shall approve a proposed rule change if it finds that such proposed rule change is in the public interest and is consistent with the purposes of this Act, and any proposed rule change so approved shall be given force and effect as if promulgated by the Commission. The

Commission

shall

disapprove a proposed rule change if it does not make

the

finding referred to in the preceding sentence. The

Commission

shall not approve any proposed rule change prior to

thirty days after the date of publication of notice of

the filing

thereof, unless the Commission finds good cause for so

doing

and publishes its reasons for so finding.

"(E) Exception.--Notwithstanding any other provision of this paragraph, a proposed rule change may take effect--, "(i) upon the date of filing with the Commission, if such proposed rule change is designated by SIPC as relating solely to matters which the Commission, consistent with the public interest and the purposes of this subsection, determines by rule do not require the procedures set forth in this paragraph; or "(ii) upon such date as the Commission shall for good cause determine. Any proposed rule change which

takes effect under this clause shall be filed promptly

thereafter and reviewed in accordance with the

provisions of subparagraph (A).

At any time within sixty days after the date of filing

of

any rule change which has taken effect pursuant to this

subparagraph, the Commission may summarily abrogate

such rule change and require that it be refiled and

reviewed

in accordance with the provisions of this paragraph, if

the Commission finds that such action is necessary or

appropriate in the public interest, for the protection

of

investors, or otherwise in furtherance of the purposes

of

this Act. Any action of the Commission pursuant to

the

preceding sentence shall not effect the validity or

force of

a rule change during the period it was in effect and

shall

not be reviewable under section 25 of the 1934 Act

// 15 USC 78y. //

or deemed

to be final agency action for purposes of section 704

of

title 5, United States Code.

"(3) Action required by commission.--The Commission may, by such rules as it determines to be necessary or appropriate in the public interest or to carry out the purposes of this Act, require SIPC to adopt, amend, or repeal any SIPC bylaw or rule, whenever adopted.".

SIPC FUND

SEC. 6. (a) Section 4(a) such Act (15 U.S.C. 78ddd(a) is amended--,

(1) in paragraph (2), by striking out " The" and inserting in lieu thereof "except as otherwise provided in this section, the";

(2) by amending paragraph (2) (C) to read as follows:

"(C) Such confirmed lines of credit as SIPC may from time to time maintain, other than those maintained pursuant to paragraph (4)."; and

(3) by adding at the end thereof the following new

paragraph:

"(4) Other lines.--SIPC may maintain such other confirmed lines of credit as it considers necessary or appropriate, and such other confirmed lines of credit shall not be included in the balance of the fund, but amounts received from such lines of credit may be disbursed by SIPC under this Act as though such amounts were part of the fund.".

(b) Section 4(c) of such Act (15 U.S.C. 78ddd(c)) is amended--,

(1) by striking out "or rule" each place it appears; and

(2) in paragraph (3), by striking out "(other than section 3( f)".

(c) Section 4(d) (1) of such Act (15 U.S.C. 78ddd(d) (1)) is amended by adding at the end thereof the following new subparagraph:

"(C) Mininum assessment.--The minimum assessment imposed upon each member of SIPC shall be $25 per annum through the year ending December 31, 1979, and thereafter shall be the amount from time to time set by SIPC bylaw, but in no event shall the minimum assessment be greater than $150 per annum.".

(d) Section 4(e) of such Act (15 U.S.C. 78ddd(e)) is amended--,

(1) by amending paragraph (2) to read as follows:

"(2) OVERPAYMENTS. -- To the extent that any payment by a member exceeds the maximum rate permitted by subsection (c) of this section, the excess shall be recoverable only against future payments by such member, except as otherwise provided by SIPC bylaw,"; and

(2) by amending paragraph (3) to read as follows:

"(3) Underpayments.--If a member fails to pay when due all or any part of an assessment made upon such member, the unpaid portion thereof shall bear interest at such rate as may be determined by SIPC bylaw and, in addition to such interest, SIPC may impose such penalty charge may be determined by SIPC bylaw. Any such penalty charge imposed upon a SIPC member shall not exceed 25 per centum of any unpaid portion of the assessment. SIPC may waive such penalty charge in whole or in part in circumstances where it considers such waiver appropriate.".

(e) Section 4(f) of such Act (15 U.S.C. 78ddd(f) is amended by striking out "examining authority as".

(f) Section 4(g) of such Act (15 U.S.C. 78ddd(g)) is amended by striking out the last two sentences and inserting in lieu thereof the following; " For the purposes of the next preceding sentence, (1) the fee shall be based upon the total dollar amount of each purchase; (2) the fee shall not apply to any purchase on a national securities exchange or in an over-the-counter market by or for the account of a broker or dealer registered under section 15(b) of the 1934 Act // 15 USC 78o. // unless such purchase is for an investment account of such broker or dealer (and for this purpose any transfer from a trading account to an investment account shall be deemed a purchase at fair market value); and (3) the Commission may, by rule, exempt any transaction in the over-the-counter markets or on any national securities exchange where necessary to provide for the assessment of fees on purchasers in transactions in such markets and exchangnges on a comparable basis. Such fee shall be collected by the broker or dealer effecting the transaction for or with the purchaser, or by such other person as provided by the Commission by rule, and shall be paid to SIPC in the same manner as assessments imposed pursuant to subsection (c) but without regard to the limits on such assessments, or in such other manner as the Commission may by rule provide.".

(g) Section 4(i) of such Act (15 U.S.C. 78ddd(i)) is amended to read as follows:

"(i) Consolidated group.--Except as otherwise provided by SIPC bylaw, gross revenues from the securities business of a member of SIPC shall be computed on a consolidated basis for such member and all its subsidiaries (other than the foreign subsidiaries of such member), and the operations of a member of SIPC shall include those of any business to which such member has succeeded.".

PROTECTION OF INVESTORS

SEC. 7. (a) Section 5(a) of such Act (15 U.S.C. 78eee(a)) is amended by striking out paragraphs (2) and (3) and inserting in lieu thereof the following new paragraphs:

"(2) Action by self-regulatory organization.--If a self-regulatory organization has given notice to SIPC pursuant to subsection (a) (1) with respect to a broker or dealer, and such broker or dealer undertakes to liquidate or reduce its business either pursuant to the direction of a self-regulatory organization or voluntarily, such self-regulatory organization may render such assistance or oversight to such broker or dealer as it considers appropriate to protect the interests of customers of such broker or dealer. The assistance or oversight by a self-regulatroy organization shall not be deemed the assumption or adoption by such self-regulatory organization of any obligation or liability to customers, other creditors, shareholders, or partners of the broker or dealer, and shall not prevent or act as a bar to any action by SIPC.

"(3) Action by SIPC.-- If SIPC determines that--,

"(A) any member of SIPC (including any person who was a member within one hundred eighty days prior to such determination) has failed or is in danger of failing to meet its obligations to customers; and "(B) one or more of the conditions specified in subsection

(b) (1) exist with respect to such member, SIPC may, upon notice to such member, file an application for a protective decree with any court of competent jurisdiction specified in section 21(e) or 27 of the 1934 Act,

// 15 USC 78u, 78aa. //

except that no such application shall be filed with respect to a member the only customers of which are persons whose claims could not be satisfied by SIPC advances pursuant to section 9.

// 15 USC 78iii. //

"(4) Effect of other pending actions.--An application with respect to a member of SIPC filed with a court under paragraph (3)--,

"(A) may, with the consent of the Commission, be combined with any action brought by the Commission, including an action by the Commission for a temporary receiver pending an appointment of a trustee under subsection (b) (3); and "(B) may be filed notwithstanding the pendency in the same or any other court of any bankruptcy, mortgage foreclosure, or equity receivership proceeding or any proceeding to reorganize, conserve, or liquidate such member or its property, or any proceeding to enforce a lien against property of such member.".

(b) Section 5(b) of such Act (15 U.S.C. 78eee(b)) is amended to read as follows:

"(b) Court Action.--,

"(1) Issuance of protective decree.--Upon receipt of an application by SIPC under subsection (a) (3), the court shall forthwith issue a protective decree if the debtor consents thereto, if the debtor fails to contest such application, or if the court finds that such debtor--,

"(A) is insolvent within the meaning of the Bankruptcy Act,

// 11 USC prec. 1. //

or is unable to meet its obligations as they mature;

"(B) has committed an act of bankruptcy within the meaning of the Bankruptcy Act; "(C) is the subject of a proceeding pending in any court or before any agency of the United States or any State in which a reciever, trustee, or liquidator for such debtor has been appointed; "(D) is not in compliance with applicable requirements under the 1934 Act

// 15 USC 78a. //

or rules of the Commission or any self-regulatory

organization with respect to financial responsibility

or hypothecation of customers' securities; or

"(E) is unable to make such computations as may be necessary to establish compliance with such financial responsibility or hypothecation rules.

Unless the debtor consents to the issuance of a protective decree, the application shall be heard three business days after the date on which it is filed, or at such other time as the court shall determine, taking into consideration the urgency which the circumstances require.

"(2) Jurisdiction and powers of court.--,

"(A) Exclusive jurisdiction.--Upon the filing of an application with a court for a protective decree with respect to a debtor, such court--, "(i) shall have exclusive jurisdiction of such debtor and its property wherever located (including property located outside the territorial limits of such court and property held by any other person as security for a debt or subject to a lien); "(ii) shall have exclusive jurisdiction of any suit against the trustee with respect to a liquidation proceeding; and "(iii) except as inconsistent with the provisions of this Act, shall have the jurisdiction, powers, and duties conferred upon a court of bankruptcy by the Bankruptcy Act, together with such other jurisdiction, powers, and duties as are prescribed by this Act. "(B) Stay of pending actions.--Pending the issuance of a protective decree under paragraph (1), the court with which an application has been filed--, "(i) shall stay any pending bankruptcy, mortgage foreclosure, equity receivership, or other proceeding to reorganize, conserve, or liquidate the debtor or its property and any other suit against any receiver, conservator, or trustee of the debtor or its property, and shall continue such stay upon appointment of a trustee pursuant to paragraph (3); "(ii) may stay any proceeding to enforce a lien against property of the debtor or any other suit against the debtor, including a suit by stockholders of the debtor which interferes with prosecution by the trustee of claims against former directors, officers, or employees of the debtor, and may continue such stay upon appointment of a trustee pursuant to paragraph (3); "(iii) may stay enforcement of, and upon appointment of a trustee pursuant to paragraph (3), may continue the stay for such period of time as may be appropriate but shall not abrogate the right of setoff provided in section 68 of the Bankruptcy Act,

// 11 USC 108 //

and the right to enforce a valid, nonpreferential lien

or pledge against the property of the debtor; and

"(iv) may appoint a temporary reciever.

"(3) Appointment of trustee and attorney.--If the court issues a protective decree under paragraph (1), such court shall forthwith appoint, as trustee for the liquidation of the business of the debtor and as attorney for the trustee, such persons as SIPC, in its sole discretion, specifies. The persons appointed as trustee and as attorney for the trustee may be associated with the same firm. SIPC may, in its sole discretion, specify itself or one of its employees as trustees in any case in which SIPC has determined that the liabilities of the debtor to unsecured general creditors and to subordinated lenders appear to aggregate less than $750,000 and that there appear to be fewer than five hundred customers of such debtor. No person may be appointed to serve as trustee or attorney for the trustee if such person is not disinterested within the meaning of paragraph (6), except that for any specified purpose other than to represent a trustee in conducting a liquidation proceeding, the trustee may, with the approval of SIPC and the court, employ an attorney who is not disinterested. A trustee appointed under this paragraph shall qualify by filing a bond in the manner prescribed by the applicable provisions of the Bankruptcy Act,

// 11 USC prec. 1. //

except that neither SIPC nor any employee of SIPC shall be required to file a bond when appointed as trustee.

"(4) Reference to referee in bankruptcy.--If the court issues a protective decree and appoints a trustee under this section, such court may, at any stage of the proceeding, refer the proceeding to a referee in bankurptcy to hear and determine any or all matters, or to a referee in bankruptcy as special master to hear and report generally or upon specified matters. Only under special circumstances shall a reference be made to a special master who is not a referee in bankruptcy.

"(5) Compensation for services and reimbursement of espenses.--,

"(A) Allowances in general.--The court shall grant reasonable compensation for services rendered and reimbursement for proper costs and expenses incurred (hereinafter in this paragraph referred to as 'allowances') by a trustee, and by the attorney for such a trustee, in connection with a liquidation proceeding. No allowances (other than reimbursement for proper costs and expenses incurred) shall be granted to SIPC or any employee of SIPC for serving as trustee. Allowances may

be granted on an interim basis

during

the course of the liquidation proceeding at such times

and

in such amounts as the court considers appropriate.

"(B) Allowances to referee in bankruptcy of special master.--In the event a proceeding has been referred to a referee in bankruptcy or special master, the district judge may grant reasonable allowances to such referee in bankruptcy or a special master, in the manner provided for in a case filed under chapter X of the Bankruptcy Act, as now in effect or as amended from time to time. "(C) Application for allowances.--Any person seeking allowances shall file with the court an application which complies in form and content with the provisions of the Bankruptcy Act governing applications for allowances under such Act. A copy of such application

shall be served

upon

SIPC when filed. The court shall fix a time for a

hearing

on such application, and notice of such hearing shall

be

given to the applicant, the trustee, the debtor, the

creditors,

SIPC, and such other persons as the court may

designate,

except that notice need not be given to customers whose

claims

have been or will be satisfied in full or to creditors

who cannot

reasonably be expected to receive any distribution

during the

course of the liquidation proceeding.

"(D) Recommendations of SIPC and awarding of allowances.-- Whenever an application for allowances is filed pursuant to subparagraph (C), SIPC shall file its recommendation with respect to such allowances with the court prior to the hearing on such application and shall, if it so requests, be allowed a reasonable time after such hearing within which to file a further recommendation. In any case in which such allowances are to be paid by SIPC without reasonable expectation of recoupment thereof as provided in this Act and there is no difference between the amounts requested and the amounts recommended by SIPC, the court sahll award the amounts recommended by SIPC. In

determining

the amount of allowances in all other cases, the court

shall give due consideration to the nature, extent, and

value

of the services rendered, and shall place considerable

reliance

on the recommendation of SIPC.

"(E) Applicable restrictions.--The restrictions on sharing of compensation set forth in the Bankruptcy Act

// 11 USC prec. 1. //

shall apply to allowances.

"(F) Charge against estate.--Allowances granted by the court, including interim allowances, shall be charged against the general estate of the debtor as a cost and expense of administration. If the general estate is

insufficient to pay allowances in whole or in part, SIPC

shall advance such funds as are necessary for such

payment. "(6) Disinterestedness.--,

"(A) Standards.--For purposes of paragraph (3), a person shall not be deemed disinterested if--, "(i) such person is a creditor (including a customer), stockholder, or partner of the debtor; "(ii) such person is or was an underwriter of any of the outstanding securities of the debtor or within five years prior to the filing date was the underwriter of any securities of the debtor; "(iii) such person is, or was within two years prior to the filing date, a director, partner, officer, or employee of the debtor or such an underwriter, or an attorney for the debtor or such an underwriter; or "(iv) it appears that such person has by reason of any other direct or indirect relationship to, connection with, or interest in the debtor or such an underwriter, or for any other reason, an interest materially adverse to the interests of any class of creditors (including customers) or stockholders, except that SIPC shall in all cases be deemed disinterested, and an employee of SIPC shall be deemed disinterested if such employee would, except for his association with SIPC, meet the standards set forth in this paragraph. "(B) Hearing.--The court shall fix a time for a hearing on disinterestedness, to held promptly after the appointment of a trustee. Notice of such hearing shall

be mailed

at

least ten days prior thereto to each person who, from

the

books and records of the debtor, appears to have been a

customer

of the debtor with an open account within the past

twelve months, to the address of such person as it

appears

from the books and records of the debtor, and to the

creditors

and stockholders of the debtor, to SIPC, and to such

other

persons as the court may designate. The court may, in

its

discretion, also require that notice be given by

publication in

such newspaper or newspapers of general circulation as

it

may designate. At such hearing, at any adjournment

thereof,

or upon application, the court shall hear objections to

the

retention in office of a trustee or attorney for a

trustee on the

grounds that such person is not disinterested."

(c) Section 5 of such Act (15 U.S.C. 78eee) is amended by adding at the end thereof the following new subsection:

"(d) SIPC Participation.--SIPC shall be deemed to be a party in interest as to all matters arising in a liquidation proceeding, with the right to be heard on all such matters, and shall be deemed to have intervened with respect to all such matters with the same force and effect as if a petition for such purpose had been allowed by the court.".

GENERAL PROVISIONS OF A LIQUIDATION PROCEEDING

Sec. 8. Section 6 of such Act (15 U.S.C. 78fff) is amended to read as follows:

" SEC. 6. GENERAL PROVISIONS OF A LIQUIDATION PROCEEDING.

"(a) Purposes.--The purposes of a liquidation proceeding under this Act shall be--

"(1) as promptly as possible after the appointment of a trustee in such liquidation proceeding, and in accordance with the provisions of this Act--

"(A) to deliver customer name securities to or on behalf of the customers of the debtor entitled thereto as provided in section 8 (c)(2); and "(B) to distribute customer property and (in advance thereof or concurrently therewith) otherwise satisfy net equity claims of customers to the extent provided in this section;

"(2) to sell or transfer offices and other productive units of the business of the debtor;

"(3) to enforce rights of subrogation as provided in this Act; and

"(4) to liquidate the business of the debtor.

"(b) APPLICATION OF BANKRUPTCY ACT. // 11 USC prec. 1. // --To the extent consistent with the provisions of this Act, a liquidation proceeding shall be conducted in accordance with, and as though it were being conducted under, the Bankruptcy Act. For purposes of applying the Bankruptcy Act to this Act, any reference in the Banckruptcy Act to the date of commencement of proceedings under the Bankruptcy Act shall be deemed to be a reference to the filing date under this Act.

"(c) DETERMINATION OF CUSTOMER STATUS.-- In a liquidation proceeding under this Act, whenever a person has acted with respect to cash or securities with the debtor after the filing date and in a manner which would have given him the status of a customer with respect to such cash or securities had the action occurred prior to the filing date, and the trustee is satisfied that such action was taken by the customer in good faith and prior to the appointment of the trustee, the date on which such action was taken shall be deemed to be the filing date for purposes of determining the net equity of such customer with respect to such cash or securities.

"(d) Apportionment.--In a liquidation proceeding under this Act, any cash or securities remaining after the liquidation of a lien or pledge made by a debtor shall be apportioned between his general estate and customer property in the proportion in which the general property of the debtor and the cash and securities of the customers of such debtor contributed to such lien or pledge. Securities apportioned to the general estate under this subsection shall be subject to the provisions of section 16(5)(A).

"(e) COSTS AND EXPENSES OF ADMINISTRATION.-- All costs and expenses of administration of the estate of the debtor and of the liquidation proceeding shall be borne by the general estate of the debtor to the extent it is sufficient therefor, and the priorities of distribution from the general estate shall be as provided in the Bankruptcy Act. // 11 USC prec. 1. // Costs and expenses of administration shall include payments pursuant to section 8(e) and section 9(c)(1) (to the extent such payments recovered securities which were apportioned to the general estate pursuant to subsection (d)) and costs and expenses of SIPC employees utilized by the trustee pursuant to section 7(a)(2). All funds advanced by SIPC to a trustee for such costs and expenses of administration shall be recouped from the general estate as a first priority under the Bankruptcy Act.".

NEW SECTIONS OF THE SECURITIES INVESTOR PROTECTION ACT of 1970

Sec. 9. The Securities Investor Protection Act of 1970 // 15 USC 78o, 78ggg-78lll. // (15 U.S.C. 78aaa et seq.) is amended by redesignating sections 7 through 12 as sections 11 through 16, respectively, and by inserting immediately after section 6 the following new sections:

" SEC. 7. // 15 USC 78fff-1. // POWERS AND DUTIES OF A TRUSTEE.

"(a) Trustee Powers.--A trustee shall be vested with the same powers and title with respect to the debtor and the property of the debtor, including the same rights to aviod preferences, as a trustee in bankruptcy under the Bankruptcy Act has with respect to a bankrupt and the property of a bankrupt. In addition, a trustee may, with the approval of SIPC but without and need for court approval--

"(1) hire and fix the compensation of all personnel (including officers and employees of the debtor and of its examining authority) and other persons (including accountants) that are deemed by the trustee necessary for all or any purposes of the liquidation proceeding;

"(2) utilize SIPC employees for all or any purposes of a liquidation proceeding; and

"(3) margin and maintain customer accounts of the debtor for the purposes of section 8(f).

"(b) TRUSTEE DUTIES.-- To the extent consistent with the provisions of this Act or as otherwise ordered by the court, a trustee shall be subject to the same duties as a trustee in bankruptcy, except that a trustee may, but shall have no duty to, reduce to money any securities constituting customer property or in the general estate of the debtor. In addition, the trustee shall--

"(1) deliver securities to or on behalf of customers to the maximum extent practicable in satisfaction of customer claims for securities of the same class and series of an issuer; and

"(2) subject to the prior approval of SIPC but without any need for court approval, pay or guarantee all of any part of the indebtedness of the debtor to a bank, lender, or other person if the trustee determines that the aggregate market value of securities to be made available to the trustee upon the payment or guarantee of such indebtedness does not appear to be less than the total amount of such payment or guarantee.

"(c) REPORTS BY TRUSTEE TO COURT.-- The trustee shall make to the court and to SIPC such written reports as may be required by the Bankruptcy Act, // 11 USC prec. 1. // and shall include in such reports information with respect to the progress made in distributing cash and securities to customers. Such reports shall be in such form and detail as the Commission determines by rule to present fairly the results of the liquidation proceeding as of the date of or for the period covered by such reports, having due regard for the requirements of section 17 of the 1934 Act // 15 USC 78q. // and the rules prescribed under such section and the magnitude of items and transactions involved in connection with the operations of a broker or dealer.

"(d) INVESTIGATIONS.-- The trustee shall--,

"(1) as soon as practicable, investigate the acts, conduct, property, liabilities, and financial condition of the debtor, the operation of its business, and any other matter, to the extent relevant to the liquidation proceeding, and report thereon to the court;

"(2) examine, by deposition or otherwise, the directors and officers of the debtor and any other witnesses concerning any of the matters referred to in paragraph (1);

"(3) report to the court any facts ascertained by the trustee with respect to fraud, misconduct, mismanagement, and irregularities, and to any causes of action available to the estate; and

"(4) as soon as practicable, prepare and submit, to SIPC and such other persons as the court designates and in such form and manner as the court directs, a statement of his investigation of matters referred to in paragraph (1).

" SEC. 8. // 15 USC 78fff-2. // SPECIAL PROVISIONS OF A LIQUIDATION PROCEEDING.

"(a) NOTICE AND CLIAMS.--,

"(1) NOTICE OF PROCEEDINGS.-- Promptly after the appointment of the trustee, such trustee shal cause notice of the commencement of proceedings under this section to be published in one or more newspapers of general circulation in the form and manner determined by the court, and at the same time shall cause a copy of

such notice to be mailed to each person who, from the books and

records of the debtor, appears to have been a customer of the debtor with an open accout within the past twelve months, to the address of such person as it appears from the books and records of the debtor. Notice to creditors other than customers shall be given in the manner prescribed by the Bankruptcy Act, except that such notice shall be given by the trustee.

"(2) STATEMENT OF CLAIM.-- Acustomer shall file with the trustee a written statement of claim but need not file a formal proof of cliam, except that no obligation of the debtor to any person associated with the debtor within the meaning of section 3 (a)(18) or section 3(a)(21) of the 1934 Act,

// 15 USC 78c. //

any beneficial owner of 5 per centum or more of the voting stock of the debtor, or any member of the immediate family of any such person or owner may be satisfied without foumal proof of claim.

"(3) TIME LIMITATIONS.-- No claim of a customer or other creditor of the debtor which is received by the trustee after the expiration of the six-month period beginning on the date of publication of notice under paragraph (1) shall be allowed, except that the court may, upon application within such period and for cause shown, grant a reasonable, fixed extension of time for the filing of a claim by the United States, by a State or political subdivision thereof, or by an infant or incompetent person without a guardian. Any claim of a customer for net equity which is received by the trustee after the expiration of such period of time as may be fixed by the court (not exceeding sixty days after the date of publication of notice under paragraph (1)) need not be paid or satisfied in whole or in part out of customer property, and to the extent such cliam is satisfied from moneys advanced by SIPC, it shall be satisfied in cash or securities (or both) as the trustee determines is most economical to the estate.

"(4) EFFECT ON CLAIMS.-- Except as otherwise provided in this section, and without limiting the powers and duties of the trustee to discharge obligations promptly as specified in this section, nothing in this section shall limit the right of any person, including any subrogee, to extablish by formal proof or otherwise as the court may provide such claims for the payment of money and the delivery of specific securities, without resort to moneys advanced by SIPC to the trustee.

"(b) PAYMENTS TO CUSTOMERS.-- After receipt of a written statement of claim pursuant to subsection (a)(2), the trustee shall promptly discharge, in accordance with the provisions of this section, all obligations of the debtor to a customer relating to, or net equity claims based upon, securities or cash, by the delivery of securities or the making of payments to or for the account of such customer (subject to the provisions of subsection (d) and section 9(a)) insofar as such obligations are ascertainable from the books and records of the debtor or are otherwise established to the satisfaction of the trustee. For purposes of distributing securities to customers, all securities shall be valued as of the close of business on the filing date. For upropose of this subsection, the court shall, among other things--,

"(1) with respect to net equity claims, authorize the trustee to satisfy claims out of moneys made available to the trustee by SIPC notwithstanding the fact that there has not been any showing or determination that there are sufficient funds of the debtor available to satisfy such cliams; and

"(2) with respect to claims relating to, or net equities based upon, securities of a class and series of an issuer which are ascertainable from the books and records of the debtor or are otherwise established to the satisfaction of the trustee, authorize the trustee to deliver securities of such class and series if and to the extent available to satisfy such cliams in whole or in part, with partial deliveries to be made pro rata to the greatest extent considered practicable by the trustee.

Any payment or delivery of property pursuant to this subsection may be conditioned upon the trustee requiring claimants to execute, in a form to be determined by the trustee, appropriate receipts, supporting affidavits, releases, and assignments, but shall be without prejudice to any right of a claimant to file formal proof of cliam within the period specified in subsection (a)(3) for any balance of securities or cash to which such claimant considers himself entitled.

"(c) CUSTOMER RELATED PROPERTY.--,

"(1) ALLOCATION OF CUSTOMER PROPERTY.-- The trustee shall allocate customer property of the debtor as follows:

"(A) first, to SIPC in repayment of advances made by SIPC pursuant to section 9(c)(1), to the extent such advances recovered securities which were apportioned to customer property pursuant to section 6(d);

// 15 USC 78ggg. //

"(B) second, to customers of such debtor, who shall share ratably in such customer property on the basis and to the extent of their respective net equities; "(C)

third, to SIPC as subrogee for the claims of customers;

"(D) fourth, to SIPC in repayment of advances made by SIPC pursuant to section 9(c)(2).

Any customer property remaining after allocation in accordance with this paragraph shall become part of the general estate of the debtor. To the extent customer property and SIPC advances pursuant to section 9(a) are not sufficient to pay or otherwise satisfy in full the net equity claims of customers, such customers shall be entitled, to the extent only of their respective unsatisfied net equities, to participate in the general estate as unsecured creditors. For purposes of allocating customer property under this paragraph, securities to be delivered in payment of net equity claims for securities of the same class and series of an issuer shall be valued as of the close of business on the filing date.

"(2) DELIVERY OF CUSTOMER NAME SECURITIES.-- The trustee shall deliver customer name securities to or on behalf of a customer of the debtor entitled thereto if the customer is not indebted to the debtor. If the customer is so indebted, such customer may, with the approval of the trustee, reclaim customer name securities upon payment to the trustee, within such period of time as the trustee determines, of all indebtedness of such customer to the debtor.

"(3) RECOVERY OF TRANSFERS.-- Whenever customer property is not sufficient to pay in full the claims set forth in subparagraphs (A) through (D) of paragraph (1), the trustee may recover any property transferred by the debtor which, except for such transfer, would have been customer property if and to the extent that such transfer is voidable or void under the provisions of the Bankruptcy Act.

// 11 USC prec. 1. //

Such recovered property shall be treated as customer property. For purposes of such recovery, the property so transferred shall be deemed to have been the property of the debtor and, if such transfer was made to a customer or for his benefit, such customer shall be deemed to have been a creditor, the laws of any State to the contrary notwithstanding.

"(d) PURCHASE OF SECURITIES.-- The trustee shall, to the extent that securities can be purchased in a fair and orderly market, purchase securities as necessary for the delivery of securities to customers in satisfaction of their claims for net equities based on securities under section 7(b)(1) and for the transfer of customer accounts under subsection (f), in order to restore the accounts of such customers as of the filing date. To the extent consistent with subsection (c), customer property and moneys advanced by SIPC may be used by the trustee to pay for securities so purchased. Moneys advanced by SIPC for each account of a separate customer may not be used to purchase securities to the extent that the aggragate value of such securities on the filing date exceeded the amount permitted to be advanced by SIPC under the provisions of section 9(a).

"(e) CLOSEOUTS.--,

"(1) IN GENERAL.-- Any contract of the debtor for the purchase or sale of securities in the ordinary course of its business with other brokers or dealers which is wholly executory on the filling date shall not be completed by the trustee, except to the extent permitted by SIPC rule. Upon the adoption by SIPC of rules with respect to the closeout of such a contract but prior to the adoption of rules with respect to the completion of such a contract, the other broker or dealer shall close out such contract, without unnecessary delay, in the best available market and pursuant to such SIPC rules. Until such time as SIPC adopts rules with respect to the completion or closeout of such a contract, such a contract shall be closed out in accordance with Commission Rule S6(d)-1 as in effect on the date of enactment of this section, or any comparable rule of the Commission subsequently adopted, to the extent not inconsistent with the provisions of this subsection.

"(2) NET PROFIT OR LOSS.-- A broker or dealer shall net all profits and losses on all contracts closed out under this subsection and --,

"(A) if such broker or dealer shows a net profit on such contracts, he shall pay such net profit to the trustee; and

"(B) if such broker or dealer sustains a net loss on such contracts, he shall be entitled to file a claim against the debtor with the trustee in the amount of such net loss.

To the extent that a net loss sustained by a broker or dealer arises from contracts pursuant to which such broker or dealer was acting for its own customer, such broker or dealer shall be entitled to receive funds advanced by SIPC to the trustee in the amount of such loss, except that such broker or dealer may not receive more than $40,000 for each separate customer with respect to whom it sustained a loss. With respect to a net loss which is not payable under the proceding sentence from funds advanced by SIPC, the broker or dealer shall be entitled to participate in the general estate as an unsecured creditor.

"(3) REGISTERED CLEARING AGENCIES.-- Neither a registered clearing agency which by its rules has an established procedure for the closeout of open contracts between an insolvent broker or dealer and its participants, nor its participants ot the extent such participants' claims are or may be processed within the registered clearing agency, shall be entitled to receive SIPC funds in payment of any losses on such contracts, except as SIPC may otherwise provide by rule. If such registered clearing agency or its participants sustain a net loss on the closeout of such contracts with the debtor, they shall have the right to participate in the general estate as unsecured creditors to the extent of such loss. Any funds or other property owed to the debtor, after the closeout of such contracts, shall be promptly paid to the trustee. Rules adopted by SIPC under this paragraph shall provide that in no case may a registered clearing agency or its participants, to the extent such participants' claims are or may be processed within the registered clearing agency, be entitled to receive funds advanced by SIPC in an amount greater, in the aggragate, than could be received by the participants if such participants proceeded individually under paragraphs (1) and (2).

"(4) DEFINITION.-- For purposes of this subsection, the term 'customer' does not include any person who--,

"(A) is a broker or dealer;

"(B) had a claim for cash or securities which by contract, agreement, or understanding, or by operation of law, was part of the capital of the claiming broker or dealer or was subordinated to the claims of any or all creditors of such

broker or dealer; or

"(C) had a relationship of the kind specified in section 9(a)( 5) with the debtor.

A claiming broker or dealer shall be deemed to have been acting

on behalf of its customer if it acted as agent for such customer

or if it held such customer's order which was to be executed as a

part of its contract with the debtor.

"(f) TRANSFER OF CUSTOMER ACCOUNTS.-- In order to facilitate the prompt satisfaction of customer claims and the orderly liquidation of the debtor, the trustee may, pursuant to terms satisfactory to him and subject to the prior approval of SIPC, sell or otherwise transfer to another member of SIPC, without consent of any customer, all or any part of the account of a customer of the debtor. In connection with any such sale or transfer to another member of SIPC and subject to the prior approval of SIPC, the trustee may--

"(1) waive or modify the need to file a written statement of claim pursuant to subsection (a)(2); and

"(2) enter into such agreements as the trustee considers appropriate under the circumstances to indemnify any such member of SIPC against shortages of cash or securities in the customer accounts sold or transferred.

The funds of SIPC may be made available to guarantee or secure any indemnification under paragraph (2). The prior approval of SIPC to such indemnification shall be conditioned, among such other standards as SIPC may determine, upon a determination by SIPC that the probable cost of any such indemnification can reasonably be expected not to exceed the cost to SIPC of proceeding under section 9(a) and section 9( b).

" SEC. 9. // 15 USC 78fff-3. // SIPC ADVANCES.

"(a) ADVANCES FOR CUSTOMERS' CLAIMS.-- In order to provide for prompt payment and satisfaction of net equity claims of customers of the debtor, SIPC shall advance to the trustee such moneys, not to exceed $100,000 for each customer, as may be required to pay or otherwise satisfy cliams for the amount by which the net equity of each customer exceeds his ratable share of customer property, except that--,

"(1) if all or any portion of the net equity claim of a customer in excess of his ratable share of customer property is a claim for cash, as distinct from a claim for securities, the amount advanced to satisfy such claim for cash shall not exceed $40,000 for each such customer;

"(2) a customer who holds accounts with the debtor in separate capacities shall be deemed to be a different customer in each capacity;

"(3) if all or any portion of the net equity claim of a customer in excess of his ratable share of customer property is satisfied by the delivery of securities purchased by the trustee pursuant to section 8(d), the securities so purchased shall be valued as of the filing date for purposes of applying the dollar limitations of this subsection;

"(4) no advance shall be made by SIPC to the trustee to pay or otherwise satisfy, directly or indirectly, and net equity claim of a customer who is a general partner, officer, or director of the debtor, a beneficial owner of five per centum or more of any class of equity security of the debtor (other than a nonconvertible stock having fixed preferential dividend and liquidation rights), a limited partner with a participation of five percentum or more in the net assets or net profits of the debtor, or a person who, directly or indirectly and through agreement or otherwise, exercised or had the power to exercise a controlling influence over the management or policies of the debtor; and

"(5) no advance shall be made by SIPC to the trustee to pay or otherwise satisfy and net equity claime of any customer who is a broker or dealer or bank, other than to the extent that it shall be established to the satisfaction of the trustee, from the books and records of the debtor ro from the books and records of a broker or dealer or bank against the debtor arose out of transactions for customers of such broker or dealer or bank (which customers are not themselves a broker or dealer or bank or a person described in paragraph (4)), in which event each such customer of such broker or dealer or bank shall be deemed a separate customer of the debtor.

To the extent moneys are advanced by SIPC to the trustee to pay or otherwise satisfy the claims of customers, in addition to all other rights it may have at law or in equity, SIPC shall be subrogated to the claims of such customers with the rights and priorities provided in this Act, except that SIPC as subrogee may assert no claim against customer property until after the allocation thereof to customers as provided in section 8(c).

"(b) OTHER ADVANCES.-- SIPC shall advance to the trustee--,

"(1) such moneys as may be required to carry out section 8(e); and

"(2) to the extent the general estate of the debtor is not sufficient to pay any and all costs and expenses of administration of the estate of the debtor and of the liquidation proceeding, the amount of such costs and expenses.

"(c) DISCRETIONARY ADVANCES.-- SIPC may advance to the trustee such moneys as may be required to--,

"(1) pay or guarantee indebtedness of the debtor to a bank, lender, or other person under section 7(b)(2);

"(2) guarantee or secure any indemnity under section 8(f);

and

"(3) purchase securities under section 8(d).

" SEC.10. // 15 USC 78fff-4. // DIRECT PAYMENT PROCEDURE.

"(a) DETERMINATION REGARDING DIRECT PAYMENTS.-- If SIPC determines that--,

"(1) any member of SIPC (including a person who was a member within one hundred eighty days prior to such determination) has failed or is in danger of failing to meet its obligations to customers;

"(2) one or more of the conditions specified in section 5(b)( 1)

// 15 USC 78eee. //

exist with respect to such member;

"(3) the claim of each customer of the member is within the limits of protection provided in section 9(a);

"(4) the claims of all customers of the member aggregate less than $250,000;

"(5) the cost to SIPC of satisfying customer claims under this section will be less than the cost under a liquidation proceeding; and

"(6) such member's registration as a broker-dealer under section 15(b) of the 1934 Act

// 15 USC 78o, //

has been terminated, or such member has consented to the use of the direct payment procedure set forth in this section,

SIPC may, in its discretion, use the direct payment procedure set forth in this section in lieu of instituting a liquidation proceeding with respect to such member.

"(b) NOTICE.-- Promptly after a determination under subsection (a) that the direct payment procedure is to be used with respect to a member, SIPC shall cause notice of such direct payment procedure to be published in one or more newspapers of general circulation in a form and manner determined by SIPC, and at the same time shall cause to be mailed a copy of such notice to each person who appears, from the books and records of such member, to have been a customer of the member with an open account within the past twelve months, to the address of such person as it appears from the books and records of such member. Such notice shall state that SIPC will satisfy customer cliams directly, without a liquidation proceeding, and shall set forth the form and manner in which cliams may be presented. A direct payment procedure shall be deemed to commence on the date of first publication under this subsection and no claim by a customer shall be paid or otherwise satisfied by SIPC unless received within the six-month period beginning on such date, except that SIPC shall, upon application within such period, and for cause shown, grant a reasonable, fixed extension of time for the filing of a cliam by the United States, by a State or political subdivision thereof, or by an infant or incompetent person without a guardian.

"(c) PAYMENTS TO CUSTOMERS.-- SIPC shall promptly satisfy all obilgations of the member to each of its customers relating to, or net equity claims based upon, securities or cash by the delivery of securities or the effecting of payments to such customer (subject to the provisions of section 8(d) and section 9(a)) insofar as such obligations are ascertainable from the books and records of the member or are otherwise established to the satisfaction of SIPC. For purposes of distributing securities to customers, all securities shall be valued as of the close of business on the date of publication under subsection (b). Any payment or delivery of securities pursuant to this section may be conditioned upon the execution and delivery, in a form to be determined by SIPC, of appropriate receipts, supporting affidavits, releases, and assignments. To the extent moneys of SIPC are used to satisfy the claims of customers, in addition to all other rights it may have at law or in equity, SIPC shall be subrogated to the cliams of such customers against the member.

"(d) EFFECT ON CLIAMS.-- Except as otherwise provided in this section, nothing in this section shall limit the right of any person, including any subrogee, to extablish by formal proof or otherwise such claims as such person may have against the member, including claims for the payment of money and the delivery of specific securities, without resort to moneys of SIPC.

"(e) JURISDICTION OF DISTRICT COURTS.-- After SIPC has published notice of the institution of a direct payment procedure under this section, any person aggrieved by any determination of SIPC with respect to his claim under subsection (c) may, within six months following mailing by SIPC of its determination with respect to such claim, seek a final adjudication of such claim. The district courts of the United States shall have original and exclusive jurisdiction of any civil action for the adjudication of such claim, without regard to the citizenship of the parties or the amount in controversy. Any such action shall be brought in the judicial district where the head office of the debtor is located. Any determination of the rights of a customer under subsection (c) shall not prejudice any other right or remedy of the customer against the member.

"(f) DISCONTINUANCE OF DIRECT PAYMENT PROCEDURES.-- If, at any time after the institution of a direct payment procedure with respect to a member, SIPC determines, in its discretion, that continuation of such direct payment procedure is not appropriate, SIPC may cease such direct payment procedure and, upon so doing, may seek a protective decree pursuant to section 5. // 15 USC 78eee. // To the extent payments of cash, distributions of securities, or determinations with respect to the validity of a customer's claim are made under this section, such payments, distributions, and determinations shall be recognized and given full effect in the event of any subsequent liquidation proceeding. Any action brought under subsection (e) and pending at the time of the appointment of a trustee under section 5(b)(3) shall be permanently stayed by the court at the time of such appointment, and the court shall enter an order directing the transfer or removal to it of such suit. Upon such removal or transfer the complaint in such action shall constitute the plaintiff's cliam in the liquidation proceeding, if appropriate, and shall be deemed received by the trustee on the date of his appointment regardless of the date of actual transfer or removal of such action.

"(g) REFERENCES.-- For purposes of this section, any reference to the trustee in section 7(b)(1), 8(d), 8(f), 9(a), 16(5) and 16(12) shall be deemed a reference to SIPC, and any reference to the date of publication of notice under section 8(a) shall be deemed a reference to the publication of notice under this section.".

COMMISSION FUNCTIONS

Sec. 10. Section 11(a) of such Act (15 U.S.C. 78ggg(a)), as redesignated by this Act, is amended by stricking out "or regulations pursuant to section 3(e) and section 9(f)" and inserting "pursuant to section 3(e)(3) and section 13(f)".

EXAMINING AUTHORITY FUNCTIONS

Sec. 11. Section 12 of such Act (15 U.S.C. 78hhh), as redesignated by this Act, is amended--,

(1) by inserting ", or collection agent if a collection agent has been designated pursuant to section 13(a)," immediately after "examining authority" the first place it appears; and

(2) by inserting "or collection agent" immediately after "examining authority" the second place it appears.

FUNCTIONS OF SELF-REGULATORY ORGANIZATIONS

SEC. 12. Section 13 (a) of such Act (15 U.S.C. 78iii(a)), as redesignated by this Act, is amended to read as follows:

"(a) Collection Agent.--Each self-regulatory organization shall act as collection agent for SIPC to collect the assessments payable by all members of SIPC for whom such self-regulatory organization is the examining authority, unless SIPC designates a self-regulatory organization other than the examining authority to act as collection agent for any member of SIPC who is a member of or participant in more than one self-regulatory organization. If the only self-regulatory organization of which a member of SIPC is a member or in which it is a participant is a registered clearing agency that is not the examining authority for the member, SIPC may, nevertheless, designate such registered clearing agency as collection agent for the member or may require that payments be made directly to SIPC. The collection agent shall be obligated to remit to SIPC assessments made under section 4 // 15 USC 78ddd. // only to the extent that payments of such assessment are received by such collection agent. Members of SIPC who are not members of or participants in a self-regulatory organization shall make payments directly to SIPC.".

(b) Section 13 (b) of such Act (15 U.S.C. 78iii(b)), as redesignated by this Act, is amended by inserting "and section 5 (a) (2)" immediately after "section 5 (a) (1)".

(c) Section 13 (c) of such Act (15 U.S.C. 78iii (c)), as redesignated by this Act, is amended to read as follows:

"(c) Inspections.--The self-regulatory organization of which a member of SIPC is a member or in which it is a participant shall inspect or examine such member for compliance with applicable financial responsibility rules, except that--,

"(1) if the self-regulatory organization is a registered clearing agency, the Commission may designate itself as responsible for the examination of such member for compliance with applicable financial responsibility rules; and

"(2) if a member of SIPC is a member of or participant in more than one self-regulatory organization, the Commission, pursuant to section 17 (d) of the 1934 Act,

// 15 USC 78q. //

shall designate one of such self-regulatory organizations or itself as responsible for the examination of such member for compliance with applicable financial responsibility rules.".

(d) Section 13 (f) of such Act (15 U.S.C. 78iii (f)), as redesignated by this Act, is amended to read as follows:

"(f) Financial Condition of Members.--The Commission may, by such rules as it determines necessary or appropriate in the public interest and to carry out the purposes of this Act, require any self-regulatory organization to furnish SIPC with reports and records (or copies thereof) relating to the financial condition of members of or participants in such self-regulatory organization.".

PROHIBITED ACTS

SEC. 13. (a) Section 14 (a) of such Act (15 U.S.C. 78jjj (a)), as redesignated by this Act, is amended--,

(1) by inserting "and penalty" immediately after "interest"; and

(2) by striking out "he" each place it appears and inserting "it" in lieu thereof.

(b) Section 14 (b) of such Act (15 U.S.C. 78jjj (b)), as redesignated by this Act, is amended--,

(1) by inserting "or for whom a direct payment procedure has been initiated" immediately after " Act" each place it appears; and

(2) in the subsection heading, by inserting "or Initiation OF Direct Payment Procedure" immediately after " Trustee".

(c) Section 14 (c) of such Act (15 U.S.C. 78jjj (c)), as redesignated by this Act, is amended to read as follows:

"(c) CONCEALMENT OF ASSETS; FALSE STATEMENTS OR CLAIMS.--,

"(1) SPECIFIC PROHIBITED ACTS.-- Any person who, directly or indirectly, in connection with or in contemplation of any liquidation proceeding or direct payment procedure--,

"(A) employs any device, scheme, or artifice to defraud; "(B) engages in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person; or "(C) fraudulently or with intent to defeat this Act--, (i) conceals or transfers any property belonging to the estate of a debtor; "(ii) makes a false statement or account; "(iii) presents or uses any false claim for proof against the estate of a debtor; "(iv) receives any material amount of property from a debtor; "(v) gives, offers, receives, transfers, or obtains any money or property, remuneation, compensation, reward, advantage, other consideration, or promise thereof, for acting or forebearing to act; "(vi) conceals, destroys, mutilates, falsifies, makes a false intry in, or otherwise falsifies any document affecting or relating to the property or affairs of a debtor; or "(vii) withholds, from any person entitled to its posession, any document, affecting or relating to the property or affairs of a debtor,

shall be fined not more than $50,000 or imprisoned for not more than five years, or both.

"(2) Fraudulent conversion.--Any person who, directly or indirectly steals, embezzles, or fraudulently, or with intent to defeat this Act, abstracts or converts to his own use or to the use of another any of the moneys, securities, or other assets of SIPC, or otherwise defrauds or attempts to defraud SIPC or a trustee by any means, shall be fined not more than $50,000 or imprisoned not more than five years, or both.".

LIABILITY, ADVERTISING, AND OTHER MISCELLANEOUS PROVISIONS

SEC. 14. (a) Section 15 (d) of such Act (15 U.S.C. 78kkk (d)), as redesignated by this Act, is amended--,

(1) by inserting ", officers, or employees" immediately after " Directors"; and

(2) in the subsection heading, by inserting ", Officers, or Employees" immediately after " Directors".

(b) Section 15 (e) of such Act (15 U.S.C. 78kkk (e)), as redesignated by this Act, is amended to read as follows:

"(e) ADVERTISING.-- SIPC shall by bylaw prescribe the manner in which a member of SIPC may display any sign or signs (or include in any advertisement a statement) relating to the protection to customers and their accounts, or any other protections, afforded under this Act. No member may display any such sign, or include in an advertisement any such statement, except in accordance with such bylaws. SIPC may also by bylaw prescribe such minimal requirements as it considers necessary and appropriate to require a member of SIPC to provide public notice of its membership in SIPC.".

(c) Section 15 (b) of such Act of (15 U.S.C. 78kkk (b)), as redesignated by this Act, is repealed, and subsections (c) through (h) of section 15 are redesignated as subsectionsd (b) through (g), respectively.

DEFINITIONS

SEC. 15. Section 16 of such Act (15 U.S.C. 78lll), as redesignated by this Act, is amended to read as follows:

" SEC. 16. DEFINITIONS.

" For purposes of this Act, including the application of the Bankruptcy Act to a liquidation proceeding:

"(1) Bankruptcy Act.--The term ' Bankruptcy Act' means, except where the context indicates otherwise, those provisions of the Bankruptcy Act relating to ordinary bankruptcy (chapters I through VII) as now in effect or as amended from time to time, and includes the rules of bankruptcy procedure promulgated with respect to such provisions, but does not include the provisions of section 60e of the Bankruptcy Act,

// 11 USC 96. //

relating to stockbroker bankruptcies.

"(2) COMMISSION.-- The term ' Commission' means the Securities and Exchange Commission.

"(3) CUSTOMER.-- The term 'customer' of a debtor means any person (including any person with whom the debtor deals as principal or agent) who has a claim on account of securities received, acquired, or held by the debtor in the ordinary course of its business as a broker or dealer from or for the securities accounts of such person for safekeeping, with a view to sale, to cover consummated sales, pursuant to purchases, as collateral security, or for purposes of effecting transfer. The term 'customer' includes any person who has a claim against the debtor arising out of sales or conversions of such securities, and any person who has deposited cash with the debtor for the purpose of purchasing securities, but does not include--,

"(A) any person to the extent that the claim of such person arises out of transactions with a foreign subsidiary of a member of SIPC; or "(B) any person to the extent that such person has a claim for cash or securities which by contract, agreement, or understanding, or by operation of law, is part of the capital of the debtor, or is subordinated to the claims of any or all creditors of the debtors, notwithstanding that some ground exists for declaring such contract, agreement, or understanding void or voidable in a suit between the claimant and the debtor.

"(4) Customer name securities.--The term 'customer name securities' means securities which were held for the account of a customer on the filing date by or on behalf of the debtor and which on the filing date were registered in the name of the customer, or where in the process of being so regisstered pursuant to instructions from the debtor, but does not include securities registered in the name of the customer which, by endorsement or otherwise, were in negotiable form.

"(5) Customer property.--The term 'customer property' means cash and securities (except customer name securities delivered to the customer) at any time received, acquired, or held by or for the account of a debtor from or for the securities accounts of a customer, and the proceeds of any such property transferred by the debtor, including property unlawfully converted. The term 'customer property' includes--,

"(A) securities held as property of the debtor to the extent that the inability of the debtor to meet its obligations to customers for their net equity claims based on securities of the same class and series of an issuer is attributable to the debtor's nocompliance with the requirements of section 15 (c) (3) of the 1934 Act

// 15 USC 78o. //

and the rules prescribed under such

section;

"(B) resources provided through the use or realization of customers' debit cash balances and other customer-related debit items as defined by the Commission by rule; "(C) any cash or securities apportioned to customer property pursuant to section 6 (d);

// 15 USC 78fff. //

and

"(D) any other property of the debtor which, upon compliance with applicable laws, rules, and regulations, would have been set aside or held for the benefit of customers, unless the trustee determines that including such property within the meaning of such term would not significantly increase customer property.

"(6) DEBTOR.-- The term 'debtor means a member of SIPC with respect to whom an application for a protective decree has been filed under section 5 (a) (3)

// 15 USC 78eee. //

or a direct payment procedure has been instituted under section 10 (b).

// 15 USC 78jjj //

"(7) Examining authority.--The term 'examining authority' means, with respect to any member of SIPC (A) the self-regulatory organization which inspects or examines such member of SIPC, or (B) the Commission if such member of SIPC is not a member of or participant in any self-regulatory organization or if the Commission has designated itself examining authority for such member pursuant to section 13 (c).

"(8) Filing date.--The term 'filing date' means the date on which an application for a protective decree is filed under section 5 (a) (3), except that--,

"(A) if a petition was filed before such date by or against the debtor under the Bankruptcy Act,

// 11 USC prec. 1. //

or under chapter X or

XI of such Act,

// 11 USC 501 //

as now in effect or as amended from time to

time, the term 'filing date' means the date on which

such

petition was filed;

"(B) if the debtor is the subject of a proceeding pending in any court or before any agency of the United States or any State in which a receiver, trustee, or liquidator for such debtor has been appointed and such proceeding was commenced before the date on which such application was filed, the term 'filing date' means the date on which such proceeding was commenced; or "(C) if the debtor is the subject of a direct payment procedure or was the subject of a direct payment procedure discontinued by SIPC pursuant to section 10 (f), the term 'filing date' means the date on which notice of such direct payment procedure was published under section 10 (b).

"(9) Foreign subsidiary.--The term 'foreign subsidiary' means any subsidiary of a member of SIPC which as its principal place of business in a foreign country or which is organized under the laws of a foreign country.

"(10) Gross revenues from the securities business.--The term 'gross revenues from the securitites business' means the sum of (but without duplication)--,

"(A) commissions earned in connection with transactions in securities effected for customers as agent (net of commissions paid to other brokers and dealers in connection with such transactions) and markups with respect to purchases or sales of securities as principal; "(B) charges for executing or clearing transactions in securities for other brokers and dealers; "(C) the net realized gain, if any, from principal transactions in seccurities in trading accounts; "(D) the net profit, if any, from the management of or participation in the underwriting or distribution of securities; "(E) interest earned on customers' securitiess accounts; "(F) fees for investment advisory services (except when rendered to one or more registered investment companies or insurance company separate accounts) or account supervision with respect to securities; "(G) fees for the solicitation of proxies with respect to, or tenders or exchanges of, securities; "(H) income from service charges or other surcharges with respect to securities; "(I) except as otherwise provided by rule of the Commission, dividends and interest received on securities in investment accounts of the broker or dealer; "(J) fees in connection with put, call, and other option transactions in securities; "(K) commisssions earned from transactions in (i) certificates of deposit, and (ii) Treasury bills, bankers acceptances, or commercial paper which have a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof, the maturity of which is likewise limited, except that SIPC shall by bylaw include in the aggregate of gross revenues only an appropriate percentage of such commissions based on SIPC's loss experience with respect to such instruments over at least the preceding five years; and "(L) fees and other income from such other categories of the securities business as SIPC shall provide by bylaw.

Such term does not include revenues received by a broker or dealer in connection with the distribution of shares of a registered open end investment company or unit investment trust or revenues derived by a broker or dealer from the sale of variable annuities or from the conduct of the business of insurance.

"(11) Liquidation proceeding.--The term 'liquidation proceeding' means any proceeding for the liquidation of a debtor under this Act in which a trustee has been appointed under section 5 (b) (3).

"(12) Net equity.--The term 'net equity' means the dollar amount of the account or accounts of a customer, to be determined by--,

"(A) calculating the sum which would have been owed by the debtor to such customer if the debtor had liquidated, by sale or purchase on the filing date, all securities positions of such customer (other than customer name securities reclaimed by such customer); minus "(B) any indebtedness of such customer to the debtor on the filing date; plus "(C) any payment by such customer of such indebtedness to the debtor which is made with the approval of the trustee and within such period as the trustee may determine (but in no event more than sixty days after the publication of notice under section 8 (a).

In determining net equity under this paragraph, accounts held by a customer in separate capacities shall be deemed to be accounts of separate customers.

"(13) Persons registered as brokers or dealers.--The term 'persons registered as brokers or dealers' includes any person who is a member of a national securities exchange.

"(14) Protective decree.--The term 'protective decree' means a decree, issued by a court upon application of SIPC under section 5 (a) (3),

// 15 USC 78eee. //

that the customers of a member of SIPC are in need of the protection provided under this Act.

"(15) Security.--The term 'security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, any collateral trust certificate, preorganization certificate or subscription, transferable share, voting trust certificate, certificate of deposit, certificate of deposit for a security, any investment contract or certificate of interest or participation in any profit-sharing agreement or in any oil, gas, or mineral royalty or lease (if such investment contract or interest is the subject of a registration statement with the Commisssion pursuant to the provisions of the Securities Act of 1933),

// 15 USC 77a. //

any certificate of interest or participation in, temporary or interim ccertificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase or sell any of the foregoing, and any other instrument commonly known as a security. The term 'security' does not include any currency, or any commodity or related contract or futures contract, or any warrant or right to subscribe to or purchase or sell any of the foregoing.".

AMENDMENT TO THE SECURITIES EXCHANGE ACT OF 1934

Sec. 16 Section 3 (a) of the Securities Exchange Act of 1934 (15 U. S.C. 78c (a) is amended by adding at the end thereof the following new paragraph:

"(40) The term 'financial responsibility rules' means the rules and regulations of the Commission or the rules and regulations prescribed by any self-regulatory organization relating to financial responsibility and related practices which are designated by the Commission, by rule or regulation, to be financial responsibility rules.".

TABLE OF CONTENTS

SEC. 17. The table of contents of the Securities Investor Protection Act of 1970 (15 U.S.C. 78aaa et seq.) is amended to read as follows:

TABLE OF CONTENTS

" Sec. 1. Short title.

" Sec. 2. Application of Securities Exchange Act of 1934.

" Sec. 3. Securities Investor Protection Corporation.

" Sec. 4. SIPC Fund.

" Sec. 5. Protection of customers.

" Sec. 6. General provisions of a liquidation proceeding.

" Sec. 7. Powers and duties of trustee

" Sec. 8. Special provisions of a liquidation proceeding.

" Sec. 9. SIPC advances.

" Sec. 10. Direct payment procedure.

" Sec. 11. SEC functions.

" Sec. 12. Examining authority functions.

" Sec. 13. Functions of self-regulatory organizations.

" Sec. 14. Prohibited acts.

" Sec. 15. Miscellaneous provisions.

" Sec. 16. Definitions.".

SMALL ISSUE EXEMPTION

SEC. 18. Section 3 (b) of the Securities Act of 1933 (15 U.S.C. 77c(b)) is amended by striking out "$500,000" and inserting in lieu thereof "$1,500,000".

AMENDMENT TO THE SECURITIES EXCHANGE ACT OF 1934

SEC. 18. (a) Section 11 (a) (3) of the Securities Exchange Act of 1934 (15 U.S.C. 78k (a) (3)) is amended by striking out " May 1, 1975" and inserting in lieu thereof " February 1, 1978" and by striking out " May 1, 1978" each place it appears and inserting in lieu thereof " February 1, 1979".

(b) The amendment made by subsection (a) of this section // 15 USC 78k // shall be effective as of May 1, 1978.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 746 (Comm. on Interestate and Foreign Commerce).

SENATE REPORT No. 95 - 763 (Comm. on Banking, Housing, and Urban Affairs).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Nov. 1, considered and passed House.

Vol. 124 (1978): Apr. 26, considered and passed Senate, amended.

May 2, House agreeed to certain Senate amendments; disagreed to Senate amendment No. 8; and disagreed to

Senate

amendment

No. 9 with an amendment.

May 4, Senate insisted on its amendment No. 8; agreed to

House amendment of No. 9 with an amendment.

May 9, House agreed to Senate amendment No. 9; concurred

in Senate amendment of No. 8 with an amendment.

May 10, Senate concurred on Housse amendment of No. 8.

PUBLIC LAW 95-282, 92 STAT. 248

95th CONGRESS, H.J.RES. 859 May 19, 1978
Joint Resolution Making supplemental appropriations for the United States Railway Association for fhe fiscal year ending September 30, 1978, and for other purposes.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the following is appropriated, out of any money in the Treasury not otherwise appropriated, for the fiscal year ending September 30, 1978, and for other purposes, namely:

United States Railway Association ADMINISTRATIVE EXPENSES

For an additional amount for " Administrative Expenses", $13,000,000, to remain available until September 30, 1979.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1083 (Comm. on Approprations).

SENATE REPORT No. 95 - 800 (Comm. on Appropriations).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 27, considered and passed House.

May 11, considered and passed Senate.

PUBLIC LAW 95-281, 92 STAT. 246

95th CONGRESS, S. 661 May 15, 1978
An Act To reinstate the Modoc, wyandotte, Peoria, and Ottawa Indian Tribes of oklahoma as federally supervised and recognized Indian tribes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That (a) // 25 USC 861 // Federal recongnition is hereby extened or confirmed with respect to the Wyandotte Indian Tribe of Oklahoma, the Ottawa Indian Tribe of Oklahoma, a and the Peoria Indian Tribe of Oklahoma, the provisions of the Acts repealed by subsection (b) of this section notwithstanding.

(b) The following Acts are hereby repealed:

(1) the Act of August 1 , 1956 (70 STAT.893; 25 U.S.C. 791 - 807), relating to the Wyandotte Tribe;

(2) the Act of August 2, 1956 (70 Stat. 937; 25 U.S.C. 821 - 826), relating to the Peoria Tribe; and

(3) the Act of August 3, 1956 (70 Stat. 963; 25 U.S.C. 841 - 853), relating to the Ottowa Tribe

(c) There are hereby reinstated all rights and privileges of each of the tribes described in subsection (a) of this section and their members under Federal treaty, statute, or otherwise which may have been diminished or lost pursuant to the Act relaing to them which is repealed by subsection (b) of this section. Nothing contained in this Act shall diminish any rights or privileges enjoyed by each of such tribes or their members now or prior to enactment of such Act, under Federal treaty, statute, or otherwise, which are not inconsistent with the provisions of thei Act.

(d) Except as specifically provided in this Act, nothing contained in this Act shall alter any property rights or obligations, any contractual rights or obligations, including existing fishing rights, or any obligation for taxes already levied.

Sec. 2 (a) (1) The Modoc Indian Tribe of Oklahoma is hereby recognized as a tribe of Indians residing in Oklahoma and the provisions of the Act of June 26, 1936, as amended (49 Stat. 1967; 25 U.S.C. 501 - 509), // 25 USC 861a. // are hereby extended to such tribe and its members. The Secretary of the Interior shall promptly offer the said Modoc Tribe assistance to aid theim in organizing under section 3 of said Act of June 26, 1936 (25 U.S.C. 503).

(2) The provisions of the Act of August 13, 1954 (68 Stat. 718; 25 U.S.C. 564 - 564w), hereafter shall not apply to the Modoc Tribe Olkahoma or its members except for any right to tshare in the proceeds of any claim against the United States as provided in sections 6(c) and 21 of said Act, as amended (25 U.S.C. 564e and 564t).

(3) The Modoc Indian Tribe of Oklahoma shall consist of those Modoc Indians who are direct lineal descendants of those Modocs removed to Indian territory (now Oklahoma) in November 1873, and who did not return to Klamath, Oregon, pursuant to the Act of March 9, 1909 (35 Stat. 751), as determined by the Secretary of the Interior, and the descendants of such Indains who otherwise meet the membership requirements adopted by the tribe.

(b) The Secretary of the Interior shall promptly offer the Ottawa Tribe of Oklahoma and the Peoria Tribe of Oklahoma assistance to aid them in reorganizing under section 3 of the Act of June 26, 1936 (49 Stat. 1967; 25 U.S.C. 503), which Act is re-extended to them and their members by this Act.

(c) The validity of the organization of the Wyandotte Indain Tribe of Oklahoma under section 3 of the Act of June 26, 1936 (49 Statute 1967; 25 U.S.C. 503), and the continued application of said Act to such tribe and its members is hereby confirmed.

Sec. 3. (a) it is hereby declared that enactment of this Act // 25 USC 861b // fulfills the requiremnts of the first proviso in section 2 of the Act of January 2, 1975 (88 Stat. 1920, 1921), with respect to the Wyandotte Tribe of Oklahoma, the Ottawa Tribe of Oklahoma, and the Peoria Tribe of Oklahoma.

(b) It si hereby declared that the organization of the Modoc Tribe of Oklahoma as provided in sec. 3(a) of this Act shall fulfill the requirements of the second proviso in section 2 of the Act of January 2, 1975 (88 Stat. 1920, 1921).

(c) Promptly after organization of the Modoc Tribe of Oklahoma, the Secretary of the Interior shall publish a notice of such fact in the Federal Register including a statement that such organization completes fulfillment of the requirements of the provisos in section 2 of the Act of January 2, 1975 (88 Stat. 1920, 1921), and that the land described in section 1 of said Act is held in trust by the United States for the eight tribes named in said Act.

Sec. 4. // 25 USC 861c. // The Wyandotte, Ottawa, Peoria, and Modoc Tribes of Oklahoma and their members shall be entitled to participate in the programs and services provided by the United States to Indians because of thier status as Indians, including, but not limited to, those under the Act of November 2, 1921 (42 Stat. 208; 25 U.S.C.13), and for purposes of the Act of August 16, 1957 (71 Stat. 370; 42 U.S.C. 2005 - 2005 F). The members of such tribes shall be deemed to be Indains for which hospital and medical care was being provided by or at the expense of the Public Health Service on August 16, 1957.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1019 accompanying H.R. 2497 (Comm. on Interior and Insular Affairs).

SENATE REPORT No. 95 - 574 (Comm. on Indian Affairs).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Nov. 3, considered and passed Senate. Apr. 11, H.R. 2497 considered and passed House; passage vacated; S. 661 passed in lieu with amendment.

Vol. 124 (1978): May 2, Senate concurred in House amendment.

PUBLIC LAW 95-280, 92 STAT. 244

95th CONGRESS, S. 482 May 15, 1978
An Act To direct the Secretary of the Interior to purchase and hold certain lands in trust for the Zuni Indian Tribe of New Mexico, and to confer jurisdiction on the Court of Claims with respect to land claims of such tribe.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That (a) the Secretary of the Interior (herinafter in this Act referred to as the "secretary") shall acquire through purchase or exchange the lands described in subsection (b).

(b) The lands to be acquired under subsection (a) are lands in the State of New Mexico upon which the Zuni Salt Lake is located and which are more particularly described as follows: Lots 3 and 4, east half southwest quarter, west half southeast quarter, section 30, township 3 north, range 18 west, lots 1 and 2, east half northwest quarter, wast half northeast quarter, section 31, township 3 north, range 18 west, southeast quarter southeast quarter, section 25, and east half northeast quarter, section 36, township 3 north, range 19 west, all of the New Mexico principal meridian, New Mexico, containing approximately 618.41 acres more or less.

(c) Title to the lands to be acquired under subsection (a) shall be taken and held in trust in the name of the United States for the benefit of the Zuni Indian Tribe of New Mexico (hereinafter in this Act referred to as the "tribe"), and such lands shall be exempt from State and local taxation.

Sec. 2. (a) Notwithstanding sections 2401 and 2501 of title 28, United States Code, and section 12 of the Act of August 13, 1946 (60 Stat. 1052; 25 U.S.C. 70k), jurisdiction is hereby conferred upon the United States Court of Claims to hear, determine, and render judgment on any claims of the Zuni Indian Tribe of New Mexico against the United States with respect to any lands or interests therin in the State of New Mexico or the State of Arizona held by aboriginal title or otherwise which were acquired from the tribe without payment of adequate compensation by the United States: Provided, That jurisdiction is conferred only with respect to claims accruing on or before August 13, 1946, and all such claims must be filed within three years after approval of this Act. Such jurisdiction is conferred notwithstanding any failure of the tribe to exhaust any available administrative remedies.

(b) (1) Any award made to any Indian tribe other than the Zuni Indian Tribe of New Mexico before, on, or after the date of the enactment of this Act, under any judgment of the Indian Claims Commission or any other authority, with respect any lands that are the subject of a claim submitted by the tribe under subsection (a) shall not be considered as a defense, estoppel, or setoff to such claim, and shall not otherwise affect the entitlement to, or amount of, any relief with respect to such claim.

(2) Any award made to the tribe pursuant to subsection (a) shall not be considered as a defense, estoppel, or setoff to the claims pending before the Indian Claims Commission on the date of the enactment of this Act in docket 196 (filed August 3, 1951) and docket 229 (filed August 8, 1951), and shall not otherwise affect the entitlement to, or amount of, any relief with respect such claims.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 953 accompanying H.R. 3787 (Comm. on Interior and Insular Affairs). SENATE REPORT No. 95 - 111 (Comm. on Indian Affairs).

CONGRESSIONAL RECORD:

Vol. 123 (1977): May 3, considered and passed Senate.

Vol. 124 (1978): Apr. 18, considered and passed House, amended in lieu of H.R. 3787.

May 2, Senate concurred in House amendment.

PUBLIC LAW 95-279, 92 STAT. 240

95th CONGRESS, H.R. 6782 MAY 15, 1978
An Act To provide energency assistance to producers of wheat, feed grains, and upland cotton, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled,

TITLE I--PRICE SUPPORT FOR PRODUCERS OF WHEAT, FEED GRAINS, AND UPLAND COTTON

Sec. 101. Section 1001 of the Food and Agriculture Act of 1977 is amended // 7 USC 1309 // by inserting "(a)" after the section designation and adding a new subsection (b) as follows:

"(b) Notwithstanding any other provision of law, whenever a set-aside is in effect for one or more of the 1978 through 1981 crops of wheat, feed grains, and upland cotton, the Secretary may increase the established price for any such commodity by the amount the Secretary determines appropriate to compensate producers for participation in such set-aside. In determining the amount of any such increase, the Secretary shall take into account changes in the cost of production resulting from participation in the set-aside involved. If the established price is increased for any commodity for which a set-aside is in effect, the Secretary may increase the established price for any other commodity in such amount as the Secretary determines necessary for effective operation of the program. The Secretary shall adjust any increase in the established price to reflect, in whole or in part, any land diversion payments for the crop for which an increase is determined.".

Sec. 102. Effective only with respect to the 1978 through 1981 crops of upland cotton, section 103(f) of the Agricultural Act of 1949 is amended // 7 USC 1444. // by striking out the first sentence of paragraph (1) and inserting in lieu thereof the following: " The Secretary shall, upon presentation of warehouse receipts reflecting accrued storage charges of not more than sixty days, make available for the 1978 through 1981 crops of upland cotton to cooperators nonrecourse loans for a term of ten months from the first day of the month in which the loan is made at such level as will reflect for Strict Low Middling one and one-sixteenth inch upland cotton (micronaire 3.5 through 4.9) at average location in the United States the smaller of (i) 85 percent of the average price (weighted by market and month) of such quality of cotton as quoted in the designated United States spot markets during three years of the five-year period ending July 31 in the year in which the loan level is announced, excluding the year in which the average price was the highest and the year in which the average price was the lowest in such period, or (ii) 90 percent of the average, for the fifteen-week period beginning July 1 of the year in which the loan level is announced, of the five lowest priced growths of the growths quoted for Strict Mddling one and one-sixteenth inch cotton C.I.F. Northern Europe (adjusted downward by the average difference during the period April 15 through October 15 of the year in which the loan is announced between such average Northern Europe price quotation of such quality of cotton and the market quotations in the designated United States spot markets for Strict Low Middling one and one-sixteenth inch cotton (micronaire 3.5 through 4.9)): Provided, That in no event shall such loan level be less than 48 cents per pound. If for any crop the average Northern Europe price determined under clause (ii) of the first snetence of this paragraph is less than the average United States spot market price determined under clause (i) of the first sentence of this paragraph, the Secretary may, nothwithstanding the foregoing provisions of this paragraph, increase the loan level to such level as the Secretary may deem appropriate, not in excess of the average United States spot market price determined under clause (i) of the first sentence of this paragraph.".

Sec. 103. Sections 101 and 102 of this title // 7 USC 1309 // shall become effective October 1, 1978, and any producers who, prior to such date, receive loans and payments on the 1978 crop of the commodity as computed under the Agricultural Act of 1949, // 7 USC 1421 // as amended by the Food and Agriculture Act of 1977, may elect after September 30, 1978, to receive loans and payments as computed under this title.

TITLE II-- AGRICULTURAL COMMODITIES UTILIZATION PROGRAM

Sec. 201. Title I of the Agricultural Act of 1949 is amended by addiding at the end thereof a new section 112 as follows:

" AGRICULTURAL COMMODITIES UTILIZATION PROGRAM

" Sec. 112. Notwithstanding any other provision of this Act--, // 7 USC 1445g. //

"(a) The Secretary may permit, subject to such terms and conditions as the Secretary may prescribe, all or any part of the acreage set aside or diverted from the production of a commodity for any crop year under this title to be devoted to the production of any commodity (other than the commodities for which acreage is being set aside or diverted) for conversion into industrial hydrocarbons and blending with gasoline or other fossil fuels for use as motor or industrial fuel, if the Secretary determines that such production is desirable in order to provide an adequate supply of commodities for such purpose, is not likely to increase the cost of the price support programs, and will not adversely affect farm income.

"(b)(1) During any year in which there is no set-aside or diversion of acreage under this title, the Secretary may formulate and administer a program for the production, subject to such terms and conditions as the Secretary may prescribe, of commodities for conversion into industrial hydrocarbons and blending with gasoline or other fossil fuels for use as motor or industrial fuel, if the Secretary determines that such production is desirable in order to provide an adequate supply of commodities for such purpose, is not likely to increase the cost of the price support programs, and will not adversely affect farm income. Under the program, producers of wheat, feed grains, upland cotton, and rice shall be paid incentive payments to devote a portion of their acreage to the production of commodities for conversion into industrial hydrocarbons and blending with gasoline or other fossil fuels for use as motor or industrial fuel.

"(2) The payments under this subsection shall be at such rate or rates as the Secretary determines to be fair and reasonable, taking into consideration the participation necessary to ensure an adequate supply of the agricultural commodities for conversion into industrial hydrocarbons and blending with gasoline or other fossil fuels for use as motor or industrial fuels.

"(3) The Secretary may issue such regulations as the Secretary deems necessary to carry out the provisions of this subsection.

"(4) There are authorized to be appropriated such sums as may be necessary to carry out the provisions of this subsection.

"(5) The provisions of this subsection shall become effective October 1, 1978.".

TITLE III-- INCREASE IN THE BORROWING AUTHORITY OF THE COMMODITY CREDIT CORPORATION

Sec. 301. (a) Section 4(i) of the Commodity Credit Corporation Charter Act (15 U.S.C. 714b(i)) is amended by striking out "$14,500,000,000" and inserting in lieu thereof "$25,000,000,000".

(b) Section 4 of the Act of March 8, 1938 (15 U.S.C. 713a-4), is amended by striking out "$14,500,000,000" and inserting in lieu thereof "$25,000,000,000".

(c) // 15 USC 714b // The increase in the borrowing authority of the Commodity Credit Corporation made by this section shall be effective only to the extent provided in appropriation Acts.

(d) The provisions of this section // 15 USC 713a-4 // shall become effective October 1, 1978.

TITLE IV-- RAISIN MARKETING ORDERS

Sec. 401. // 7 USC 608c. // (a) Effective October 1, 1978, section 8c(6)(I) of the Agricultural Adjustment Act, as reenacted and amended by the Agricultural Marketing Agreement Act of 1937, is amended by--,

(1) inserting "raisins," after "apples,"; and

(2) inserting ", raisins," after "with respect to almonds".

(b) // 7 USC 608c // Within a period of sixty days following the second anniversary of the implementation of this section, the Secretary of Agriculture shall submit to the Committee on Agriculture of the House of Representatives and to the Committee on Agriculture, Nutrition, and Forestry of the Senate a report that shall describe in detail how this section has been implemented including, but not limited to, information as to the issuance or amendment of any affected order, the annual amount of assessments collected, in the aggregate and by size and class of handler, the manner in which such assessments were collected, the amount of direct expenditures credited against the pro rata expense assessment obligations of each handler, and the purpose to which such assessments and such direct expenditures of each such handler were devoted.

LEGISLATIVE HISTORY:

HOUSE REPORTS: No. 95 - 641 (Comm. on Agriculture), No. 95 - 1044 (Comm. of Conference), and No. 95 - 1103 (comm. of Conference).

SENATE REPORTS: No. 95 - 699 (Comm. on Agriculture, Nutrition, and Forestry) and No. 95 - 705 (Comm. on Appropriations).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Oct. 31, considered and passed House.

Vol. 124 (1978): Mar. 21, considered and passed Senate, amended, in lieu of S. 2481. Apr. 10, Sneate agreed to conference report. Apr. 12, House rejected conference report. May 2, Senate agreed to second conference report. May 4, House agreed to second conference report.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS: Vol. 14, No. 20 (1978): May 15, Presidential statement.

PUBLIC LAW 95-278, 92 STAT. 237

95th CONGRESS, S. 917 MAY 12, 1978
An Act To provide for conveyance of certain lands adjacent to the Gund Ranch, Grass Valley, Nevada, to the University of Nevada.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Secretary of the Interior is authorized to convey to the University of Nevada upon its application the following lands located in the State of Nevada, or any portion thereof, under the provisions of the Act of June 14, 1926, as amended (44 Stat. 741, as amended; 43 U.S.C. 869), but notwithstanding the acreage limitations in subsection (b) (ii) or the limitation on disposition in the last sentence of subsection (c) of the first section of that Act:

1. East half southwest quarter, section 7, township 24 north, range 48 east, 80 acres;

2. Southeast quarter northwest quarter, section 7, township 24 north, range 48 east, 40 acres;

3. South half northeast quarter, section 7, township 24 north, range 48 east, 80 acres;

4. South half northwest quarter, section 8, township 24 north, range 48 east, 80 acres;

5. South half southeast quarter, section 8, township 24 north, range 48 east, 80 acres;

6. West half, section 16, township 24 north, range 48 east, 320 acres;

7. West half southeast quarter, section 16, township 24 north, range 48 east, 80 acres;

8. Southwest quarter northeast quarter, section 16, township 24 north, range 48 east, 40 acres;

9. Entire, section 17, township 24 north, range 48 east, 640

acres;

10. Northeast quarter northwest quarter, section 18, township 24 north, range 48 east, 40 acres;

11. North half northeast quarter, section 18, township 24 north, range 48 east, 80 acres;

12. Northwest quarter northwest quarter, section 20, township 24 north, range 48 east, 40 acres;

13. East half northwest quarter, section 20, township 24 north, range 48 east, 80 acres;

14. East half, section 20, township 24 north, range 48 east, 320 acres;

15. West half, section 21, township 24 north, range 48 east, 320 acres;

16. West half northeast quarter, section 21, township 24 north, range 48 east, 80 acres;

17. Northwest quarter southeast quarter, section 21, township 24 north, range 48 east, 40 acres;

18. West half, section 28, township 24 north, range 48 east, 320 acres;

19. East half, section 29, township 24 north, range 48 east, 320 acres;

20. South half northwest quarter, section 4, township 23 north, range 48 east, 80 acres;

21. Southwest quarter, section 4, township 23 north, range 48 east, 160 acres;

22. West half southwest quarter, section 5, township 23 north, range 48 east, 80 acres;

23. Southwest quarter northwest quarter, section 5, township 23 north, range 48 east, 40 acres;

24. East half southeast quarter, section 7, township 23 north, range 48 east, 80 acres;

25. West half west half, section 8, township 23 north, range 48 east, 160 acres;

26. East half east half, section 8, township 23 north, range 48 east, 160 acres;

27. Southwest quarter, section 9, township 23 north, range 48 east, 160 acres;

28. South half northwest quarter, section 9, township 23 north, range 48 east, 80 acres;

29. Northwest quarter northwest quarter, section 9, township 23 north, range 48 east, 40 acres;

30. West half, section 16, township 23 north, range 48 east, 320 acres;

31. East half east half, section 17, township 23 north, range 48 east, 160 acres;

32. West half west half, section 17, township 23 north, range 48 east, 160 acres;

33. East half, section 18, township 23 north, range 48 east, 320 acres;

34. Lots 3 and 4, east half, southwest quarter, section 19, township 23 north, range 48 east, 110.79 acres;

35. West half southeast quarter, section 19, township 23 north, range 48 east, 80 acres;

36. Northeast quarter, section 19, township 23 north, range 48 east, 160 acres;

37. West half northwest quarter, section 20, township 23 north, range 48 east, 80 acres;

38. East half southwest quarter, section 20, township 23 north, range 48 east, 80 acres;

39. Southeast quarter, section 20, township 23 north, range 48 east, 160 acres;

40. East half northeast quarter, section 20, township 23 north, range 48 east, 80 acres;

41. West half west half, section 21, township 23 north, range 48 east, 160 acres;

42. Northeast quarter, section 29, township 23 north, range 48 east, 160 acres;

43. West half southeast quarter, section 29, township 23 north, range 48 east, 80 acres;

44. West half, section 29, township 23 north, range 48, east 320 acres;

45. Entire, section 30, township 23 north, range 48 east, 542.28 acres;

46. Entire, section 31, township 23 north, range 48 east, 543.44 acres;

47. Northwest quarter, section 32, township 23 north, range 48 east, 160 acres.

Sec. 2. No conveyance shall be made under this Act unless application therefor by the University of Nevada is received by the Secretary of the Interior within one year of the effective date of this Act.

Sec. 3. The land conveyed by this Act shall be used for the establishment and operation of a rangeland research station and for the conduct of associated experimental range management and improvement programs. The patent or other document of conveyance issued pursuant to this Act shall incorporate the limitation set forth in this section and shall provide that title to the land shall revert to the United States if the land is used for any other purpose.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1006 (Comm. on Interior and Insular Affairs).

SENATE REPORT No. 95 - 521 (Comm. on Energy and Natural Resources).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Oct. 27, considered and passed Senate.

Vol. 124 (1978): May 1, considered and passed House.

PUBLIC LAW 95-277, 92 STAT. 236

95th CONGRESS, S. 2220 MAY 12, 1978
An Act To authorize the Secretary of the Treasury to designate an Assistant Secretary to serve in his place as a member of the Library of Congress Trust Fund Board.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the first paragraph of the first section of the Act entitled " An Act to create a Library of Congress Trust Fund Board, and for other purposes", approved March 3, 1925 (2 U.S.C. 154), is amended by inserting after " Secretary of the Treasury" the following: "(or an Assistant Secretary designated in writing by the Secretary of the Treasury)".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1067 (Comm. on House Administration).

SENATE REPORT No. 95 - 616 (Comm. on Rules and Administration).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Jan. 27, considered and passed Senate.

May 1, considered and passed House.

PUBLIC LAW 95-276, 92 STAT. 235

94th CONGRESS, S.J. RES. 108 MAY 10, 1978
Joint Resolution To provide for the appointment of Anne Legendre Armstrong as citizen regent of the Board of Regents of the Smithsonian Institution.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the vacancy in the Board of Regents of the Smithsonian Institution, of the class other than Members of Congress, casused by the resignation of Robert Francis Gohenn of New Jersey on May 14, 1977, be filled by the appointment of Anne Legendre Armstrong of Tesax for the staturoty term of six years.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 1066 (Comm. on House Administration)

SENATE REPORT No. 95 - 664 (Comm. on Rules and Administration).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Mar. 6, considered and passed Senate.

May 1, considered and passed House.

PUBLIC LAW 95-275, 92 STAT. 234

94th CONGRESS, S.J. RES. 107 MAY 10, 1978
Joint Resolution To provide for the reappointment of John Paul Austin as a citizen regent of the Board of Regents of the Smithsonian Institution.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the vacancy in the Board of Regents of the Smithsonian Insitution, of the class other than Members of Congress, which will occur by the expiration of the term of John Paul Austin of Georgia on May 11, 1978 be filled by the reappointment of the present incumbent for the statutory term of six years.

LEGISLATIVE HISTORY:

HOUSE REPORT NO. 95 - 1065 (Comm. on House Administration).

SENATE REPORT No. 95 - 663 (Comm. on Rules and Administration).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Mar. 6, considered and passed Seante.

May 1, considered and passed House.

PUBLIC LAW 95-274, 92 STAT. 233

95th CONGRESS, S.J. RES. 106 MAY 10, 1978
Joint Resolution To provide for the reappointment of A. Leon Higginbotham, Junior, as a citizen regent of the Board of Regents of the Smithsonian Institution.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the vacancy in the Board of Regents of the Smithsonian Institution, of the class other than Members of Congress, which will occur by the expiration of the term of A. Leon Higginbotham, Junior, of Pennsylvania on May 11, 1978, be filled by the reappointment of the present incumbent for the statutory term of six years.

LEGISRATIVE HISTORY:

HOUSE REPORT No. 95 - 1064 (Comm. on House Administration).

SENATE REPORT No. 95 - 662 (Comm. on Rules and Administration)

CONGRESSIONAL RECORD, Vol. 124 (1978):

Mar. 6, considered and passed Senate.

May 1, considered and passed House.

PUBLIC LAW 95-273, 92 STAT. 228, NATIONAL OCEAN POLLUTION RESEARCH AND DEVELOPMENT AND MONITORING PLANNING ACT OF 1978

95th CONGRESS, S. 1617 May 8, 1978
An Act To establish a program of ocean pollution research, development, and monitoring, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act // 33 USC 1701 // may be cited as the " National Ocean Pollution Research and Development and Monitoring Planning Act of 1978".

SEC. 2. // 33 USC 1701. // FINDINGS AND PURPOSES.

(a) Findings.--The Congress finds and declares the following:

(1) Man's activities in the marine environment can have a profound short-term and long-term impact on such environment and greatly affect ocean and coastal resources therein.

(2) There is a need to establish a comprehensive Federal plan for ocean pollution research and development and monitoring, with particular attention being given to the inputs, fates, and effects of pollutatnts in the marine environment.

(3) Man will increasingly be forced to rely on ocean and coastal resources as other resources are depleted. Our ability to protect, preserve, develop, and utilize these ocean and coastal resources is directly related to our understanding of the effects which ocean pollution has upon such resources.

(4) Numerous departments, agencies, and instrumentalities of the Federal Government sponsor, support, or fund activities relating to ocean pollution research and development and monitoring. However, such activities are often uncoordinated and can result in unnecessary duplication.

(5) Better planning and more effective use of available funds, personnel, vessels, facilities, and equipment is the key to effective Federal action regarding ocean pollution research and development and monitoring.

(b) Purposes.--It is therefore the purpose of the Congress in this Act--,

(1) to establish a comprehensive 5-year plan for Federal ocean pollution research and development and monitoring programs in order to provide planning for, coordination of, and dissemination of information with respect to such programs within the Federal Government;

(2) to develop the necessary base of information to support, and to provide for, the rational, efficient, and equitable utilization, conservation, and development of ocean and coastal resources; and

(3) to designate the National Oceanic and Atmospheric Administration as the lead Federal agency for preparing the plan referred to in paragraph (1) and to require the Administration to carry out a comprehensive program of ocean pollution research and development and monitoring under the plan.

SEC. 3. // 33 USC 1702. // DEFINITIONS.

As used in this Act, unless the context otherwise requires--,

(1) The term " Administration" means the National Oceanic and Atmospheric Administration.

(2) The term " Administrator" means the Administrator of the Administration.

(3) The term " Director" means the Director of the Office of Science and Technology Policy in the Executive Office of the President.

(4) The term "marine environment" means the coastal zone (as defined in section 304 (1) of the Coastal Zone Management Act of 1972 (16 U.S.C. 1453 (1))); the seabed, subsoil, and waters of the territorial sea of the United States; the waters of any zone over which the United States asserts exclusive fishery management authority; the waters of the high seas; and the seabed and subsoil of and beyond the Outer Continental Shelf.

(5) The term "ocean and coastal resource" has the same meaning as is given such term in section 203 (7) of the National Sea Grant Program Act (33 U.S.C. 1122 (7)).

(6) The term "ocean pollution" means any short-term or long-term change in the marine environment.

SEC. 4. // 33 USC 1703. // COMPREHENSIVE FEDERAL PLAN RELATING TO OCEAN POLLUTION.

(a) Lead Agency for Plan.--The Administrator, in consultation with the Director and other appropriate Federal officials having authority over ocean pollution research and development and monitoring programs, shall prepare, in accordance with this section, a comprehensive 5-year plan (hereinafter in this Act referred to as the " Plan") for the overall Federal effort in ocean pollution research and development and monitoring. The Plan shall be prepared and submitted to Congress and the President on or before February 15, 1979, and a revision of the Plan shall be prepared and so submitted by February 15 of each odd-numbered year occurring after 1979.

(b) Content of Plan.--The Plan shall contain, but need not be limited to, the following elements:

(1) Assessment and ordering of national needs and problems. --The Plan shall--,

(A) identify those national needs and problems, which relate to specific aspects of ocean pollution (including, which not limited to, the effects of ocean pollution on the economic, social, and environmental values of ocean and costal resources), which exist and will arise during the Plan period; (B) establish the priority, based upon the value and cost of information which can be obtained from specific ocean pollution research and development and monitoring problem and projects, in which such needs should be met, and such problems should be solved, during the plan period; and (C) contain, if pursuant to the preparagion of any revision of the Plan required under subsection (a) it is determined that any national need or problem or priority set forth in the proceeding version of the Plan should be changed, a detailed explanation of the reasons for the change.

(2) EXISTING federal capability.--The Plan shall contain--,

(A) a detailed listing of all existing Federal

programs

relating to ocean pollution research and development

and

monitoring (including, but not limited to, general

research on

marine ecosystems), which listing shall include, with

respect

to each such program--,

(i) a catalogue of the Federal personnel, facilities, vessels and other equipment currently assigned to, or used for, the program, and (ii) a detailed description of the existing goals and costs of the program, including, but not limited to, a categorical breakdown of the funds currently being expended, and planned to be expanded, to conduct the program; and (B) an analysis of the extent to which each such program if continued on the basis and at the funding level described pursuant to subparagraph (A) (ii), will assist in meeting the priorities set forth pursuant to paragraph (1)(B) during the Plan period.

(3) Policy RECOMMENDATIONS. --If it is determined, as a result of the analysis required to be made under paragraph (2) (B), that the priorities set forth pursuant to paragraph (1) (B) will not be adequately met during the Plan period using the existing Federal capability described pursuant to paragraph (2) (A), the Plan shall contain those recommendations for changes in the overall Federal effort in ocean pollution research and development and monitoring which would ensure that those priorities are adequately met during the Plan period. Such recommendations may include, but need not be limited to--,

(A) changes in the goals to be achieved under various existing Federal ocean pollution reseach and dvelopment and monitoring programs; (B) suggested increases and decreases in the funding for any such existing program consistent with the extent to which such program contributes to the meeting of such priorities; (C) specific proposals for interagency cooperation in cases in which the pooling of the resources of two or more Federal departments, agencies, or instrumentalities under existing programs could further efforts to meet such priorities or would eliminate duplication of effort; and (D) suggested legislation to establish new Federal programs considered to be necessary if such priorities are to be met.

(4) Budget review.--The Plan shall contain a description of actions taken by the Administrator and the Director to coordinate the budget review process for the purpose of ensuring interagency coordination and cooperation in (A) the carrying out of Federal ocean pollution research and development and monitoring programs; and (B) eliminating unnecessary duplication of effort among such programs.

(c) For purposes of this section, the term " Plan period" means--,

(1) with respect to the Plan as required to be submitted on February 15, 1979, the period of 5 fiscal years beginning on October 1, 1978; and

(2) with respect to each revision of the Plan, the period of 5 fiscal years beginning on October 1 of the year before the year in which the revision is required to be prepared under subsection (a).

SEC. 5. // 33 USC 1704. // COMPREHENSIVE OCEAN POLLUTION PROGRAM IN THE ADMINISTRATION.

(a) Establishment of Program.--The Administrator shall establish within the Administration a comprehensive, coordinated, and effective ocean pollution research and development and monitoring program. The Administrator shall carry out all projects and activities under the program in a manner consistent with the Plan.

(b) Content of the Program.--The program required to be established under subsection (a) shall include, but not be limited to--,

(1) all projects and activities relating to ocean pollution research and development and monitoring for which the Administrator has responsibility under provisions of law (including, but not limited to, title II of the Marine Protection, Research, and Sanctuaries Act of 1972 (33 U.S.C. 1441 - 1444)) other than paragraph (2);

(2) such projects and activities addressed to the priorities set forth in the Plan pursuant to section 4 (b) (1) (B) that can be appropriately conducted within the Administration; and

(3) the provision of financial assistance under section 6.

SEC. 6. // 33 USC 1705. // FINANCIAL ASSISTANCE.

(a) Grants and Contracts.--The Administrator may provide financial assistance in the form of grants or contracts for research and development and monitoring projects or activities which are needed to meet priorities set forth in the Plan pursuant to section 4 (b) (1) (B), if such priorities are not being adequately addressed by any Federal department, agency, or instrumentality.

(b) Applications for Assistance.--Any person, including institutions of higher education and departments, agencies, and instrumentalities of the Federal Government or of any State or political subdivision thereof, may apply for financial assistance under this section for the conduct of projects and activities described in subsection (a), and, in addition, specific proposals may be invited. Each application for financial assistance shall be made in writing in such form and manner, and contain such information, as the Administrator may require. The Administrator may enter into contracts under this section without regard to section 3709 of the Revised Statutes of the United States (41 U.S.C. 5).

(c) Existing Programs.--The projects and activities supported by grants or contracts made or entered into under this section shall, to the maximum extent practicable, be administered through existing Federal programs (including, but not limited to, the National Sea Grant Program) concerned with ocean pollution research and development and monitoring.

(d) Action by Administrator.--The Administrator shall act upon each application for a grant or contract under this section within six months after the date on which all required information is received by the Administrator from the applicant. Each grant made or contract entered into under this section shall be subject to such terms and conditions as the Secretary deems necessary in order to protect the interests of the United States. The total amount paid pursuant to any such grant or contract may, in the discretion of the Administrator, be up to 100 percent of the total cost of the project or activity involved.

(e) Records.--Each recipient of financial assistance under this section shall keep such records as the Administrator shall prescribe, including records which fully disclose the amount and disposition by such recipient of the proceeds of such assistance, the total cost of the project or activity in connection with which such assistance was given or used, the amount of that portion of the cost of the project or activity which was supplied by other sources, and such other records as will facilitate an effective audit. Such records shall be maintained for three years after the completion of such project or activity. The Administrator and the Comptroller General of the United States, or any of their duly authorized representatives, shall have access, for the purpose of audit and examination, to any books, documents, papers, and records of receipts which, in the opinion of the Administrator or of the Comptroller General, may be related or pertinent to such financial assistance.

SEC. 7. // 33 USC 1706. // INTERAGENCY COOPERATION.

The head of each department, agency, or other instrumentality of the Federal Government which is engaged in or concerned with, or which has authority over, programs relating to ocean pollution research and development and monitoring--,

(1) shall cooperate with the Administrator in carrying out the purposes of this Act;

(2) may, upon written request from the Administrator or Director, make available to the Administrator or Director, on a reimbursable basis or otherwise, such personnel (with their consent and without prejudice to their position and rating), services, or facilities as may be necessary to assist the Administrator or the Director to achieve the purposes of this Act; and

(3) shall, upon a written request from the Administrator or Director, furnish such data or other information as the Adminnistrator or Director deems necessary to fulfill the purposes of this Act.

SEC. 8. // 33 USC 1707. // DISSEMINATION OF INFORMATION.

The Administrator shall ensure that the results, findings, and information regarding ocean pollution research and development and monitoring programs conducted or sponsored by the Federal Government be disseminated in a timely manner, and in useful forms, to relevant departments, agencies, and instrumentalities of the Federal Government, and to other persons having an interest in ocean pollution research and development and monitoring.

SEC. 9. // 33 USC 1708. // EFFECT ON OTHER LAWS.

Nothing in this Act shall be construed to amend, restrict, or otherwise alter the authority of any Federal department, agency, or instrumentality, under any law, to undertake research and development and monitoring relating to ocean pollution.

SEC. 10. // 33 USC 1709. // AUTHORIZATION OF APPROPRIATIONS.

There are authorized to be appropriated to the Administration for the purposes of carrying out this Act not to exceed $5,000,000 for the fiscal year ending September 30, 1979.

LEGISLATIVE HISTORY:

HOUSE REPORTS: No. 95 - 626 pt. 1 (Comm. on Science and Technology) and 95 - 626 pt. 2 (Comm. on Merchant Marine and Sisheries).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Aug. 3, considered and apssed Senate.

Vol. 124 (1978): Feb. 28, considered and passed House, amended.

April 24, Senate agreed to House amendment.

PUBLIC LAW 95-272, 92 STAT. 222, WHITE HOUSE CONFERENCES ON ARTS AND HUMANITIES

95th CONGRESS, H.J. RES. 649 MAY 3, 1978
Joint Resolution To authorize the President to call a White House Conference on the Arts, and to authorize the President to call a White House Conference on the Humanities.

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled,

TITLE I--WHITE HOUSE CONFERENCE ON THE ARTS SHORT TITLE

Sec. 101. This title may be referred to as the "1979 White House Conference on the Arts Act". // 20 USC 951. //

FINDINGS

Sec. 102. // 20 USC 951. // The Congress hereby finds and declares--,

(1) that the development and encouragement of arts activity in the United States are of the utmost importance to the Nation's life and heritage;

(2) that concern for the quality of life in the United States requires constant dedication, planning, and reflection on the state of the arts in the Nation;

(3) that the arts have an increasingly significant impact on the economic sector of our society;

(4) that it is appropriate to encourage the maximum and broadest participation by the Nation's citizenry, including, but not limited to, artists, knowledgeable citizens and other interested persons, representatives of State and local governments, labor, agriculture, business and industry, educators (including art educators) and experts in all fields of the arts, in the process of insuring needed support for the arts among all parties concerned at Federal, State, and local levels; and

(5) that in order to implement these findings, it is desirable to call a White House Conference on the Arts.

WHITE HOUSE CONFERENCE ON THE ARTS

Sec. 103. // 20 USC 951. // (a) The President shall call a White House Conference on the Arts to be held no later than December 31, 1979. The purposes of the Conference shall be to help develop a climate in which the arts can flourish, and recommendations to formulate an assessment of problems and issues relating to the arts, and to develop recommendations relating to the appropriate growth of the arts in all parts of the Nation.

(b) The Conference shall be planned and conducted under the direction of a Presidentially appointed National Conference Planning Council on the Arts headed by a Chairman (appointed by the President) from among the members of the Council. Each department and agency of the Federal Government shall provide such cooperation and assistance to the Council, including the assignment of personnel; as may reasonably be required by the Council.

NATIONAL CONFERENCE PLANNING COUNCIL ON THE ARTS

Sec. 104. // 20 USC 951. // (a) There is hereby established a National Conference Planning Council on the Arts. The Council shall be composed of 15 members appointed by the President. The Council shall provide guidance and planning for the Conference.

(b) (1) Any member of the Council who is otherwise employed by the Federal Government shall serve without compensation in addition to compensation received in his regular employment.

(2) Members of the Council, other than any member referred to in paragraph (1), shall receive pay at rates not to exceed the daily rate in effect for GS-18 in section 5332 of title 5, United States Code, for each day they are engaged in the performance of their duties (including time engaged in travel). While so serving away from their homes or regular places of business, such members shall be allowed travel expenses, including per diem in lieu of subsistence, in the same manner as authorized in section 5703 of title 5, United States Code, for persons in Government service employed intermittently.

(c) The Council shall cease to exist 180 days, unless extended by the President, but in no event a period not to exceed one year, after the submission of the report required in section 105.

REPORT

Sec. 105. // 20 USC 951. // A report of the Conference shall be submitted by the Council to the President and to the Congress no later than 180 days following the date on which the Conference is called and shall include recommendations for any legislative action necessary to implement the recommendations in the required report. The report shall immediately be made available to the public.

ADMINISTRATIVE PROVISIONS

Sec. 106. In carrying out the provisions of this title, // 20 USC 951. // the Council and the Chairman shall--,

(1) request the cooperation and assistance of such other Federal departments and agencies as may be appropriate, including Federal advisory bodies having responsibilities in areas affecting the arts;

(2) render all reasonable assistance, including financial assistance, to the States in enabling them to organize and conduct conferences on the arts before the Conference;

(3) prepare and make available necessary background materials for the use of delegates to the Conference;

(4) prepare and distribute such interim reports of the Conference as may be appropriate; and

(5) appoint such individuals as may be necessary without regard to the provisions of title 5, United States Code, governing appointments in the competitive civil service, and without regard to chapter 51 and subchapter III of chapter 53 of such title

// 5 USC 5101, 5331. //

relating to classification and General Schedule pay rates, but at rates of pay not to exceed the rate prescribed for GS-18 in section 5332 of such title.

GRANTS

Sec. 107. // 20 USC 951. // From any sums appropriated under section 108, the Chairman, with the approval of the Council, may make a grant to each State, upon application by the State arts agency of the State, in order to assist in defraying the costs of the State in participating in the Conference program, including the conduct of at least one conference within the State: Provided, That broad and maximum public participation is assured by such State arts agency which would include, but not be limited to, artists, knowledgeable citizens and other interested persons, representatives of State and local government, labor, agriculture, business and industry, educators (including art educators), and experts in all fields of the arts.

AUTHORIZATION OF APPROPRIATIONS

Sec. 108. // 20 USC 951. // There are authorized to be appropriated such sums as may be necessary to carry out the provisions of this title.

DEFINITIONS

Sec. 109. // 20 USC 951. // For purposes of this title--,

(1) the term " Chairman" means the Chairman of the National Conference Planning Council on the Arts;

(2) the term " Conference" means the White House Conference on the Arts;

(3) the term " Council" means the National Conference Planning Council on the Arts;

(4) the term " State" means the several States, the District of Columbia, the Commonwealth of Puerto Rico, Guam, the Virgin Islands, the Trust Territory of the Pacific Islands, the Northern Marianas, and any other territory or possession of the United States; and

(5) the term "arts" includes, but is not limited to, music (instrumental and vocal), dance, drama, theater, folk, art, creative writing, architecture and allied fields, painting, sculpture, photography, graphic and craft arts, industrial design, costume and fashion design, motion pictures, television, radio, tape, and sound recording, and the arts related to the presentation, performance, execution, and exhibition of such major art forms.

TITLE II-- WHITE HOUSE CONFERENCE ON THE HUMANITIES SHORT TITLE

Sec. 201. This title may be cited as the "1979 White House Conference on the Humanities Act". // 20 USC 951. //

FINDINGS

Sec. 202. // 20 USC 951. // The Congress hereby finds and declares--,

(1) that the development and encouragement of national strength in the humanities is of the utmost importance of the life and heritage of the United States;

(2) that concern for the vitality of democratic institutions, the character of national policies, and the application of out national heritage to the needs of the present and future requires full commitment to, planning for, and reflection on the role of the humanities in national life;

(3) that the humanities make an increasingly significant contribution to public and private decisions having major social and economic impact;

(4) that the relationship of the humanities to the health and pluralism of the Nation's culture and system of education is of fundamental importance;

(5) that it is appropriate to encourage the maximum and broadest participation by the Nation's citizenry, including knowledgeable citizens and other interested persons, State and local government, institutions and organizations in the humanities, representatives of labor, agriculture, business and industry, educators, scholars, and other participants in all fields of the humanities in the process of insuring needed support among all parties concerned at Federal, State, and local levels;

(6) that in order to implement these findings, it is desirable to call a White House Conference on the Humanities.

WHITE HOUSE CONFERENCE ON THE HUMANITIES

Sec. 203. // 20 USC 951. // (a) The President shall call a White House Conference on the Humanities to be held no later than December 31, 1979. The purpose of the Conference shall be to help develop a climate in which the humanities can flourish, to formulate an assessment of problems and issues relating to the humanities, and to develop recommendations relating to strengthening the humanities in all parts of the Nation.

(b) The Conference shall be planned and conducted under the direction of a Presidentially appointed National Planning Council on the Humanities headed by a Chairman (appointed by the President) from among the members of the Council. Each department and agency of the Federal Government shall provide such cooperation and assistance to the Council, including the assignment of personnel, as may reasonably be required by the Council.

NATIONAL PLANNING COUNCIL ON THE HUMANITIES

Sec. 204. // 20 USC 951. // (a) There is hereby established a National Planning Council on the Humanities. The Council shall be composed of 15 members appointed by the President. The Council shall provide guidance and planning for the Conference.

(b) (1) Any member of the Council who is otherwise employed by the Federal Government shall serve without compensation in addition to compensation received in his regular employment.

(2) Members of the Council, other than any member referred to in paragraph (1), shall receive pay at rates not to exceed the daily rate in effect for GS-18 in section 5332 of title 58, United States Code, for each day they are engaged in the performance of their duties including time engaged in travel). While so serving away from their homes or regular places of business, such members shall be allowed travel expenses, including per diem in lieu of subsistence, in the same manner as authorized in section 5703 of title 5, United States Code, for persons in Government service employed intermittently.

(c) The Council shall cease to exist 180 days, unless extended by the President, but in no event a period not to exceed one year, after the submission of the report required in section 205.

REPORT

Sec. 205. // 20 USC 951. // A report of the Conference shall be submitted by the Council to the President and to the Congress no later than 180 days following the date on which the Conference is called and shall include recommendations for any legislative action necessary to implement the recommendations in the required report. The report shall immediately be made available to the public.

ADMINISTRATIVE PROVISIONS

Sec. 206. // 20 USC 951. // In carrying out the provisions of this title, the Council and the Chairman shall--,

(1) request the cooperation and assistance of such other Federal departments and agencies as may be appropriate, including Federal advisory bodies having responsibilities in areas affecting the humanities;

(2) render all reasonable assistance, including financial assistance, to the States in enabling them to organize and conduct conferences on the humanities before the Conference;

(3) prepare and make available necessary background materials for the use of delegates to the Conference;

(4) prepare and distribute such interim reports of the Conference as may be appropriate; and

(5) appoint such individuals as may be necessary without regard to the provisions of title 5, United States Code, governing appointments in the competitive civil service, and without regard to chapter 51 and subchapter III of chapter 53 of such title // 5 USC 5101, 5331. // relating to classification and General Schedule pay rates, but at rates of pay not to exceed the rate prescribed for GS-18 in section 5332 of such title.

GRANTS

Sec. 207. // 20 USC 951. // (a) From any sums appropriated under section 208, the Chairman with the approval of Council, may make a grant to each State, upon application by the State humanities entity of the State, in order to assist in defraying the costs of the State in participating in the Conference program, including the conduct of at least one conference within the State: Provided, That the broadest and maximum public participation is assured by such State humanities entity which would include, but would not be limited to, knowledgeable citizens and other interested persons, State and local government, institutions and organizations in the humanities, representatives of labor, agriculture, business and industry, educators, scholars, and other participants in all fields of the humanities.

AUTHORIZATION OF APPROPRIATIONS

Sec. 208. // 20 USC 951. // There are authorized to be appropriated such sums as may be necessary to carry out the provisions of this title.

DEFINITIONS

Sec. 209. // 20 USC 951. // For purposes of this title--,

(1) the term " Chairman" means the Chairman of the National Planning Council on the Humanities;

(2) the term " Conference" means the White House Conference on the Humanities;

(3) the term " Council" means the National Planning Council on the Humanities;

(4) the term " State" means the several States, the District of Columbia, the Commonwealth of Puerto Rico, Guam, the Virgin Islands, the Trust Territory of the Pacific Islands, the Northern Marianas, and any other territory or possession of the United States; and

(5) the term "humanities" includes, but is not limited to, the study of the following: language, both modern and classical; linguistics; literature; history; jurisprudence; philosophy; archeology; comparative religion; ethics; the history, criticism, theory, and practice of the arts; those aspects of the Social sciences which have humanistic content and employ humanistic methods; and the study and application of the humanities to the human environment with particular attention to the relevance of the humanities to the current conditions of national life.

TITLE III-- GENERAL PROVISIONS WHITE HOUSE CONFERENCE ON EDUCATION

Sec. 301. (a) Section 804 of the Education Amendments of 1974 (20 U. S.C. 1221 - 1 note) is amended by striking out "1977" each place it appears therein and inserting in lieu thereof "1980".

(b) Section 804 (e) of the Education Amendments of 1974 (20 U.S.C. 1221 - 1 note) is amended by striking out " June 30, 1978" and inserting in lieu thereof " September 30, 1981".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 887 (Comm. on Education and Labor).

SENATE REPORT No. 95 - 736 (Comm. on Human Resources).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Feb. 21, considered and passed House.

Apr. 1, considered and passed Senate.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, No. 18: May 3, Presidential statement.

PUBLIC LAW 95-271, 92 STAT. 221

95th CONGRESS, S. 2597 APRIL 28, 1978
An Act To amend title 28, United States Code, to move the place for holding court for the district court of the Eastern District of New York to Brooklyn and Hempstead, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the second paragraph of section 112(c) of title 28, United States Code, is amended to read as follows:

" Court for the Eastern District shall be held at Brooklyn and Hempstead (including the village of Uniondale).".

Sec. 2. The United States District Court for the Eastern District of New York, by order made anywhere within its district, may pretermit the regular session of court at Hempstead until Federal quarters and accommodations are available and ready for occupancy, except that for the entire period and such pretermission, a special session of the court shall be held at Westbury. Pretermission may be ordered without regard to the provisions of section 140(a) of title 28, United States Code.

Sec. 3. Notwithstanding the provisions of section 142 of title 28, United States Code, the Administrator of General Services, at the request of the Director of the Administrative Office of the United States Courts, shall continue to provide existing quarters and accommodations at Westbury for the duration of the special session held pursuant to section 2 of this Act. Appropriations to the judicial branch of Government shall be available to the Director to make necessary disbursements for such quarters and accommodations, and to pay user charges as required by section 210 of the Federal Property and Administrative Services Act of 1949, as amended (40 U.S.C. 490), at rates otherwise authorized by law.

Sec. 4. Notwithstanding the provisions of section 456 of title 28, United States Code, any judge, and any officer or employee of the judicial branch, whose official station is, on the day before the date of enactment of this Act, Westbury, may maintain that official station for the duration of the special session held pursuant to section 2 of this Act.

Sec. 5. The Director of the Administrative Office of the United States Courts may pay travel and transportation expenses in accordance with subchapter II, chapter 57 of title 5, United States Code, to any officer or employee of the judicial branch whose official station changes as a consequence of this Act and who relocates his residence incident to such change of official station.

LEGISLATIVE HISTORY:

SENATE REPORT No. 95 - 728 (Comm. on the Judiciary).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 12, considered and passed Senate.

Apr. 25, considered and passed House.

PUBLIC LAW 95-270, 92 STAT. 220, HUBERT HUMPHREY INSTITUTE OF PUBLIC AFFAIRS AND THE EVERRET MCKINLEY, DIRKSEN CONGRESSIONAL LEADERSHIP RESEARCH CENTER ASSISTANCE ACT.

95th CONGRESS, S. 2452 APRIL 27, 1978
AN ACT To authorize funds for the Hubert H. Humphrey Institute of Public Affairs and for the Everett Mc Kinley Dirken Congressional Leadership Research Center.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Hubert H. Humphrey Institute of Public Affairs and the Everett Mc Kinley Dirksen Congressional Leadership Research Center Assistance Act". // 20 USC 2566 //

Sec. 2. (a) In recognition of the public service of Senator Hubert H. Humphrey, the Commissioner of Education (hereafter in this Act referred to as the " Commissioner") is authorized to make grants in accordance with the provisions of this Act to assist in the development of the Hubert H. Humphrey Institute of Public Affairs, located at the University of Minnesota, Minneapolis-Saint Paul.

(b) In recognition of the public service of Senator Everett Mc Kinley Dirksen, the Commissioner is authorized to make grants in accordance with the provisions of this Act to assist in the developmeny of the Everett Mc Kinley Dirksen Congressional Leadership Research Center, located in Pekin, Illinois.

Sec. 3. No payment may be made under this Act // 20 USC 2568. // except upon an application at such time, in such manner, and containing or accompanied by such information as the Commissioner may require.

Sec. 4. (a) There are authorized to be appropriated such sums, not to exceed $5,000,000, as may be necessary to carry out the provisions of section 2(a) of this Act. // 20 USC 2569 //

(b) There are authorized to be appropriated such sums, not to exceed $2,500,000, as may be necessary to carry out the provisions of section 2(b) of this Act.

(c) Funds appropriated pursuant to this Act shall remain available until expended.

(d) This Act // 20 USC 2566 // shall take effect October 1, 1978.

LEGISLATIVE HISTORY:

SENATE REPORT No. 95 - 706 (Comm. on Human Resources).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Mar. 22, considered and passed Senate.

Apr. 18, considered and passed House, amended.

Apr. 19, Senate concurred in House amendment.

WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS, Vol. 14, No. 17: Apr. 27, Presidential statement.

PUBLIC LAW 95-269, 92 STAT. 218

95th CONGRESS, H.R. 7744 APRIL 26, 1978
AN ACT To amend the Acts of August 11, 1888, and March 2, 1919, pertaining to carrying out projects for improvements of rivers and harbors by contract or otherwise, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That section 3 of the Act of August 11, 1888 (25 Stat. 423; 33 U.S.C. 622), is amended to read as follows:

" Sec. 3. (a) The Secretary of the Army, acting through the Chief of Engineers (hereinafter referred to as the ' Secretary'), in carrying out projects for improvement of rivers and harbors (other than surveys, estimates, and gagings) shall, by contract or otherwise, carry out such work in the manner most economical and advantageous to the United States. The Secretary shall have dredging and related work done by contract if he determines private industry has the capability to do such work and it can be done at reasonable prices and in a timely manner. During the four-year period which begins on the date of enactment of this subsection, the Secretary may limit the application of the second sentence of this subsection for work for which the federally owned fleet is available to achieve an orderly transition to full implementation of this subsection.

"(b) As private industry reasonably demonstrates its capability under subsection (a) to perform the work done by the federally owned fleet, at reasonable prices and in a timely manner, the federally owned fleet shall be reduced in an orderly manner, as determined by the Secretary, by retirement of plant. To carry out emergency and national defense work the Secretary shall retain only the minimum federally owned fleet capable of performing such work and he may exempt from the provisions of this section such amount of work as he determines to be reasonably necessary to keep such fleet fully operational, as determined by the Secretary, after the minimum fleet requirements have been determined. Notwithstanding the preceding sentence, in carrying out the reduction of the federally owned fleet, the Secretary may retain so much of the federally owned fleet as he determines necessary, for so long as he determines necessary, to insure the capability of the Federal Government and private industry together to carry out projects for improvements of rivers and harbors. For the purpose of making the determination required by the preceding sentence the Secretary shall not exempt any work from the requirements of this section. The minimum federally owned fleet shall be maintained to technologically modern and efficient standards, including replacement as necessary. The Secretary is authorized and directed to undertake a study to determine the minimum federally owned fleet required to perform emergency and national defense work. The study, which shall be submitted to Congress within two years after enactment of this subsection, shall also include preservation of employee rights of persons presently employed on the existing federally owned fleet.".

Sec. 2. Section 8 of the Act of March 2, 1919 (40 Stat. 1290; 33 U.S.C. 624), is amended to read as follows:

" Sec. 8. (a) No works of river and harbor improvement shall be done by private contract--,

"(1) if the Secretary of the Army, acting through the Chief of Engineers, determines that Government plant is reasonably available to perform the subject work and the contract price for doing the work is more than 25 per centum in excess of the estimated comparable cost of doing the work by Government plant; or

"(2) in any other circumstance where the Secretary of the Army, acting through the Chief of Engineers, determines that the contract price is more than 25 per centum in excess of what he determines to be a fair and reasonable estimated cost of a well-equipped contractor doing the work.

"(b) In estimating the comparable cost of doing the work under subsection (a)(1) by Government plant the Secretary of the Army, acting through the Chief of Engineers shall, in addition to the cost of labor and materials, take into account proper charges for depreciation of plant, all supervising and overhead expenses, interest on the capital invested in the Government plant (but the rate of interest shall not exceed the maximum prevailing rate being paid by the United States on current issues of bonds or other evidences of indebtedness) and such other Government expenses and charges as the Chief of Engineers determines to be appropriate.

"(c) In determining a fair and reasonable estimated cost of doing work by private contract under subsection (a)(2), the Secretary of the Army, acting through the Chief of Engineers, shall, in addition to the cost of labor and materials, take into account proper charges for depreciation of plant, all expenses for supervision, overhead, workmen's compensation, general liability insurance, taxes (State and local), interest on capital invested in plant, and such othe expenses and charges the Secretary of the Army, acting through the Chief of Engineers, determines to be appropriate.".

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 605 (Comm. on Public Works and Transportation).

SENATE REPORT No. 95 - 722 (Comm. on Environment and Public Works).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Sept, 27, considered and passed House.

Vol. 124 (1978): Apr. 5, considered and passed Senate, amended.

Apr. 13, House agreed to Senate amendments.

PUBLIC LAW 95-268, 92 STAT. 213, OVERSEAS PRIVATE INVESTMENT CORPORATION AMENDMENTS ACT of 1978

95th CONGRESS, H.R. 9179 APRIL 24, 1978
AN ACT To amend the Foreign Assistance Act of 1961 with respect to the activities of the Overseas Private Investment Corporation.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled,

SHORT TITLE

Section 1. This Act may be cited as the " Overseas Private Investment Corporation Amendments Act of 1978". // 22 USC 2151. //

PURPOSE AND POLICY

Sec. 2. Section 231 of the Foreign Assistance Act of 1961 // 22 USC 2191. // is amended--,

(1) by inserting after the first undesignated paragraph the following new undesignated paragraph:

" The Corporation, in determining whether to provide insurance, financing, or reinsurance for a project, shall especially--,

"(1) be guided by the economic and social development impact and benefits of such a project and the ways in which such a project complements, or is compatible with, other development assistance programs or projects of the United States or other donors; and

"(2) give preferential consideration to investment projects in less developed countries that have per capita incomes of $520 or less in 1975 United States dollars, and restrict its activities with respect to investment projects in less developed countries that have per capita incomes of $1,000 or more in 1975 United States dollars.";

(2) by amending subsection (e) to read as follows:

"(e) to the maximum degree possible consistent with its purposes--,

"(1) to give preferential consideration in its investment insurance, reinsureance, and guaranty activities to investment projects sponsored by or involving United States small business; and "(2) to increase the proportion of projects sponsored by or significantly involving United States small business to at least 30 percent of all projects insured, reinsured, or guaranteed by the Corporation;";

(3) in subsection (m), by striking out the period at the end thereof and inserting in lieu thereof"; and";

(4) by adding at the end thereof the following new

subsection:

"(n) to decline to issue any contract of insurance or reinsurance, or any guaranty, or to enter into any agreement to provide financing for an eligible investor's proposed investment if the Corporation determines that such investment is likely to cause a significant reduction in the number of employees in the United States."; and

(5) by striking out subsections (f) and (l), and redesignating subsections (g), (h), (i), (j), (k), (m), and (n) as subsections (f), (g), (h), (i), (j), (k), and (l), respectively.

INVESTMENT INSURANCE AND OTHER PROGRAMS

Sec. 3. Section 234 of the Foreign Assistance Act of 1961 // 22 USC 2194 // is amended--,

(1) in subsection (a)(2), by striking out all after "total project financing" and inserting in lieu thereof a period;

(2) in subsection (a) (3) and subsection (b), by striking out "total face amount" each place it appears and inserting in lieu thereof "maximum contingent liability";

(3) by striking out paragraphs (4) through (7) of subsection (a);

(4) in subsection (c), by adding the following new sentence at the end of the first paragraph: " Loans may be made under this subsection only for projects that are sponsored by or significantly involve United States small business or cooperatives.";

(5) by striking out the last paragraph of subsection (c) and inserting in lieu thereof the following:

" No loan may be made under this subsection to finance any operation for the extraction of oil or gas. The aggregate amount of loans under this subsection to finance operations for the mining or other extraction of any deposit of ore or other nonfuel minerals may not in any fiscal year exceed $4,000,000.";

(6) in the first sentence of subsection (d), by striking out all after "private investors" and inserting in lieu thereof a comma and the following: "except that--,

"(1) the Corporation shall not finance any survey to ascertain the existence, location, extent, or quality of, or to determine the feasibility of undertaking operations for the extraction of, oil or gas; and "(2) expenditures financed by the Corporation during any fiscal year on surveys to ascertain the existence, location, extent, or quality of, or to determine the feasibility of undertaking operations for the extraction of nonfuel minerals may not exceed $200,000."; and

(7) in paragraph (1) of subsection (f) by striking out the period at the end thereof and inserting in lieu thereof the following:"; except that (A) such agreements and contracts shall be consistent with the purposes of the Corporation set forth in section 231 of this Act and shall be on equitable terms, and (B) the Corporation shall not make or carry out any association or risk-sharing agreement for the direct underwriting of insurance by the Corporation with others, other than on an individual basis where such direct underwriting facilitates the purposes of the Corporation as set forth in section 231 of this Act.".

ISSUING AUTHORITY

Sec. 4. Section 235 of the Foreign Assistance Act of 1961 // 22 USC 2195. // is amended--,

(1) in subsection (a) (2), by striking out ", of which guaranties of credit union investment shall not exceed $1,250,000"; and

(2) in subsection (a)(4), by striking out " December 31, 1977" and inserting in lieu thereof " September 30, 1981".

GENERAL PROVISIONS RELATING TO INSURANCE AND GUARANTY PROGRAM

Sec. 5. Section 237(f) of the Foreign Assistance Act of 1961 // 22 USC 2197 // is amended--,

(1) by inserting before the period at the end of the first sentence a comma and the following: "except that the Corporation may provide for appropriate adjustments in the insured dollar value to reflect the replacement cost of project assets"; and

(2) by inserting before the period at the end of the second sentence a comma and the following: "except that such limitation shall not apply to direct insurance or reinsurance of loans by banks or other financial institutions to unrelated parties".

ACT OF BRIBERY

Sec. 6. Section 237 of the Foreign Assistance Act of 1961 // 22 USC 2197. // is amended by adding at the end thereof the following new subsection:

"(1)(1) No payment may be made under any insurance or reinsurance which is issued under this title on or after the date of enactment of this subsection for any loss occurring with respect to a project, if the preponderant cause of such loss was an act by the investor seeking payment under this title, by a person possessing majority ownership and control of the investor at the time of the act, or by any agent of such investor or controlling person, and a court of the United States has entered a final judgment that such act constituted a violation under the Foreign Corrupt Practices Act of 1977. // 15 USC 78a //

"(2) Not later than 120 days after the date of enactment of this subsection, the Corporation shall adopt regulations setting forth appropriate conditions under which any person convicted under the Foreign Corrupt Practices Act of 1977 for an offense related to a project insured or otherwise supported by the Corporation shall be suspended, for a period of not more than five years, from eligibility to receive any insurance, reinsurance, guaranty, loan, or other financial support authorized by this title.".

GENERAL PROVISIONS AND POWERS

Sec. 7. Section 239 of the Foreign Assistance Act of 1961 // 22 USC 2199. // is amended--,

(1) in subsection (b), by striking out the second paragraph thereof;

(2) in subsection (d), by inserting after "section 231(c)" in the parenthetical the following: "or participation certificates as evidence of indebtedness held by the Corporation in connection with settlement of claims under section 237(i)"; and

(3) by adding at the end thereof the following new subsections:

"(i) In order to carry out the policy set forth in paragraph (1) of the second undesignated paragraph of section 231 of this Act, the Corporation shall prepare and maintain for each investment project it insures, finances, or reinsures, a development impact profile consisting of data appropriate to measure the projected and actual effects of such project on development. Criteria for evaluating projects shall be developed in consultation with the Agency for International Development.

"(j) The Corporation shall not provide any insurance, reinsurance, guaranty, loan, or other financial support authorized by section 234 for any new or significantly expanded project involving the exploration for or the mining of or other extraction of copper if such new or expanded production of copper is planned to begin before January 1, 1981, and the Corporation shall not support any such project which would begin production after such date if the project will cause injury to the primary United States copper industry.

"(k) The Corporation may not provide any insurance, reinsurance, guaranty, financing, or other financial support authorized by section 234 for any project to establish or expand production or processing of palm oil, sugar, or citrus crops for export.".

HUMAN RIGHTS

Sec. 8. Section 23. of the Foreign Assistance Act of 1961, // 22 USC 2199. // as amended by section 7 of this Act, is further amended by adding at the end thereof the folliwing new subsection:

"(1) The Corporation shall take into account in the conduct of its programs in a country, in consultation with the Secretary of State, all available information about observance of and respect for human rights and fundamental freedoms in such country and the effect the operation of such programs will have on human rights and fundamental freedoms in such country. The provisions of section 116 of this Act // 22 USC 2151n. // shall apply to any insurance, reinsurance, guaranty, or loan issued by the Corporation for projects in a country, except that in addition to the exception (with respect to benefiting needy people) set forth in subsection (a) of such section, the Corporation may support a project if the national security interest so requires.".

SMALL BUSINESS DEVELOPMENT

Sec. 9. The Foreign Assistance Act of 1961 is amended by inserting after section 239 the following new section:

" Sec. 240. // 22 USC 2200 // Small Business Development.--The Corporation shall undertake, in cooperation with appropriate departments, agencies, and instrumentalities of the United States as well as private entities and others, to broaden the participation of United States small business, cooperatives, and other small United States investors in the development of small private enterprise in less developed friendly countries or areas. The Corporation shall allocate up to 50 per cent of its annual net income, after making suitable provision for transfers and additions to reserves, to assist and facilitate the development of projects consistent with the provisions of this section. Such funds may be expended, notwithstanding the requirements of section 231(a), on such terms and conditions as the Corporation may determine, through loans, grants, or other programs authorized by section 234.".

REPORTS

Sec. 10. Section 240 A of the Foreign Assistance Act of 1961 // 22 USC 2200a. // is amended to read as follows:

" Sec. 240 A. Reports to the Congress.--(a) After the end of each fiscal year, the Corporation shall submit to the Congress a complete and detailed report of its operations during such fiscal year. Such report shall include--,

"(1) an assessment, based upon the development impact profiles required by section 239(i), of the economic and social development impact and benefits of the projects with respect to which such profiles are prepared, and of the estent to which the operations of the Corporation complement or are compatible with the development assistance programs of the United States and other donors; and

"(2) a description of any project for which the Corporation--,

"(A) refused to provide any insurance, reinsurance, guaranty, financing, or other financial support, on account of violations of human rights referred to in section 239 (l); or "(B) notwithstanding such violations, provided such insurance, reinsurance, guaranty, financing, or financial support, on the basis of a determination (i) that the project will directly benefit the needy people in the country in which the project is located, or (ii) that the national security interest so requires.

"(b) Not later than September 30, 1980, the Corporation shall submit to the Congress a report on the development of private and multilateral programs for investment insurance and any reinsurance arrangements the Corporation has made with private insurance companies, multilateral organizations and institutions, or other entities.".

LEGISLATIVE HISTORY:

HOUSE REPORTS: No. 95 - 670 (Comm. on International Relations) and No. 95 - 1043 (Comm. of Conference).

SENATE REPORT No. 95 - 505 (Comm. on Foreign Relations).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Oct. 25, S. 1771 considered and passed Senate. Nov. 2, 3, considered in House.

Vol. 124 (1978): Feb. 23, considered and passed House. Mar. 6, considered and passed Senate, amended, in lieu of S. 1771. Apr. 6, Senate agreed to conference report. Apr. 11, House agreed to conference report.

PUBLIC LAW 95-267, 92 STAT. 212

95th CONGRESS, H.J. RES. 578 APRIL 24, 1978
Joint Resolution Authorizing the President to proclaim the third week of May of 1978 and 1979 as " National Architectural Barrier Awareness Week".

Whereas architectural barriers infringe upon the rights of the physically handicapped by impeding their access to buildings and other facilities in the United States; and

Whereas the Congress has enacted legislation requiring the removal of architectural barriers at institutions receiving Federal funds; and

Whereas the Internal Revenue Code of 1954 provides deductions of as much as $25,000 per year to taxpayers to encourage the removal of architectural barriers; and

Whereas public commitment is necessary to achieve the goal of removing architectural barriers from buildings and other facilities in the United States; and

Whereas public commitment to solve the problem of architectural barriers is based upon public awareness of such problem and the means to solve such problem; and

Whereas the American National Standrds Institute has developed standards which, if implemented, would increase the accessibility of buildings and other facilities in the United States to the physically handicapped: Now, therefore, be it

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the President of the United States is authorized and requested to issue a proclamation designating the third week of May of 1978 and 1979 as " National Architectural Barrier Awareness Week", and calling upon the people of the United States to observe such week with appropriate activities.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 918 (Comm. on Post Office and Civil Service).

CONGRESSIONAL RECORD, Vol.124 (1978):

Mar. 6, considered and passed House.

Apr. 11, considered and passed Senate.

PUBLIC LAW 95-266, 92 STAT. 205, CHILD ABUSE PREVENTION AND TREATMENT AND ADOPTION REFORM ACT OF 1978

95th CONGRESS, H.R. 6693 APRIL 24, 1978
AN ACT To promote the healthy development of children who would benefit from adoption by facilitating their placement in adoptive homes, to extend and improve the provisions of the Child Abuse Prevention and Treatment Act, and for other purposes.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the " Child Abuse Prevention and Treatment and Adoption Reform Act of 1978". // 42 USC 5101 //

TITLE I--AMENDMENTS TO CHILD ABUSE PREVENTION AND TREATMENT ACT NATIONAL CENTER ON CHILD ABUSE AND NEGLECT

Sec. 101. Section 2 of the Child Abuse Prevention and Treatment Act (42 U.S.C. 5101) (hereinafter in this title referred to as "the Act") is amended by--,

(1) (A) striking out "and publish" and inserting in lieu thereof "publish, and disseminate" in clause (1) of subsection (b);

(B) striking out "and publish" and inserting in lieu thereof a comma and "publish, and disseminate" in clause (3) of subsection (b);

(C) striking out "and" after clause (5) of subsection (b);

(D) striking out the period at the end of clause (6) of subsection (b) and inserting in lieu thereof a semicolon and "and"; and

(E) adding after clause (6) of subsection (b) the following:

"(7) in consultation with Federal agencies serving on the Advisory Board on Child Abuse and Neglect (established by section 6 of this Act),

// 42 USC 5105. //

prepare a comprehensive plan for seeking to bring about maximum coordination of the goals, objectives, and activities of all agencies and organizations which have responsibilities for programs and activities related to child abuse and neglect, and submit such plan to such Advisory Board not later than twelve months after the date of enactment of this clause.

The Secretary shall establish research priorities for making grants or contracts under clause (5) of this subsection and, not less than sixty days before establishing such priorities, shall publish in the Federal Register for public comment a statement of such proposed priorities.";

(2) inserting at the end of subsection (c) the following new sentences: " Grants may be made under subsection (b) (5) for periods of not more than three years. Any such grant shall be reviewed at least annually by the Secretary, utilizing peer review mechanisms to assure the quality and progress of research conducted under such grant."; and

(3) adding after subsection (c) the following new

subsection:

"(d) The Secretary shall make available to the Center such staff and resources as are necessary for the Center to carry out effectively its functions under this Act.".

DEFINITION

Sec. 102. Section 3 of the Act (42 U.S.C. 5102) is amended by--,

(1) inserting "or exploitation" after "sexual abuse"; and

(2) inserting a comma and "or the age specified by the child protection law of the State in question," after "eighteen".

DEMONSTRATION OR SERVICE PROGRAMS AND PROJECTS

Sec. 103. Section 4 of the Act (42 U.S.C. 5103) is amended by--,

(1) amending subsection (a) by--,

(A) inserting "or service" after "demonstration" in the first sentence; (B) striking out "the development and establishment of" in clause (1); and (C) striking out the last sentence of such subsection;

(2) amending subsection (b) by--,

(A) striking out in paragraph (1) " Of the sums" and all that follows through "grants" and inserting in lieu thereof " The Secretary, through the Center, is authorized to make grants", and striking out "for the payment of reasonable and necessary expenses"; and (B) inserting in paragraph (2) immediately below clause (J) the following new sentence: " If a State has

failed to

obligate funds awarded under this subsection within

eighteen

months after the date of award, the next award under

this

subsection made after the expiration of such period

shall be

reduced by an amount equal to the amount of such

unobligated

funds unless the Secretary determines that

extraordinary

reasons justify the failure to so obligate."; and

(3) amending the heading for such section to read as

follows:

" DEMONSTRATION OR SERVICE PROGRAMS AND PROJECTS".

AUTHORIZATION OF APPROPRIATIONS, EARMARKING, AND SEXUAL ABUSE CENTERS

Sec. 104. Section 5 of the Act (42 U.S.C. 5104) is amended by--,

(1) striking out "and" after "1975," and striking out the period at the end thereof and inserting in lieu thereof a comma and the following: "$25,000,000 for the fiscal year ending September 30, 1978, $27,500,000 for the fiscal year ending September 30, 1979, and $30,000,000 each for the fiscal years ending September 30, 1980, and September 30, 1981, respectively. Of the funds appropriated for any fiscal year under this section, not less than 50 per centum shall be used for making grants or contracts under sections 2(b)(5)

// 42 USC 5101. //

(relating to research) and 4(a)

// 42 USC 5103. //

(relating to demonstration or service projects), giving special consideration to continued Federal funding of child abuse and neglect programs or projects (previously funded by the Department of Health, Education, and Welfare) of national or regional scope and demonstrated effectiveness, of not less than 25 per centum shall be used for making grants or contracts under section 4(b)( 1) (relating to grants to States) for the fiscal years ending September 30, 1978, and September 30, 1979, respectively, and not less than 30 per centum shall be used for making grants or contracts under section 4(b)(1)

// 42 USC 5103. //

(relating to grants to States) for each of the fiscal years ending September 30, 1980, and September 30, 1981, respectively."; and

(2) inserting "(a)" after " Sec. 5." and adding at the end thereof the following new subsection:

"(b)(1) There are authorized to be appropriated $3,000,000 for the fiscal year ending September 30, 1978, $3,500,000 for the fiscal year ending September 30, 1979, and $4,000,000 each for the fiscal years ending September 30, 1980, and Septemberr 30, 1981, respectively, for the purpose of making grants and entering into contracts (under sections 2(b)(5) // 42 USC 5101. // (relating to research), 4(a) (relating to demonstration or services projects), and 4(b)(1) (relating to grants to States)) for programs and projects (including the support of not less than three Centers for the provision of treatment, and personnel training, and other related services) designed to prevent, identify, and treat sexual abuse of children, including programs involving the treatment of family units, programs for the provision of treatment and related services to persons who have committed acts of sexual abuse against children, and programs for the training of personnel.

"(2) Of the sums appropriated under this subsection, not more than 10 per centum shall be expended under section 2(b)(5) (relating to research).

"(3) As used in this subsection, the term--,

"(A) 'sexual abuse' includes the obscene or pornographic photographing, filming, or depiction of children for commercial purposes, or the rape, molestation, incest, prostitution, or other such forms of sexual exploitation of children under circumstances which indicate that the child's health or welfare is harmed or threatened thereby, as determined in accordance with regulations prescribed by the Secretary; and

"(B) 'child' or 'children' means any individual who has not attained the age of eighteen.

"(4) (A) Nothing contained in the provisions of this subsection shall be construed as prohibiting the use of funds appropriated under subsection (a) for programs and projects described in subsection (b), nor be construed to prohibit programs or projects receiving funds under subsection (a) from receiving funds under subsection (b).

"(B) No funds shall be obligated or expended under this subsection unless an amount at least equal to the amount of funds appropriated in fiscal year 1977 has been appropriated for programs and projects under subsection (a) for any succeeding fiscal year.".

ADVISORY BOARD

Sec. 105. Section 6 of the Act (42 U.S.C. 5105) is amended by--,

(1) inserting before the period at the end of the first sentence in subsection (a) a comma and "and not less than three members from the general public with experience or expertise in the field of child abuse and neglect";

(2) striking out "administered" both places it appears in the second sentence in subsection (a) and inserting in lieu thereof "planned, administered,"; and

(3) striking out subsection (b) and subsection (c) and inserting in lieu thereof the following new subsections:

(b) The Advisory Board shall review the comprehensive plan submitted to it by the Center pursuant to section 2(b)(7), // 42 USC 5101. // make such changes as it deems appropriate, and submit to the President and the Congress a final such plan not later than eighteen months after the effective date of this subsection.

"(c) Members of the Advisory Board, other than those regularly employed by the Federal Government, while serving on business of the Advisory Board, shall be entitled to receive compensation at a rate not in excess of the daily equivalent payable to a GS-18 employee under section 5332 of title 5, United States Code, including travel-time; and, while so serving away from their homes or regular places of business, they may be allowed travel expenses (including per diem in lieu of subsistence) as authorized by section 5703 of such title for persons in the Government service employed intermittently.".

TITLE II- ADOPTION OPPORTUNITIES FINDINGS AND DECLARATION OF PURPOSE

Sec. 201. // 42 USC 5111 // The Congress hereby finds that many thousands of children remain in institutions or foster homes solely because of legal and other barriers to their placement in permanent, adoptive homes; that the majority of such children are of school age, handicapped, or both; that adoption may be the best alternative for assuring the healthy development of such children; that there are qualified persons seeking to adopt such children who are unable to do so becuase of barriers to their placement; and that, in order both to enhance the stability and love of the child's home environment and to avoid wasteful expenditures of pubic funds, such children should not be maintained in foster care or institutions when adoption is appropriate and families for them can be found. It is, therefore, the purpose of this title to facilitate the elimination of barriers to adoption and to provide permanent and loving home environments for children who would benefit by adoption, particularly children with special needs by--,

(1) promoting the establishment of model adoption legislation and procedures in the States and territories of the United States in order to eliminate jurisdictional and legal obstacles to adoption; and

(2) providing a mechanism for the Department of Health, Education, and Welfare to (A) promote quality standards for adoption services (including pre-placement, post-placement, and post-adoption counseling and standards to protect the rights of children in need of adoption), and (B) provide for a national adoption and foster care information data gathering and analysis system and a national adoption information exchange system to bring together children who would benefit by adoption and qualified prospective adoptive parents who are seeking such children.

MODEL ADOPTION LEGISLATION AND PROCEDURES

Sec. 202. (a) Not later than eighteen months after the date of enactment of this Act, // 42 USC 5112 // the Secretary of Health, Education, and Welfare (hereinafter referred to as the " Secretary") shall issue, based on the recommendations of the panel described in subsection (b) of this section, proposed model adoption legislation and procedures and publish such proposal in the Federal Register for comment. After soliciting and giving due consideration to the comments of interested individuals, groups, and organizations and consulting further with such panel, the Secretary shall issue and publish model adoption legislation and procedures which shall not conflict with the provisions of any interstate compact in operation pursuant to which States are making, supervising, or regulating placements of children.

(b)(1) Not later than ninety days after the date of enactment of this Act, the Secretary shall appoint a panel (hereinafter referred to as the "panel") to be composed of not less than eleven nor more than seventeen members generally representative of public and voluntary organizations, agencies, and persons interested and with expertise and experience in facilitating the achievement of the purposes of this title (including, but not limited to, national, State, and local child welfare organizations, including those representative of minorities, and adoptive parent organizations). The panel shall (A) review current conditions, practices, and laws relating to adoption, with special reference to their effect on facilitating or impeding the location of suitable adoptive homes for children who would benefit by adoption and the completion of suitable adoptions for such children; and (B) not later than twelve months after the date on which the members of the panel have been appointed, propose to the Secretary model (including adoption assistance agreement) legislation and procedures relating to adoption designed to facilitate adoption by families of all economic levels.

(2) The panel shall be terminated thirty days after the Secretary publishes the final model legislation and procedures pursuant to subsection (a) of this section.

(3) Members of the panel, other than those regularly employed by the Federal Government, while serving on business of the panel shall be entitled to receive compensation at a rate not in excess of the daily equivalent of the rate payable to a GS-18 employee under section 5322 of title 5, United States Code, including traveltime; and, while so serving away from their homes or regular places of business, they may be allowed travel expenses (including per diem in lieu of subsistence) as authorized by section 5703 of such title for persons in the Government service employed intermittently.

(c) The Secretary shall take such steps as he or she deems necessary to encourage and facilitate the enactment in each State of comprehensive adoption assistance legislation and the establishment in each State of the model legislation and procedures published pursuant to subsection (a) of this section.

INFORMATION AND SERVICES

Sec. 203. // 42 USC 5113. // (a) The Secretary shall establish in the Department of Health, Education, and Welfare an appropriate administrative arrangement to provide a centralized focus for planning and coordinating of all departmental activities affecting adoption and foster care and for carrying out the provisions of this title. The Secretary shall make available such consultant services and personnel, together with appropriate administrative expenses, as are necessary for carrying out such purposes.

(b) In connection with carrying out the provisions of subsection (a) of this section, the Secretary shall--,

(1) provide (directly or by grant to or contract with public or private nonprofit agencies and organizations) for the establishment and operation of a national adoption and foster care data gathering and analysis system utilizing data collected by States pursuant to requirements of law;

(2) conduct (directly or by grant to or contract with public or private nonprofit agencies or organizations) an education and training program on adoption, and prepare, publish, and disseminate (directly or by grant to or contract with public or private nonprofit agencies and organizations) to all interested parties, public and private agencies and organizations (including, but not limited to, hospitals, health care and family planning clinics, and social services agencies), and governmental bodies, information and education and training materials regarding adoption and adoption assistance programs;

(3) notwithstanding any other provision of law, provide (directly or by grant to or contract with public or private non-profit agencies or organizations) for (A) the operation of a national adoption information exchange system (including only such information as is necessary to facilitate the adoptive placement of children, utilizing computers and data processing methods to assist in the location of children who would benefit by adoption and in the placement in adoptive homes of children awaiting adoption); and (B) the coordination of such system with similar State and regional systems;

(4) provide (directly or by grant to or contract with public or private nonprofit agencies or organizations, including parent groups) for the provision of technical assistance in the planning, improving, developing, and carrying out of programs and activities relating to adoption; and

(5) consult with other appropriate Federal departments and agencies in order to promote maximum coordination of the services and benefits provided under programs carried out by such departments and agencies with those carried out by the Secretary, and provide for the coordination of such aspects of all programs within the Department of Health, Education, and Welfare relating to adoption.

STUDY OF UNLICENSED ADOPTION PLACEMENTS

Sec. 204. The Secretary shall provide for a study (the results of which shall be reported to the appropriate committees of the Congress not later than eighteen months after the date of enactment of this Act) // 42 USC 5114. // designed to determine the nature, scope, and effects of the interstate (and, to the extent feasible, intrastate) placement of children in adoptive homes (not including the homes of stepparents or relatives of the child in question) by persons or agencies which are not licensed by or subject to regulation by any governmental entity.

AUTHORIZATION OF APPROPRIATIONS

Sec. 205. // 42 USC 5115. // There are authorized to be appropriated $5,000,000 for the fiscal year ending September 30, 1978 and such sums as may be necessary for the succeeding three fiscal years to carry out this title.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 609 (Comm. on Education and Labor).

SENATE REPORT No. 95 - 167 accompanying S. 961 (Comm. on Human Resources).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Sept. 26, considered and passed House. Oct. 27, considered and passed Senate, amended, in lieu of S. 961.

Vol. 124 (1978): Apr. 10, House agreed to Senate amendments with amendments. Apr. 12, Senate concurred in House amendments.

PUBLIC LAW 95-265, 92 STAT. 203

95th CONGRESS, H.R. 4979 APRIL 24, 1978
AN ACT To direct the Secretary of the Interior to convey certain public and acquired lands in the State of Nevada to the county of Mineral, Nevada.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That (a) the Secretary of the Interior, hereinafter referred to as the " Secretary", shall issue to the county of Mineral, State of Nevada, a patent or other instrument of conveyance for the land owned by the United States and comprising approximately two thousand six hundred and twenty acres described in this section, or any portion thereof, upon payment into the Treasury of the United States the appraised value of the parcel to be conveyed, plus the costs of appraisal, surveys and extinguishing adverse claims: Provided, That any of the land described in this section which remains uncoveyed to the county of Mineral on and after five years from the date of approval of this Act shall no longer be subject to conveyance under this Act.

(b) The following described lands situated in the State of Nevada are hereby made subject to this Act:

(1) The west half of the northwest quarter of section 26, township 8 north, range 30 east; the part of the northwest quarter of the wouthwest quarter of section 26, township 8 north, range 30 east, that is north of the highway 95 right-of-way.

(2) The northwest quarter of the northeast quarter and the east half of the east half of section 25, township 8 north, range 29 east; all of sections 29 and 30, twonship 8 north, range 30 east; the north half of the southeast quarter of section 28, township 7 north, range 30 east.

(3) The part of section 21, township 7 north, range 30 east, that is west of Nevada State Highway Route 31; the north half of the northwest quarter and the southeast quarter of the northwest quarter of section 28, township 7 north, range 30 east; the part of the northeast quarter of section 28, township 7 north, range 30 east, that is west of Nevada State Highway Route 31; the part of section 27, township 7 north, range 30 east, that is west of Nevada State Highway Route 31; the east half of the northwest quarter and the north half of the southeast quarter of section 34, township 7 north, range 30 east; the part of the northeast quarter of section 34, township 7 north, range 30 east, that is west of Nevada State Highway Route 31; the part of section 35, township 7 north, range 30 east, that is west of Nevada State Highway Route 31.

Sec. 2. Upon receipt of a request from the county of Mineral, State of Nevada, for the purchase of a tract of the lands described in section 1, the Secretary shall immediately cause the same to be appraised and, upon completion of such appraisal, shallnotify the county of Mineral of the appraised value of such tract and the county shall have six months from the date of such notice to complete the purchase of such tract by payment of the appraised value into the Treasury of the United States whereupon the Secretary shall issue a patent or other instrument conveying such tract to such county. Any such patent or other instrument of conveyance shall be subject to valid existing rights and easements of record; and shall contain any reservation necessary to protect the continuing uses by the United States of real property owned by the United States that is adjacent to the tract conveyed. In addition, conveyance of section 29, township 8 north, range 30 east, shall be made only in accordance with the provisions of section 209 of the said Federal Land Policy and Management Act of 1976 (90 Stat. 2757; 43 U.S.C. 1719).

Sec. 3. All moneys received from the conveyance of lands under the terms of this Act shall be disposed of in the same manner as moneys received from the sale of public lands, except that moneys received as reimbursement for costs of appraisal, surveys, and extinguishing adverse claims may be used by the Secretary for said purposes without appropriation.

Sec. 4. Subject to valid existing rights on the effective date of this Act, the lands described in section 1 which are subject to conveyance pursuant to this Act are hereby withdrawn from all forms of appropriation under the public land laws, including the mining and mineral leasing laws. Such withdrawal shall terminate automatically with respect to a particular tract upon conveyance of that tract pursuant to this Act. Such withdrawal shall terminate upon publication of an order in the Federal Register by the Secretary no sooner than five years from the effective date of this Act, with respect to any lands or interest remaining in the United States at the conclusion of such five-year period.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 530 (Comm. on Interior and Insular Affairs).

SENATE REPORT No. 95 - 522 (Comm. on Energy and Natural Resources).

CONGRESSIONAL RECORD:

Vol. 123 (1977): Aug. 1, considerec and passed House. Oct. 28, considered and passed Senate, amended.

Vol.124 (1978): Feb. 24, House concurred in Senate amendment with an amendment. Apr.12, Senate concurred in House amendment.

PUBLIC LAW 95-264, 92 STAT. 202

95th CONGRESS, H.R. 2540 APRIL 18, 1978
An Act Pertaining to the inheritance of trust or restricted lands on the Umatilla Indian Reservation.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the right to inherit trust or restricted land on the Umatilla Indian Reservation, to the extent that the laws of descent of the State of Oregon are inconsistent herewith, shall be as provided herein. // 25 USC 463d. //

Sec. 2. // 25 USC 463d. // When any Indian dies leaving any interest in trust or restricted land within the Umatilla Reservation and not having lawfully devised the same, such interest shall descend in equal shares to his or her childred and to the issue of any deceased child by rights of representation; and if there is no child of the decedent living at the time of his or her death, such interests shall descend to his or her other lineal descendants; and if such descendants are in the same degree of kindred to the interstate, they shall take such real property equally, or otherwise they shall take according to the right of representation. An interest taken hereunder shall be subject to the right of a surviving spouse as provided in section 3.

Sec. 3. // 25 USC 463d. // The surviving spouse of any Indian who dies leaving any interest in trust or restricted land within the Umatilla Reservation shall be entitled to obtain a one-half interest in all such trust or restricted interests in land during his or her lifetime.

Sec. 4. // 25 USC 463d. // If any Indian, who leaves any interest in trust or restricted land within the Umatilla Reservation, makes provisions for his or her surviving spouse by an approved will, such surviving spouse shall have an election whether to take the provisions as made in such will or to take the interest as set forth in section 3 of this Act, but such surviving spouse shall not be entitled to both unless it plainly appears by the will to have been so intended by the testator. When any surviving spouse is entitled to an election under this section, he or she shall be deemed to have elected to take the provisions as made in such will unless, at or prior to the first hearing to probate the will, he or she has elected to take under section 3 of this Act and not under the will.

Sec. 5. The provisions of this Act // 25 USC 463d. // shall apply to all estates of decendents who die on or after the date of enactment of this Act.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 820 (Comm. on Interior and Insular Affairs).

SENATE REPORT No. 95 - 178 (Select Comm. on Indian Affairs).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Feb. 6, considered and passed House.

April 5, considered and passed Senate.

PUBLIC LAW 95-263, 92 STAT. 201

95th CONGRESS, S.J. RES. 124 APRIL 17, 1978
Joint Resolution To authorize the President to issue a proclamation designating the week beginning on April 16 through April 22, 1978, as " National " Oceans Week".

Whereas the oceans are playing an increasingly important role in the food, energy, and mineral production of the United States as well as the transportation of United States goods; and

Whereas it will be beneficial for the American public to learn of the interrelationship of the United States and the world's oceans; and

Whereas the declaration of a National Oceans Week would help Americans learn about the importance of the oceans: Therefore be it

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the President of the United States is authorized and requested to issue a proclamation designating the week of April 16 through April 22, 1978, as " National Oceans Week" and calling upon the people of the United States to observe such same week with appropriate activities.

LEGISLATIVE HISTORY

HOUSE REPORT No. 95 - 978 (Comm. on Post Office and Civil Service).

CONGRESSIONAL RECORD, Vol. 124 (1978):

Mar. 20, considered and passed Senate.

Apr. 4, considered and passed House, in lieu of H.J. Res. 730.

PUBLIC LAW 95-262, 92 STAT. 200

95th CONGRESS, H.J. RES. 770 APRIL 17, 1978
Joint Resolution To authorize and request the President to issue a proclamation designating APRIL 18, 1978, as " Education Day, U.S.A.".

Whereas the Congress recognizes a need for the Nation to set aside on the calendar a day devoted to the importance of education to the lives of its citizens and to the general well-being of the Nation; and

Whereas the Lubavitch Movement, which conducts educational activities at more than sixty centers in twenty-eight States as well as around the world, is especially committed to the advancement of education and has proposed the establishment of an " Education Day, U. S.A."; and

Whereas world Jewry marked in 1977 the seventy-fifth birthday of the revered and renowned Jewish leader, the head of the worldwide Lubavitch Movement, Rabbi Menachem Mendel Schneerson, who proclaimed on that occasion a " Year of Education"; and

Whereas the seventy-sixth birthday of this celebrated spiritual leader will occur on April 18, 1978, thus concluding the year of Lubavitch Movement activities dedicated to the Year of Education" and the Lubavitcher Rebbe's milestone birthday: Now, therefore, be it

Resolved by the Senate and House of Representatives of the United States of America in Congress assembled, That the President is authorized and requested to issue a proclamation designating April 18, 1978, as " Education Day U.S.A.".

LEGISLATIVE HISTORY:

CONGRESSIONAL RECORD, Vol. 124 (1978):

Apr. 11, 12, considered and passed House.

Apr. 13, considered and passed Senate.

PUBLIC LAW 95-261, 95 STAT. 199

95th CONGRESS, H.R. 8358 APRIL 17, 1978
An Act To amend title 44, United States Code, to provide for the designation of libraries of accredited law schools as depository libraries of Government publications.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That chapter 19 of title 44, United States Code, is amended by adding at the end thereof the following new section:

" Section 1916. // 44 USC 1916. // Designation of libraries of accredited law schools as depository libraries

"(a) Upon the request of any accredited law school, the Public Printer shall designate the library of such law school as a depository library. The Public Printer may not make such designation unless he determines that the library involved meets the requirements of this chapter, other than those requirements of the first undesignated paragraph of section 1909 of this title which relate to the location of such library.

"(b) For purposes of this section, the term 'accredited law school' means any law school which is accredited by a nationally recognized accrediting agency or association approved by the Commissioner of Education for such purpose or accredited by the highest appellate court of the State in which the law school is located.".

Sec. 2. The table of sections for chapter 19 of title 44, United States Code, is amended by adding at the end thereof the following new item: "1916. Designation of libraries of accredited law schools as depository libraries.".

Sec. 3. The amendments made by this Act // 44 USC 1916. // shall take effect on October 1, 1978.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 650 (Comm. on House Administration).

SENATE REPORT No. 95 - 670 (Comm. on Rules and Administration).

CONGRESSIONAL RECORD:

Vol. 123 71977): Oct. 25, considered and passed House.

Vol. 124 (1978): Mar. 6, considered and passed Senate, amended. Apr. 4, House agreed to Senate amendments.

PUBLIC LAW 95-260, 92 STAT. 197

95th CONGRESS, H.R. 2960 APRIL 17, 1978
An Act To authorize the Secretary of the Interior to memorialize the fifty-six signers of the Declaration of Independence in Constitution Gardens in the District of Columbia.

Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Secretary of the Interior (hereinafter in this Act // 16 USC 431. // referred to as the " Secretary") may establish a memorial in honor of the fifty-six men who signed the Declaration of Independence, such memorial to be on a suitable site selected by the Secretary, with the approval of the National Commission of Fine Arts and the National Capital Planning Commission, in the area known as Constitution Gardens in the District of Columbia.

Sec. 2. The Administrator of the American Revolution Bicentennial Administration (hereinafter in this Act referred to as the " Administrator") shall prepare, in consultation with the American Revolution Bicentennial Board, the Secretary, the National Commission of Fine Arts, and the National Capital Planning Commission, the design and plans for the memorial authorized by the first section.

Sec. 39 (a) Not to exceed $500,000 of the funds, other than appropriated funds, which are available to the American Revolution Bicentennial Administration under the Act entitled " An Act to establish the American Revolution Bicentennial Administration, and for other purposes", approved December 11, 1973 (87 Stat. 697), and as approved by the American Revolution Bicentennial Board, may be used to carry out the provisions of the first two sections of this Act.

(b) Of the funds described in subsection (a) which are not used by the Administrator in carrying out the provisions of section 2, the Administrator shall transfer to the Secretary such sums as may be necessary to enable the Secretary to carry out the provisions of the first section of this Act.

Sec. 4 (a) The establishment of the memorial authorized by the first section may not begin unless the Secretary determines that sums expended in carrying out the first two sections of this Act will not exceed $500,000. Such determination shall be made in consultation with the Administrator if the American Revolution Bicentennial Administration has not terminated pursuant to section 7 of the Act of December 11, 1973 (87 Stat. 701).

(b) The authority contained in the first section shall expire unless the establishment of the memorial authorized by such section is begun within two years after the date of the enactment of this Act.

Sec. 5. (a) The maintenance and care of the memorial authorized under the first section shall be the responsibility of the Secretary.

(b) There are authorized to be appropriated for the fiscal year beginning on October 1, 1977, and each fiscal year thereafter such sums as may be necessary to carry out the provisions of subsection (a).

Sec. 6. No funds other than funds described in section 3 and funds authorized to be appropriated in section 5(b) may be used by the Administrator or the Secretary to carry out this Act.

Sec. 7. The Secretary shall carry out any functions of the Administrator under this Act after the termination of the American Revolution Bicentennial Administration pursuant to section 7 of the Act of December 11, 1973 (87 Stat. 701), provided that the Secretary shall consult with those persons who were members of the American Revolution Bicentennial Board on the date of its termination.

LEGISLATIVE HISTORY:

HOUSE REPORT No. 95 - 462, pt. I (Comm. on House Administration).

SENATE REPORT No. 95 - 621 (Comm. on Rules and Administration).

CONGRESSIONAL RECORD:

Vol. 23 (1977): July 11, considered and passed House.

Vol. 24 (1978): Jan. 27, considered and passed Senate, amended. Apr. 4, House agreed to Senate amendment.

PUBLIC LAW 95-259, 92 STAT. 196